OMB APPROVAL
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OMB Number: 3235-0360
Expires: April 30, 2012
Estimated average burden
hours per response 2.0
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
FORM N-17f-2
Certificate of Accounting of Securities and Similar
Investments in the Custody of
Management Investment Companies
Pursuant to Rule 17f-2 [17 CFR 270.17f-2]
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1. Investment Company Act File Number :
811-1056
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Date examination completed:
March 31, 2011
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2. State Identification Number:
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AL
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AK
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AZ
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AR
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CA
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CO
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CT
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DE
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DC
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FL
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GA
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HI
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ID
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IL
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IN
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IA
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KS
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KY
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LA
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ME
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MD
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MA
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MI
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MN
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MS
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MO
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MT
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NE
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NV
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NH
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NJ
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NM
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NY
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NC
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ND
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OH
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OK
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OR
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PA
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RI
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SC
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SD
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TN
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TX
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UT
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VT
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VA
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WA
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WV
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WI
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WY
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PUERTO RICO
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Other (specify):
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3. Exact name of investment company as specified in registration statement:
Capital Southwest Corporation
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4. Address of principal executive office (number, street, city, state, zip code):
12900 Preston Road, Suite 700, Dallas, Texas 75230
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OMB APPROVAL
|
OMB Number: 3235-0360
Expires: April 30, 2012
Estimated average burden
hours per response 2.0
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
FORM N-17f-2
Certificate of Accounting of Securities and Similar
Investments in the Custody of
Management Investment Companies
Pursuant to Rule 17f-2 [17 CFR 270.17f-2]
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1. Investment Company Act File Number :
811-1947
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Date examination completed:
March 31, 2011
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2. State Identification Number:
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AL
|
AK
|
AZ
|
AR
|
CA
|
CO
|
CT
|
DE
|
DC
|
FL
|
GA
|
HI
|
ID
|
IL
|
IN
|
IA
|
KS
|
KY
|
LA
|
ME
|
MD
|
MA
|
MI
|
MN
|
MS
|
MO
|
MT
|
NE
|
NV
|
NH
|
NJ
|
NM
|
NY
|
NC
|
ND
|
OH
|
OK
|
OR
|
PA
|
RI
|
SC
|
SD
|
TN
|
TX
|
UT
|
VT
|
VA
|
WA
|
WV
|
WI
|
WY
|
PUERTO RICO
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Other (specify):
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3. Exact name of investment company as specified in registration statement:
Capital Southwest Venture Corporation
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4. Address of principal executive office (number, street, city, state, zip code):
12900 Preston Road, Suite 700, Dallas, Texas 75230
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·
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Count and inspection of all securities located in the vault of JPMorgan Chase & Co. (“Custodian) in New York City, New York.
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·
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Confirmation of all publicly traded securities held by Morgan Stanley Smith Barney.
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·
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Confirmation of all privately issued portfolio investments securities with the issuer.
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·
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Reconciliation of all such securities to the books and records of the Company and the Custodian.
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·
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Agreement of additional investments in five existing portfolio companies, partial repayment of loans for a portfolio company, conversion of preferred stock to common stock for a portfolio company and received shares of a newly created entity by contributing assets from existing portfolio company since our last report from the books and records of the Company to the bank statements.
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Capital Southwest Corporation
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[Name of Company]
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/s/ Tracy L. Morris
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[Name]
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Chief Financial Officer
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[Title]
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March 31, 2011
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[Date]
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