WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person
BOREN TODD A.
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(Last) (First) (Middle)
250 PARK AVENUE SOUTH/ SUITE 200
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(Street)
WINTER PARK FL 32789
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
INTERNATIONAL ASSETS HOLDING CORPORATION -- IAAC
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
MARCH, 2001
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer (Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
SENIOR VICE PRESIDENT AND MANAGING DIRECTOR PRIVATE CLIENT GROUP
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7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by One Reporting Person
[_] Form filed by More Than One Reporting Person
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Table I--Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6. Owner- 7. Nature
3. Trans- 5. Amount of ship of In-
2. Trans- action 4. Securities Acquired (A) Securities Form: direct
action Code or Disposed of (D) Beneficially Direct Bene-
1. Title Date (Instr. 8) (Instr. 3, 4 and 5) Owned at (D) or ficial
of (Month/ ----------------------------------------------- End of Indirect Owner-
Security Day/ (A) or Price Month (I) ship
(Instr. 3) Year) Code V Amount (D) (Instr. 3 and 4) (Instr. 4) (Instr. 4)
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INTERNATIONAL ASSETS
HOLDING CORPORATION
COMMON 03/09/01 P 500 A 3.00 4,159 D
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
FORM 4 (continued)
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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2. Conver- 5. Number of Deriv-
sion or 3. Trans- ative Securities
Exercise action 4. Transac- Acquired (A) or
Price of Date tion Code Disposed of (D)
Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5)
1. Title of Derivative ative Day/ ---------------------------------------------------
Security (Instr. 3) Security Year) Code V (A) (D)
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International
Assets Holding
Corp. Option 3/9/01 A 30000 03/09/06*
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International
Assets Holding
Corp. Options
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Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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9. Number 10. Owner-
of Deriv- ship
6. Date Exer- ative Form 11. Na-
cisable and Secur- of De- ture
Expiration 8. Price ities rivative of In-
Date 7. Title and Amount of of Bene- Securities direct
(Month/Day/ Underlying Securities Deriv- ficially Bene- Bene-
Year) (Instr. 3 and 4) ative Owned ficially ficial
-------------------------------------------- Secur- at End Owned at Owner-
Date Expira- Amount or ity of End of ship
Exer- tion Number of (Instr. Month Month(1) (Instr.
cisable Date Title Shares 5) (Instr. 4) (Instr. 4) 4)
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03/09/02 03/09/06* Common 30000 3.125 30,000 D
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12/11/00 12/11/06** Common 7,194 2.512 37,194 D
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10/01/01 10/01/08*** Common 5995 1.486 43,189 D
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12/09/02 12/09/09**** Common 5450 7.167 48,639
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Explanation of Responses:*33% VESTS 03/09/02; 33% VESTS 03/09/03; REMAINDER
VESTS 03/09/04
**25% VESTS 12/11/00; 25% VESTS 12/11/01; 25% VESTS 12/11/02; REMAINDER VESTS
12/11/03
** 20% VESTS 10/01/01; 20% VESTS 10/01/02; 20% VESTS 10/01/03; 20% VESTS
10/01/04; REMAINDER VESTS 10/01/05
*** 20% VESTS 12/09/01; 20% VESTS 12/09/02; 20% VESTS 10/01/03; 20% VESTS
10/01/04; REMAINDER VESTS 12/09/05
/s/ TODD A. BOREN 04/05/01
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**Signature of Reporting Person Date