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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Non-Qualified Stock Option | $ 6 | Â | Â | Â | Â | Â | Â (1) | 01/08/2014 | Common Stock | Â | 100,000 | Â | ||
Non-Qualified Stock Option | $ 7.67 | Â | Â | Â | Â | Â | Â (2) | 03/03/2015 | Common Stock | Â | 120,000 | Â | ||
Non-Qualified Stock Option | $ 2.14 | Â | Â | Â | Â | Â | Â (3) | 01/12/2016 | Common Stock | Â | 150,000 | Â | ||
Non-Qualified Stock Option | $ 3.76 | Â | Â | Â | Â | Â | Â (4) | 08/03/2016 | Common Stock | Â | 166,667 | Â | ||
Non-Qualified Stock Option | $ 2.37 | Â | Â | Â | Â | Â | Â (5) | 01/24/2017 | Common Stock | Â | 196,667 (6) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TOH HENRY Y L 405 EAGLEVIEW BLVD. EXTON, PA 19341 |
 X |  |  |  |
/s/ Henry Toh | 02/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vested as follows: 66,667 shares vested on a quarterly basis commencing January 8, 2004 through December 31, 2005; and 33,333 shares vested December 31, 2005. |
(2) | Vested in equal installments on March 31, 2005; June 30, 2005; September 30, 2005; and December 31, 2005. |
(3) | Vested in equal installments on March 31, 2006; June 30, 2006; September 30, 2006; and December 31, 2006. |
(4) | Vested in equal installments on November 30, 2006; February 28, 2007; May 31, 2007; and August 31, 2007. |
(5) | Vested in equal installments on March 31, 2007; June 30, 2007; September 30, 2007; and December 31, 2007. |
(6) | Represents beneficial ownership as of December 31, 2007. |