As filed with the Securities and Exchange Commission on April 3, 2003
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Amendment No. 1)
Under the Securities Exchange Act of 1934
Capital Trust, Inc.
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(Name of Issuer)
Class A Common Stock, par value $0.01 per share
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(Title of Class of Securities)
14052H100
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(CUSIP Number)
Michael L. Zuppone, Esq.
Paul, Hastings, Janofsky & Walker LLP
75 East 55th Street
New York, New York 10022
(212) 318-6000
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
May 1, 2002
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box |_|.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
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CUSIP No. 14052H100 Page 2 of 6 Pages
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1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Crocker-CT General Partnership
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
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3
SEC USE ONLY
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4
SOURCE OF FUNDS
OO
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
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SOLE VOTING POWER
NUMBER OF 7
SHARES 0
BENEFICIALLY ----------------------------------------------------------
OWNED BY SHARED VOTING POWER
EACH 8
REPORTING 0
PERSON ----------------------------------------------------------
WITH SOLE DISPOSITIVE POWER
9
0
----------------------------------------------------------
SHARED DISPOSITIVE POWER
10
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |_|
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14
TYPE OF REPORTING PERSON
PN
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SCHEDULE 13D
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CUSIP No. 14052H100 Page 3 of 6 Pages
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1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Douglas Crocker II
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
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3
SEC USE ONLY
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4
SOURCE OF FUNDS
OO
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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SOLE VOTING POWER
NUMBER OF 7
SHARES 0
BENEFICIALLY ----------------------------------------------------------
OWNED BY SHARED VOTING POWER
EACH 8
REPORTING 0
PERSON ----------------------------------------------------------
WITH SOLE DISPOSITIVE POWER
9
0
----------------------------------------------------------
SHARED DISPOSITIVE POWER
10
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
--------------------------------------------------------------------------------
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |_|
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14
TYPE OF REPORTING PERSON
IN
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SCHEDULE 13D
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CUSIP No. 14052H100 Page 4 of 6 Pages
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1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cindy McHugh
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
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3
SEC USE ONLY
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4
SOURCE OF FUNDS
OO
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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SOLE VOTING POWER
NUMBER OF 7
SHARES 0
BENEFICIALLY ----------------------------------------------------------
OWNED BY SHARED VOTING POWER
EACH 8
REPORTING 0
PERSON ----------------------------------------------------------
WITH SOLE DISPOSITIVE POWER
9
0
----------------------------------------------------------
SHARED DISPOSITIVE POWER
10
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
--------------------------------------------------------------------------------
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |_|
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14
TYPE OF REPORTING PERSON
IN
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CUSIP No. 14052H100 Page 5 of 6 Pages
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This Amendment No. 1 to Schedule 13D is filed by the Reporting Persons (as
defined below) pursuant to rule 13d-2(a) under the Securities Exchange Act of
1934, as amended. This Amendment No. 1 to Schedule 13D amends and supplements
the Schedule 13D, as filed with the Securities and Exchange Commission (the
"SEC") on October 30, 2001 (the "Original Schedule 13D").
The Reporting Persons are:
(i) Crocker-CT General Partnership, an Illinois general partnership
("Crocker-CT");
(ii) Mr. Douglas Crocker ("Crocker"), who is a general partner of
Crocker-CT; and
(iii) Ms. Cindy McHugh ("McHugh"), who is a general partner of Crocker-CT.
Crocker and McHugh are the sole general partners of Crocker-CT.
This statement relates to the shares of class A common stock, par value
$0.01 per share ("Class A Common Stock") of Capital Trust, Inc., a Maryland
corporation (the "Issuer"). The principal executive office of the Issuer is
located at 410 Park Avenue, 14th Floor, New York, New York 10022.
Item 5. Interest in Securities of the Issuer.
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Item 5 is amended as follows:
(a) and (b) As of May 1, 2002, the Reporting Persons did not beneficially
own any shares of Class A Common Stock.
(c) On May 1, 2002, Crocker-CT sold 209,711 shares of Class A Common Stock
at a price of $4.80 per share in an open market trading transaction.
(e) As of May 1, 2002, the Reporting Persons no longer held any shares of
Class A Common Stock and therefore any obligation of the Reporting Persons to
report beneficial ownership of Class A Common Stock on Schedule 13D that may
have arisen from the Stockholder Approval Agreement (as defined in the Original
Schedule 13D) has terminated as of such date.
To the best of knowledge of the Reporting Persons, except as described in
this Amendment No. 1 to Schedule 13D, none of the Reporting Persons has effected
any transactions in the Class A Common Stock during the period which commenced
sixty days prior to the date of the event which triggered the filing of this
Amendment No. 1 to Schedule 13D and ends on the date of filing of this Amendment
No. 1 to Schedule 13D.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each
of the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Crocker-CT General Partnership
By: Douglas Crocker II and Cindy
McHugh, its general partners
/s/ Douglas Crocker II
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Douglas Crocker II
/s/ Cindy McHugh
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Cindy McHugh
/s/ Douglas Crocker II
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DOUGLAS CROCKER
/s/ Cindy McHugh
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CINDY MCHUGH