1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Stock
|
Â
(2)
|
08/03/2015 |
Common Stock
|
3,887
|
$
0.6
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(3)
|
08/03/2016 |
Common Stock
|
5,694
|
$
0.9
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(4)
|
02/02/2017 |
Common Stock
|
4,174
|
$
1.68
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(5)
|
05/02/2018 |
Common Stock
|
4,174
|
$
1.86
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(6)
|
01/22/2019 |
Commpn Stock
|
1,786
|
$
5.57
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares are owned directly by Lansing Brown Investments, LLC. Dr. Zabriskie, one of ARCA's current directors, is the President of Lansing Brown Investments, LLC. Dr. Zabriskie has shared voting and dispositive powers over the shares held by Lansing Brown Investments, LLC. He disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in them |
(2) |
The options vested as to 971 shares on May 4, 2006; and continue to vest by 242 shares at the end of each quarter thereafter. |
(3) |
The options vested as to 1,423 shares on August 3, 2007; and continue to vest by 355 shares at the end of each quarter thereafter. |
(4) |
The options vested as to 1,043 shares on February 2, 2008; and continue to vest by 260 shares at the end of each quarter thereafter. |
(5) |
The options vest as to 1,043 shares at the end of each quarter following grant date. |
(6) |
The options are immediately exercisable. |