UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 05/25/2011 | Common Stock | 7,500 | $ 15.5 (2) | D | Â |
Employee Stock Option (right to buy) | Â (3) | 05/05/2012 | Common Stock | 5,800 | $ 14.65 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 01/05/2013 | Common Stock | 5,700 | $ 19.41 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 01/11/2014 | Common Stock | 6,430 | $ 25.6 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MINAHAN TIMOTHY R C/O INSITUFORM TECHNOLOGIES, INC. 17988 EDISON AVENUE CHESTERFIELD, MO 63005 |
 |  |  V.P. & CIO |  |
/s/ Suta Tungsiripat as Attorney-In-Fact for Timothy R. Minahan | 05/04/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option is exercisable in four equal annual installments beginning on May 25, 2004 (date of grant). |
(2) | Effective December 29, 2006, the exercise price with respect to 5,625 options was increased from $15.50 to $16.26 to avoid a 20% excise tax at exercise of the options under Section 409A of the Internal Revenue Code of 1986, as amended. |
(3) | This option is exercisable in four equal annual installments beginning on May 5, 2005 (date of grant). |
(4) | This option is exercisable in four equal annual installments beginning on January 5, 2006 (date of grant). |
(5) | This option is exercisable as to 1,607 shares on each of January 11, 2007 (date of grant), 2008 and 2009, and as to 1,609 shares on January 11, 2010. |
 Remarks: Exhibits - See the Index to Exhibits attached hereto. |