UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TRUSTCO BANK CORP NY
Address: 5 SARNOWSKI DRIVE
GLENVILLE, NY 12302
Form 13F File Number: 28-06657
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: RICHARD W. PROVOST
Title: SENIOR TRUST OFFICER
Phone: 518-381-3643
Signature, Place, and Date of Signing:
/s/ RICHARD W. PROVOST GLENVILLE NY 10/18/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 200
Form 13F Information Table Value Total: $ 91,464
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
7000 028-10307 TRUSTCO BANK
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
AT&T INC COM 00206R102 1384 48536 SH DEFINED 7000 48536 0 0
AT&T INC COM 00206R102 485 17015 SH OTHER 7000 12622 0 0
0 0 OTHER 7000 0 4393 0
ABBOTT LABORATORIES COM 2824100 2266 44301 SH DEFINED 7000 43201 0 0
0 0 DEFINED 7000 0 0 1100
ABBOTT LABORATORIES COM 2824100 355 6945 SH OTHER 7000 2945 0 0
0 0 OTHER 7000 0 4000 0
AIR PRODUCTS & CHEMICALS INC COM 9158106 367 4800 SH DEFINED 7000 4800 0 0
AMERICAN EXPRESS CO COM 25816109 340 7575 SH DEFINED 7000 7575 0 0
AMERICAN EXPRESS CO COM 25816109 13 300 SH OTHER 7000 0 300 0
APPLIED MATERIALS INC COM 38222105 723 69800 SH DEFINED 7000 66000 0 0
0 0 DEFINED 7000 0 0 3800
APPLIED MATERIALS INC COM 38222105 29 2800 SH OTHER 7000 2800 0 0
AUTOMATIC DATA PROCESSING INC COM 53015103 414 8773 SH DEFINED 7000 7273 0 0
0 0 DEFINED 7000 0 0 1500
AUTOMATIC DATA PROCESSING INC COM 53015103 14 300 SH OTHER 7000 300 0 0
BANK OF AMERICA CORP COM 60505104 197 32175 SH DEFINED 7000 32175 0 0
BANK OF AMERICA CORP COM 60505104 34 5618 SH OTHER 7000 2864 0 0
0 0 OTHER 7000 0 2754 0
BHP BILLITON LTD FOR 88606108 427 6425 SH DEFINED 7000 6425 0 0
BHP BILLITON LTD FOR 88606108 13 200 SH OTHER 7000 0 200 0
BRISTOL-MYERS SQUIBB CO COM 110122108 249 7949 SH DEFINED 7000 7949 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 436 13886 SH OTHER 7000 7186 0 0
0 0 OTHER 7000 0 6700 0
CATERPILLAR INC COM 149123101 186 2513 SH DEFINED 7000 2513 0 0
CATERPILLAR INC COM 149123101 61 830 SH OTHER 7000 830 0 0
CHEVRON CORP NEW COM 166764100 2597 28045 SH DEFINED 7000 27045 0 0
0 0 DEFINED 7000 0 0 1000
CHEVRON CORP NEW COM 166764100 396 4279 SH OTHER 7000 2139 0 0
0 0 OTHER 7000 0 2140 0
CISCO SYSTEMS INC COM 17275R102 597 38492 SH DEFINED 7000 38492 0 0
CISCO SYSTEMS INC COM 17275R102 33 2150 SH OTHER 7000 950 0 0
0 0 OTHER 7000 0 1200 0
COCA COLA CO COM 191216100 3188 47192 SH DEFINED 7000 46892 0 0
0 0 DEFINED 7000 0 0 300
COCA COLA CO COM 191216100 763 11300 SH OTHER 7000 6350 0 0
0 0 OTHER 7000 0 4950 0
COLGATE PALMOLIVE CO COM 194162103 1586 17885 SH DEFINED 7000 17885 0 0
COLGATE PALMOLIVE CO COM 194162103 231 2600 SH OTHER 7000 1000 0 0
0 0 OTHER 7000 0 1600 0
DISNEY WALT CO COM 254687106 1106 36671 SH DEFINED 7000 34571 0 0
0 0 DEFINED 7000 0 0 2100
DISNEY WALT CO COM 254687106 256 8500 SH OTHER 7000 5000 0 0
0 0 OTHER 7000 0 3500 0
DOW CHEMICAL CO COM 260543103 244 10874 SH DEFINED 7000 10874 0 0
DOW CHEMICAL CO COM 260543103 78 3471 SH OTHER 7000 1671 0 0
0 0 OTHER 7000 0 1800 0
DU PONT E I DE NEMOURS & CO COM 263534109 252 6300 SH DEFINED 7000 4900 0 0
0 0 DEFINED 7000 0 0 1400
DU PONT E I DE NEMOURS & CO COM 263534109 63 1586 SH OTHER 7000 1386 0 0
0 0 OTHER 7000 0 200 0
ECOLAB INC COM 278865100 618 12633 SH DEFINED 7000 12633 0 0
ECOLAB INC COM 278865100 24 500 SH OTHER 7000 500 0 0
EMERSON ELECTRIC CO COM 291011104 219 5300 SH DEFINED 7000 4900 0 0
0 0 DEFINED 7000 0 0 400
EMERSON ELECTRIC CO COM 291011104 63 1513 SH OTHER 7000 313 0 0
0 0 OTHER 7000 0 1200 0
EXELON CORP COM 30161N101 697 16367 SH DEFINED 7000 16367 0 0
EXELON CORP COM 30161N101 113 2650 SH OTHER 7000 1550 0 0
0 0 OTHER 7000 0 1100 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
EXXON MOBIL CORP COM 30231G102 5005 68907 SH DEFINED 7000 66607 0 0
0 0 DEFINED 7000 0 0 2300
EXXON MOBIL CORP COM 30231G102 2192 30187 SH OTHER 7000 14027 0 0
0 0 OTHER 7000 0 16160 0
GENERAL ELECTRIC CO COM 369604103 7053 463418 SH DEFINED 7000 45395 8 0
0 0 DEFINED 7000 0 0 9460
GENERAL ELECTRIC CO COM 369604103 3585 235563 SH OTHER 7000 17985 7 0
0 0 OTHER 7000 0 52706 0
0 0 OTHER 7000 0 0 3000
GENERAL MILLS INC COM 370334104 1003 26048 SH DEFINED 7000 25648 0 0
0 0 DEFINED 7000 0 0 400
GENERAL MILLS INC COM 370334104 404 10500 SH OTHER 7000 8500 0 0
0 0 OTHER 7000 0 2000 0
GLAXOSMITHKLINE PLC FOR 37733W105 318 7704 SH DEFINED 7000 7704 0 0
GLAXOSMITHKLINE PLC FOR 37733W105 176 4256 SH OTHER 7000 3656 0 0
0 0 OTHER 7000 0 600 0
HEWLETT PACKARD CO COM 428236103 274 12203 SH DEFINED 7000 12203 0 0
HEWLETT PACKARD CO COM 428236103 88 3900 SH OTHER 7000 1400 0 0
0 0 OTHER 7000 0 2500 0
HOME DEPOT INC COM 437076102 288 8755 SH DEFINED 7000 7555 0 0
0 0 DEFINED 7000 0 0 1200
HOME DEPOT INC COM 437076102 58 1764 SH OTHER 7000 1364 0 0
0 0 OTHER 7000 0 400 0
INTEL CORP COM 458140100 1732 81172 SH DEFINED 7000 79272 0 0
0 0 DEFINED 7000 0 0 1900
INTEL CORP COM 458140100 221 10368 SH OTHER 7000 6068 0 0
0 0 OTHER 7000 0 4300 0
IBM CORP COM 459200101 2242 12822 SH DEFINED 7000 12822 0 0
IBM CORP COM 459200101 498 2850 SH OTHER 7000 1300 0 0
0 0 OTHER 7000 0 1550 0
ISHARES MUT 464287465 290 6066 SH DEFINED 7000 6066 0 0
ISHARES MUT 464287465 8 175 SH OTHER 7000 175 0 0
JPMORGAN CHASE & CO COM 46625H100 1069 35508 SH DEFINED 7000 35208 0 0
0 0 DEFINED 7000 0 0 300
JPMORGAN CHASE & CO COM 46625H100 233 7752 SH OTHER 7000 3965 0 0
0 0 OTHER 7000 0 3787 0
JACOBS ENGINEERING GROUP INC COM 469814107 221 6849 SH DEFINED 7000 6849 0 0
JACOBS ENGINEERING GROUP INC COM 469814107 15 450 SH OTHER 7000 350 0 0
0 0 OTHER 7000 0 100 0
JOHNSON & JOHNSON COM 478160104 4359 68446 SH DEFINED 7000 68446 0 0
JOHNSON & JOHNSON COM 478160104 708 11111 SH OTHER 7000 6211 0 0
0 0 OTHER 7000 0 4900 0
JOHNSON CONTROLS INC COM 478366107 417 15800 SH DEFINED 7000 15800 0 0
JOHNSON CONTROLS INC COM 478366107 42 1600 SH OTHER 7000 400 0 0
0 0 OTHER 7000 0 1200 0
KRAFT FOODS INC COM 50075N104 177 5280 SH DEFINED 7000 5280 0 0
KRAFT FOODS INC COM 50075N104 87 2582 SH OTHER 7000 506 0 0
0 0 OTHER 7000 0 2076 0
ELI LILLY & CO COM 532457108 152 4099 SH DEFINED 7000 4099 0 0
ELI LILLY & CO COM 532457108 61 1656 SH OTHER 7000 556 0 0
0 0 OTHER 7000 0 1100 0
LOWES COMPANIES INC COM 548661107 333 17234 SH DEFINED 7000 17234 0 0
LOWES COMPANIES INC COM 548661107 11 550 SH OTHER 7000 350 0 0
0 0 OTHER 7000 0 200 0
MASCO CORP COM 574599106 90 12625 SH DEFINED 7000 12625 0 0
MASCO CORP COM 574599106 15 2100 SH OTHER 7000 0 2100 0
MCDONALDS CORP COM 580135101 26 300 SH DEFINED 7000 300 0 0
MCDONALDS CORP COM 580135101 214 2435 SH OTHER 7000 2435 0 0
MCGRAW HILL COS INC COM 580645109 637 15542 SH DEFINED 7000 15542 0 0
MCGRAW HILL COS INC COM 580645109 29 700 SH OTHER 7000 100 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
0 0 OTHER 7000 0 600 0
MEDTRONIC INC COM 585055106 1585 47692 SH DEFINED 7000 42092 0 0
0 0 DEFINED 7000 0 0 5600
MEDTRONIC INC COM 585055106 63 1904 SH OTHER 7000 704 0 0
0 0 OTHER 7000 0 1200 0
MERCK & CO INC COM 58933Y105 158 4819 SH DEFINED 7000 4819 0 0
MERCK & CO INC COM 58933Y105 103 3165 SH OTHER 7000 686 0 0
0 0 OTHER 7000 0 2479 0
MICROSOFT CORP COM 594918104 2738 110016 SH DEFINED 7000 10061 6 0
0 0 DEFINED 7000 0 0 9400
MICROSOFT CORP COM 594918104 158 6363 SH OTHER 7000 3463 0 0
0 0 OTHER 7000 0 2900 0
NBT BANCORP INC COM 628778102 437 23486 SH OTHER 7000 23486 0 0
NIKE INC COM 654106103 902 10549 SH DEFINED 7000 10549 0 0
NIKE INC COM 654106103 86 1000 SH OTHER 7000 800 0 0
0 0 OTHER 7000 0 200 0
NOKIA CORP FOR 654902204 107 18850 SH DEFINED 7000 18850 0 0
ORACLE CORP COM 68389X105 554 19275 SH DEFINED 7000 19275 0 0
ORACLE CORP COM 68389X105 13 452 SH OTHER 7000 452 0 0
PEPSICO INC COM 713448108 2478 40027 SH DEFINED 7000 39027 0 0
0 0 DEFINED 7000 0 0 1000
PEPSICO INC COM 713448108 201 3250 SH OTHER 7000 2050 0 0
0 0 OTHER 7000 0 1200 0
PFIZER INC COM 717081103 493 27889 SH DEFINED 7000 27889 0 0
PFIZER INC COM 717081103 184 10388 SH OTHER 7000 4028 0 0
0 0 OTHER 7000 0 6360 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 210 3369 SH DEFINED 7000 3369 0 0
PHILIP MORRIS INTERNATIONAL INC COM 718172109 179 2869 SH OTHER 7000 169 0 0
0 0 OTHER 7000 0 2700 0
PROCTER & GAMBLE CO COM 742718109 3554 56250 SH DEFINED 7000 53050 0 0
0 0 DEFINED 7000 0 0 3200
PROCTER & GAMBLE CO COM 742718109 664 10507 SH OTHER 7000 1889 0 0
0 0 OTHER 7000 0 8618 0
SCHLUMBERGER LTD COM 806857108 382 6399 SH DEFINED 7000 5699 0 0
0 0 DEFINED 7000 0 0 700
SCHLUMBERGER LTD COM 806857108 18 300 SH OTHER 7000 200 0 0
0 0 OTHER 7000 0 100 0
SOUTHERN CO COM 842587107 1676 39558 SH DEFINED 7000 39258 0 0
0 0 DEFINED 7000 0 0 300
SOUTHERN CO COM 842587107 187 4408 SH OTHER 7000 1608 0 0
0 0 OTHER 7000 0 2800 0
STATE STREET CORP COM 857477103 454 14125 SH DEFINED 7000 14125 0 0
STATE STREET CORP COM 857477103 29 900 SH OTHER 7000 500 0 0
0 0 OTHER 7000 0 400 0
TARGET CORP COM 8.76E+110 524 10687 SH DEFINED 7000 9987 0 0
0 0 DEFINED 7000 0 0 700
TARGET CORP COM 8.76E+110 81 1650 SH OTHER 7000 1350 0 0
0 0 OTHER 7000 0 300 0
TEXAS INSTRUMENTS INC COM 882508104 370 13875 SH DEFINED 7000 13875 0 0
TEXAS INSTRUMENTS INC COM 882508104 13 500 SH OTHER 7000 500 0 0
3M CO COM 88579Y101 1202 16750 SH DEFINED 7000 16750 0 0
3M CO COM 88579Y101 345 4800 SH OTHER 7000 700 0 0
0 0 OTHER 7000 0 4100 0
TRUSTCO BANK CORP NY COM 898349105 1658 371782 SH DEFINED 7000 9498 0 0
0 0 DEFINED 7000 0 16688 0
0 0 DEFINED 7000 0 0 345596
TRUSTCO BANK CORP NY COM 898349105 4556 1021537 SH OTHER 7000 46173 0 0
0 0 OTHER 7000 0 0 559807
UNITED PARCEL SERVICE COM 911312106 434 6865 SH DEFINED 7000 6865 0 0
UNITED PARCEL SERVICE COM 911312106 60 950 SH OTHER 7000 450 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------
0 0 OTHER 7000 0 500 0
UNITED TECHNOLOGIES CORP COM 913017109 2659 37797 SH DEFINED 7000 34597 0 0
0 0 DEFINED 7000 0 0 3200
UNITED TECHNOLOGIES CORP COM 913017109 201 2850 SH OTHER 7000 1350 0 0
0 0 OTHER 7000 0 1500 0
VANGUARD MUT 922042858 1738 48510 SH DEFINED 7000 48260 0 0
0 0 DEFINED 7000 0 0 250
VANGUARD MUT 922042858 65 1820 SH OTHER 7000 325 0 0
0 0 OTHER 7000 0 1105 0
0 0 OTHER 7000 0 0 390
VERIZON COMMUNICATIONS INC COM 92343V104 1384 37610 SH DEFINED 7000 37610 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 281 7646 SH OTHER 7000 4346 0 0
0 0 OTHER 7000 0 3300 0
WAL-MART STORES INC COM 931142103 1446 27866 SH DEFINED 7000 26866 0 0
0 0 DEFINED 7000 0 0 1000
WAL-MART STORES INC COM 931142103 126 2425 SH OTHER 7000 2225 0 0
0 0 OTHER 7000 0 200 0
WELLS FARGO & CO NEW COM 949746101 1076 44600 SH DEFINED 7000 44600 0 0
WELLS FARGO & CO NEW COM 949746101 184 7623 SH OTHER 7000 3523 0 0
0 0 OTHER 7000 0 4100 0