1. Investment Company Act File Number:
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Date examination completed:
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811-1056
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January 22, 2013
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2. State identification Number :
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AL
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AK
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AZ
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AR
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CA
|
CO
|
|
CT
|
DE
|
DC
|
FL
|
GA
|
HI
|
|
ID
|
IL
|
IN
|
IA
|
KS
|
KY
|
|
LA
|
ME
|
MD
|
MA
|
MI
|
MN
|
|
MS
|
MO
|
MT
|
NE
|
NV
|
NH
|
|
NJ
|
NM
|
NY
|
NC
|
ND
|
OH
|
|
OK
|
OR
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PA
|
RI
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SC
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SD
|
|
TN
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TX
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UT
|
VT
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VA
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WA
|
|
WV
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WI
|
WY
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PUERTO RICO
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|||
Other (specify )
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3. Exact name of investment company as specified in registration statement :
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Capital Southwest Corporation
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4. Address of principal executive office (number, street, city, state, zip code):
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12900 Preston Road, Suite 700, Dallas, Texas 75230
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1. Investment Company Act File Number :
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Date examination completed :
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811-1947
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January 22, 2013
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2. State identification Number :
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AL
|
AK
|
AZ
|
AR
|
CA
|
CO
|
|
CT
|
DE
|
DC
|
FL
|
GA
|
HI
|
|
ID
|
IL
|
IN
|
IA
|
KS
|
KY
|
|
LA
|
ME
|
MD
|
MA
|
MI
|
MN
|
|
MS
|
MO
|
MT
|
NE
|
NV
|
NH
|
|
NJ
|
NM
|
NY
|
NC
|
ND
|
OH
|
|
OK
|
OR
|
PA
|
RI
|
SC
|
SD
|
|
TN
|
TX
|
UT
|
VT
|
VA
|
WA
|
|
WV
|
WI
|
WY
|
PUERTO RICO
|
|||
Other (specify ) :
|
3. Exact name of investment company as specified in registration statement:
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|
Capital Southwest Venture Corporation
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4. Address of principal executive office (number, street, city, state, zip code):
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12900 Preston Road, Suite 700, Dallas, Texas 75230
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·
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Confirmation of all securities held by Morgan Stanley Smith Barney (“Custodian”).
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·
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Reconciliation of all such securities to the books and records of the Company and the Custodian.
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·
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Agreement of additional investments in four existing portfolio companies, sale of investments in two portfolio companies, conversion of debt securities to stock in one portfolio company and return of capital of five portfolio companies since our last report from the books and records of the Company to the bank statements.
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By:
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/s/ Tracy L. Morris
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Tracy L. Morris
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Chief Financial Officer
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