AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON June 26, 2003
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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POST-EFFECTIVE AMENDMENT #1 TO FORM SB-2 #333-91106
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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STOCKGROUP INFORMATION SYSTEMS INC.
(Exact Name of Registrant as Specified in Its Charter)
COLORADO 6282 84-1379282
(State or jurisdiction of (Primary Standard Industrial (I.R.S. Employer
incorporation or organization) Classification Code) Identification
Number)
SUITE 500 - 750 WEST PENDER STREET
VANCOUVER, BRITISH COLUMBIA, CANADA V6C 2T7 (604) 331-0995
(Address, Including Zip Code, and Telephone Number,
Including Area Code, of Registrant's Executive Offices)
DEVLIN JENSEN
BARRISTERS AND SOLICITORS
2550 - 555 WEST HASTINGS STREET
VANCOUVER, BC, CANADA V6B 4N5
(604) 684-2550
(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent for Service)
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APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO PUBLIC: Upon filing of this
post-effective amendment, at the discretion of the selling shareholder.
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If any of the securities being registered on this Form are being offered on a
delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, check the following box. [ ]
If this Form is filed to register additional securities for an offering pursuant
to Rule 462 to Rule 426(b) under the Securities Act of 1933, check the following
box and list the Securities Act Registration Statement number of the earlier
effective Registration Statement for the same offering. [ ]
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under
the Securities Act of 1933, check the following box and list the Securities Act
Registration Statement number of the earlier Registration Statement for the same
offering. [ ]
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under
the Securities Act of 1933, check the following box and list the Securities Act
Registration Statement number of the earlier Registration Statement for the same
offering. [ ]
If delivery of the Prospectus is expected to be made pursuant to Rule 434,
please check the following box.[ ]
DE-REGISTRATION OF SHARES OF CERTAIN SELLING SHAREHOLDERS
We filed a registration statement on Form SB-2, file #333-91106, on June 25,
2002, as amended by pre-effective amendments on July 1, 2002 and July 10, 2002,
to register the resale by selling shareholders of up to 5,709,827 shares of our
common stock. These shares were issued to, or, in the case of warrants,
issuable to, the selling shareholders in transactions exempt from the
registration requirements of the Securities Act of 1933.
With this post-effective amendment, we are de-registering all of the unsold
shares and unexercised warrants from the above registration statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant
certifies that it has duly caused this Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of
Vancouver, Province of British Columbia, on June 25, 2003.
STOCKGROUP INFORMATION SYSTEMS INC.
By: /s/ Marcus A. New
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Marcus A. New, Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, this
registration statement has been signed by the following persons in the
capacities and on the dates indicated.
/s/ Marcus New Dated: June 25, 2003
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Marcus A. New, Chief Executive Officer, Chairman of the Board
/s/ David Gillard Dated: June 25, 2003
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David E. Gillard, Chief Financial Officer, Treasurer, Secretary
/s/ Leslie Landes Dated: June 25, 2003
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Leslie A. Landes, President, Director
/s/ Craig Faulkner Dated: June 25, 2003
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Craig D. Faulkner, Director
/s/ David Caddey Dated: June 25, 2003
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David N. Caddey, Director
/s/ Lee deBoer Dated: June 25, 2003
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Louis deBoer II, Director
/s/ Jeff Berwick Dated: June 25, 2003
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Jeffrey D. Berwick, Director