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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 27.155 | 08/03/2007 | M | 11,625 | (1) | 03/18/2014 | Common Stock | 11,625 | (2) | 88,375 | D | ||||
Employee Stock Option (Right to Buy) | $ 23.93 | 08/03/2007 | M | 37,466 | (3) | 07/18/2013 | Common Stock | 37,466 | (2) | 12,534 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FINDLAY D CAMERON AON CORPORATION - CORPORATE LAW DEPT 200 EAST RANDOLPH STREET, 8TH FLOOR CHICAGO, IL 60601 |
Exec VP & General Counsel |
/s/ Jennifer L. Kraft - Jennifer L. Kraft pursuant to a power of attorney from D. Cameron Findlay | 08/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vesting of this option grant has occurred, and will occur, in accordance with the terms of the Aon Stock Incentive Plan as follows: thirty-three percent (33%) of the options vested on March 18, 2007, thirty-four percent (34%) of the options vested on March 18, 2007, and thirty-three percent (33%) of the options will vest on March 18, 2008. |
(2) | Stock option granted pursuant to the Aon Stock Incentive Plan. |
(3) | Vesting of this option grant occurred in accordance with the terms of the Aon Stock Incentive Plan as follows: thirty-three percent (33%) of the options vested on each of July 18, 2005 and July 18, 2007, and thirty-four percent (34%) of the options vested on July 18, 2006. |