1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
(3)
|
Â
(4)
|
11/03/2020 |
Common Stock
|
8,100
|
$
13.53
|
D
|
Â
|
Stock Option (Right to Buy)
(3)
|
Â
(5)
|
09/02/2019 |
Common Stock
|
1,016
|
$
10.64
|
D
|
Â
|
Stock Option (Right to Buy)
(3)
|
Â
(6)
|
10/31/2021 |
Common Stock
|
4,900
|
$
14.34
|
D
|
Â
|
Stock Option (Right to Buy)
(3)
|
Â
(7)
|
10/01/2022 |
Common Stock
|
6,200
|
$
13.67
|
D
|
Â
|
Stock Option(Right to Buy)
(8)
|
Â
(9)
|
08/01/2017 |
Common Stock
|
30,000
|
$
23.93
|
D
|
Â
|
Stock Option(Right to Buy)
(7)
|
Â
(10)
|
09/03/2018 |
Common Stock
|
1,300
|
$
15.04
|
D
|
Â
|
Stock Option (Right to Buy)
(7)
|
Â
(11)
|
02/04/2019 |
Common Stock
|
782
|
$
7.94
|
D
|
Â
|
Stock Option (Right to Buy)
(7)
|
Â
(11)
|
02/04/2019 |
Common Stock
|
125
|
$
7.94
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Restricted Stock Unit Awards. |
(2) |
This aggregate amount of Restricted Stock Unit shares have been granted over a period of time, in multiple grants, in 2009, 2010, 2011 and 2012 and shall be vested and released on various dates, ending on 12/15/2016. |
(3) |
Non-Qualified stock option under the 2009 Stock Plan. |
(4) |
1/4 of the shares subject to such option shall vest and become exercisable on the twelve-month anniversary of the Vesting Commencement Date and 1/48 of the shares subject to such option shall vest and become exercisable each month thereafter. The Vesting Commencement Date is November 3, 2010> |
(5) |
The balance of these shares vest monthly over a 1/48 monthly schedule and will be fully vested on September 2, 2013. The Vesting Commencement Date is September 2, 2009. |
(6) |
1/4 of the shares subject to such option shall vest and become exercisable on the twelve-month anniversary of the Vesting Commencement Date and 1/48 of the shares subject to such option shall vest and become exercisable each month thereafter. The Vesting Commencement Date is November 1, 2011. |
(7) |
1/4 of the shares subject to such option shall vest and become exercisable on the twelve-month anniversary of the Vesting Commencement Date and 1/48 of the shares subject to such option shall vest and become exercisable each month thereafter. The Vesting Commencement Date is October 2, 2012. |
(8) |
Non-Qualified stock option under the 1999 Stock Plan |
(9) |
1/4 of the shares subject to such option shall vest and become exercisable on the twelve-month anniversary of the Vesting Commencement Date and 1/48 of the shares subject to such option shall vest and become exercisable each month thereafter. The Vesting Commencement Date is July 9, 2007. |
(10) |
1/4 of the shares subject to such option shall vest and become exercisable on the twelve-month anniversary of the Vesting Commencement Date and 1/48 of the shares subject to such option shall vest and become exercisable each month thereafter. The Vesting Commencement Date is September 3, 2008. |
(11) |
These shares are fully vested. |