UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to purchase Common Stock) | Â (2) | 08/25/2009 | Common Stock | 10,000 | $ 17.625 | D | Â |
Stock Option (right to purchase Common Stock) | Â (3) | 02/01/2010 | Common Stock | 1,200 | $ 31.875 | D | Â |
Stock Option (right to purchase Common Stock) | Â (4) | 02/22/2011 | Common Stock | 5,000 | $ 24.688 | D | Â |
Stock Option (right to purchase Common Stock) | Â (5) | 08/31/2011 | Common Stock | 20,000 | $ 10.19 | D | Â |
Stock Option (right to purchase Common Stock) | Â (6) | 09/25/2011 | Common Stock | 20,000 | $ 8.7 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brown Jay A. 1220 AUGUSTA DRIVE SUITE 500 HOUSTON, TX 77057 |
 |  |  Sr. VP, CFO & Treasurer |  |
/s/ Jay A. Brown | 07/03/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares previously acquired in transactions exempt under Rule 16b-3(c). |
(2) | Vested 20% per year over five years with the first vesting on August 25, 2000. |
(3) | Vested 33 1/3% per year over three years with the first vesting on February 1, 2001. |
(4) | Vested 33 1/3% per year over three years with the first vesting on February 22, 2002. |
(5) | Vested 33 1/3% per year over three years with the first vesting on August 31, 2002. |
(6) | Vested on September 25, 2005, following the Company's common stock closing at or above a target price of $20.00 per share for 20 consecutive trading days. |