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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Martell Frank CORELOGIC, INC. 4 FIRST AMERICAN WAY SANTA ANA, CA 92707 |
Chief Financial Officer |
s/ Angela Grinstead, Attorney-in-Fact for Frank Martell | 03/12/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.80 to $15.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(2) | Includes 35,483 performance-based restricted stock units ("PBRSUs") that vest only upon the Issuer's achievement of certain financial performance objectives. The relevant performance period commenced on January 1, 2012, and will end on December 31, 2012. Subject to the Issuer's achievement of such financial performance criteria during the performance period, a specified number of shares underlying the PBRSUs will vest in full on December 31, 2014. |
(3) | Includes 14,193 RSUs awarded on March 2, 2012 and scheduled to vest in three equal annual increments commencing March 2, 2013, the first anniversary of the grant, subject to Issuer's achievement of certain financial performance criteria. |
(4) | Includes 9,677 RSUs awarded on March 2, 2012 and scheduled to vest in three equal annual increments commencing March 2, 2013, the first anniversary of the grant. |
(5) | Includes 38,766 unvested PBRSUs awarded on August 30, 2011 that vest only upon the Issuer's achievement of certain financial performance criteria. |
(6) | Includes 19,383 unvested RSUs awarded on August 30, 2011 that vest in three equal annual increments commencing August 30, 2012, subject to Issuer's achievement of certain financial performance criteria. |