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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 3.08 | 03/12/2007 | M(1) | 3,804 | (3) | 01/15/2013 | Common Stock | 3,804 | $ 0 | 16,006 | D | ||||
Stock Option (right to purchase) | $ 7.645 | 03/12/2007 | M(1) | 3,429 | (4) | 01/11/2015 | Common Stock | 3,429 | $ 0 | 15,775 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dickert William H 300 WARD ROAD MIDLOTHIAN, TX 76065 |
VP and COO |
/s/ Robert E. Crawford, Jr. as attorney-in-fact for William H. Dickert | 03/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2007. |
(2) | This amount reflects a decrease in the total amount of directly owned common stock due to an inadvertant over-reporting of 1,265 shares of common stock (2,530 shares of common stock after giving effect to the the stock dividend made effective September 1, 2006) on June 1, 2006 as described in an amended Form 4 filed with the Securities and Exchange Commission on March 14, 2007. |
(3) | These options have vested or will vest in substantially equal amounts on each of January 15, 2006, 2007 and 2008. |
(4) | These options have vested or will vest in substantially equal amounts on each of January 11, 2006, 2007, 2008, 2009 and 2010. |