1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(3)
|
08/13/2001 |
08/13/2008 |
Common Shares
|
2,750
|
$
15
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
08/13/2002 |
08/13/2008 |
Common Shares
|
3,750
|
$
15
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
07/07/2001 |
07/07/2008 |
Common Shares
|
5,000
|
$
16.085
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/04/2000 |
01/04/2009 |
Common Shares
|
3,750
|
$
22.219
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/04/2001 |
01/04/2009 |
Common Shares
|
3,750
|
$
22.219
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/04/2002 |
01/04/2009 |
Common Shares
|
7,500
|
$
22.219
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/03/2001 |
01/03/2010 |
Common Shares
|
5,000
|
$
29.532
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/03/2002 |
01/03/2010 |
Common Shares
|
5,000
|
$
29.532
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/03/2003 |
01/03/2010 |
Common Shares
|
10,000
|
$
29.532
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/02/2002 |
01/02/2011 |
Common Shares
|
5,500
|
$
43.625
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/02/2003 |
01/02/2011 |
Common Shares
|
5,500
|
$
43.625
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/02/2004 |
01/02/2011 |
Common Shares
|
11,000
|
$
43.625
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/02/2003 |
01/02/2012 |
Common Shares
|
5,500
|
$
36.67
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/02/2004 |
01/02/2012 |
Common Shares
|
5,500
|
$
36.67
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
01/02/2005 |
01/02/2012 |
Common Shares
|
11,000
|
$
36.67
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
09/03/2003 |
09/03/2012 |
Common Shares
|
6,250
|
$
17.62
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
09/03/2004 |
09/03/2012 |
Common Shares
|
6,250
|
$
17.62
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
09/03/2005 |
09/03/2012 |
Common Shares
|
6,250
|
$
17.62
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
09/03/2006 |
09/03/2012 |
Common Shares
|
6,250
|
$
17.62
|
D
|
Â
|
Phantom Share
|
Â
(4)
|
Â
(4)
|
Common Shares
|
14,064.591
|
$
(5)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This number represents the reporting person's shares held in the company's 401(k) plan as of December 4, 2007. |
(2) |
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(3) |
Option shares granted under the Convergys 1998 Long Term Incentive Plan, which is a Rule 16b-3 Plan. |
(4) |
Phantom Shares are payable in cash following termination of the reporting person's employment with Convergys Corporation. |
(5) |
1 for 1 |