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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Warrant (right to buy) | $ 1.8288 (3) | 08/13/2010 | X | 948 (3) | 08/13/2003 | 08/13/2010 | Common Stock | 948 (3) | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| SAVAS PAUL G C/O MACANDREWS & FORBES HOLDINGS INC. 35 EAST 62ND STREET NEW YORK, NY 10021 |
X | |||
| /s/ Paul G. Savas | 10/18/2010 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Acquired pursuant to the exercise of the warrants described in Table II. |
| (2) | Includes 8,531 shares of common stock issuable upon exercise of warrants and 85,000 shares of common stock issuable upon exercise of options. |
| (3) | These warrants were previously reported as the right to buy 868 shares of common stock of SIGA Technologies, Inc. ("SIGA") at an exercise price of $2.00 per share, but, pursuant to the anti-dilution provisions of the warrants, were adjusted to reflect the effects of certain of SIGA's subsequent issuances. |
| Remarks: This amendment is filed to restate the original Form 4. The number of shares shown in this restated Form 4 reflects an anti-dilution adjustment made pursuant to the terms of the SIGA Technologies, Inc. warrant disclosed in Table II of the original Form 4 and this restated Form 4. On September 28, 2010, SIGA announced a restatement of its financial statements in connection with a failure by SIGA to account for anti-dilution adjustments in certain warrants (including the warrants referenced in Table II). SIGA did not timely advise the reporting person of the effect of the anti-dilution adjustment, which was triggered before the date of the original Form 4 and which resulted in the issuance of an additional 36 shares of common stock to Mr. Savas as a result of the exercise of the warrants referenced in Table II. See SIGA's Current Report on Form 8-K filed on September 28, 2010 for more information. | |