UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock option (right to buy) | Â (3) | 01/06/2024 | Common Stock | 221 | $ 10.24 | D | Â |
Stock option (right to buy) | Â (4) | 01/02/2025 | Common Stock | 442 | $ 10.1 | D | Â |
Stock option (right to buy) | Â (5) | 01/04/2026 | Common Stock | 630 | $ 11.98 | D | Â |
Stock option (right to buy) | Â (6) | 01/03/2027 | Common Stock | 1,000 | $ 18.65 | D | Â |
Stock option (right to buy) | Â (7) | 01/02/2028 | Common Stock | 1,000 | $ 18.3 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ANDREACIO JOHN C/O 1ST CONSTITUTION BANCORP 2650 ROUTE 130 CRANBURY, NJ 08512 |
 |  |  Chief Lending Officer and EVP |  |
/s/ Ellen S. Knarr as Attorney-in-fact for John T. Andreacio | 01/29/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amount includes 1,102 restricted shares scheduled to vest on September 18, 2018; 1,313 restricted shares scheduled to vest on July 16, 2018; 1,312 restricted shares scheduled to vest on July 16, 2019; 263 restricted shares scheduled to vest on January 4, 2019; 262 restricted shares scheduled to vest on January 4, 2020; 2,375 restricted shares scheduled to vest on July 28, 2018; 2,375 restricted shares scheduled to vest on July 28, 2019; 2,375 restricted shares scheduled to vest on July 28, 2020; 250 restricted shares scheduled to vest on January 3, 2019; 250 restricted shares scheduled to vest on January 3, 2020; 250 restricted shares scheduled to vest on January 3, 2021; 1,000 restricted shares scheduled to vest on July 28, 2021; 250 restricted shares scheduled to vest on January 2, 2019; 250 restricted shares scheduled to vest on January 2, 2020; 250 restricted shares scheduled to vest on January 2, 2021; and 250 restricted shares scheduled to vest on January 2, 2022. |
(2) | Information presented as of the close of business on January 29, 2018. |
(3) | All options are exercisable. |
(4) | Of these stock options, 221 are vested and exercisable and 221 options are scheduled to vest on January 2, 2019. |
(5) | Of these stock options, 210 are vested and exercisable, 210 are scheduled to vest on January 4, 2019 and 210 are scheduled to vest on January 4, 2020. |
(6) | Of these stock options, 400 are vested and exercisable, 200 are scheduled to vest on January 3, 2019, 200 are scheduled to vest on January 3, 2020 and 200 are scheduled to vest on January 3, 2021. |
(7) | Of these stock options, 200 are vested and exercisable, 200 are scheduled to vest on January 2, 2019, 200 are scheduled to vest on January 2, 2020, 200 are scheduled to vest on January 2, 2021 and 200 are scheduled to vest on January 2, 2022. |
 Remarks: Exhibit List Exhibit 24 -- Power of Attorney |