UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22056
NAME OF REGISTRANT: John Hancock Tax-Advantaged
Global Shareholder Yield
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
JHF TAX-ADV GLOB SHRHLDR YLD
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 934746768
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2018
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Say When on Pay - An advisory vote on the Mgmt 1 Year For
frequency of the advisory vote to approve
executive compensation
5. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation for the annual election of
directors
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
7. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying
8. Stockholder Proposal - to Separate Chair Shr Against For
and CEO
9. Stockholder Proposal - to Issue an Annual Shr For Against
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 709153922
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 09-May-2018
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING TO THE AMENDMENT Non-Voting
OF PARAGRAPH 21 OF THE GERMAN SECURITIES
TRADE ACT (WERTPAPIERHANDELSGESETZ, WPHG)
ON 9TH JULY 2015, THE JUDGEMENT OF THE
DISTRICT COURT IN COLOGNE FROM 6TH JUNE
2012 IS NO LONGER RELEVANT. AS A RESULT, IT
REMAINS EXCLUSIVELY THE RESPONSIBILITY OF
THE END-INVESTOR (I.E. FINAL BENEFICIARY)
AND NOT THE INTERMEDIARY TO DISCLOSE
RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS
IF THEY EXCEED RELEVANT REPORTING THRESHOLD
OF WPHG (FROM 3 PERCENT OF OUTSTANDING
SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE
THAT PURSUANT TO THE STATUTES OF ALLIANZ
SE, THE REGISTRATION IN THE SHARE REGISTER
FOR SHARES BELONGING TO SOMEONE ELSE IN ONE
S OWN NAME (NOMINEE-HOLDING) IS LIMITED TO
0.2 PERCENT OF THE SHARE CAPITAL (880,499
SHARES) OR, IN CASE OF DISCLOSURE OF THE
FINAL BENEFICIARIES, TO 3 PERCENT OF THE
SHARE CAPITAL (13,207,489 SHARES).
THEREFORE, FOR THE EXERCISE OF VOTING
RIGHTS OF SHARES EXCEEDING THESE THRESHOLDS
THE REGISTRATION OF SUCH SHARES IN THE
SHARE REGISTER OF ALLIANZ SE IS STILL
REQUIRED.
CMMT THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR Non-Voting
PROCESSES AND ESTABLISHED SOLUTIONS, WHICH
DO NOT REQUIRE SHARE BLOCKING. REGISTERED
SHARES WILL BE DEREGISTERED ACCORDING TO
TRADING ACTIVITIES OR AT THE DEREGISTRATION
DATE BY THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR
FOR FURTHER INFORMATION.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF THE MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS WITH REGARDS TO THIS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
24.04.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE APPROVED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS AS OF
DECEMBER 31, 2017, AND OF THE MANAGEMENT
REPORTS FOR ALLIANZ SE AND FOR THE GROUP,
THE EXPLANATORY REPORTS ON THE INFORMATION
PURSUANT TO ARTICLES 289A (1) AND 315A (1)
OF THE GERMAN COMMERCIAL CODE (HGB), AS
WELL AS THE REPORT OF THE SUPERVISORY BOARD
FOR FISCAL YEAR 2017
2 APPROPRIATION OF NET EARNINGS Mgmt For For
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
5 CREATION OF AN AUTHORIZED CAPITAL 2018/I Mgmt For For
WITH THE AUTHORIZATION TO EXCLUDE
SHAREHOLDERS SUBSCRIPTION RIGHTS,
CANCELLATION OF THE AUTHORIZED CAPITAL
2014/I AND CORRESPONDING AMENDMENT TO THE
STATUTES
6 CREATION OF AN AUTHORIZED CAPITAL 2018/II Mgmt For For
FOR THE ISSUANCE OF SHARES TO EMPLOYEES
WITH EXCLUSION OF SHAREHOLDERS SUBSCRIPTION
RIGHTS, CANCELLATION OF THE AUTHORIZED
CAPITAL 2014/II AND CORRESPONDING AMENDMENT
TO THE STATUTES
7 APPROVAL OF A NEW AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE BONDS, BONDS WITH WARRANTS,
CONVERTIBLE PARTICIPATION RIGHTS,
PARTICIPATION RIGHTS AND SUBORDINATED
FINANCIAL INSTRUMENTS, EACH WITH THE
AUTHORIZATION TO EXCLUDE SHAREHOLDERS
SUBSCRIPTION RIGHTS, CANCELLATION OF THE
CURRENT AUTHORIZATION TO ISSUE CONVERTIBLE
BONDS AND BONDS WITH WARRANTS, AMENDMENT OF
THE EXISTING CONDITIONAL CAPITAL 2010/2014
AND CORRESPONDING AMENDMENT OF THE STATUTES
8 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
FOR TRADING PURPOSES PURSUANT TO ARTICLE 71
(1) NO. 7 AKTG
9 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
FOR OTHER PURPOSES PURSUANT TO ARTICLE 71
(1) NO. 8 AKTG AND TO THEIR UTILIZATION
WITH THE AUTHORIZATION TO EXCLUDE
SHAREHOLDERS SUBSCRIPTION RIGHTS
10 AUTHORIZATION TO USE DERIVATIVES IN Mgmt For For
CONNECTION WITH THE ACQUISITION OF TREASURY
SHARES PURSUANT TO ARTICLE 71 (1) NO. 8
AKTG
11 AMENDMENT TO THE STATUTES ON SUPERVISORY Mgmt For For
BOARD REMUNERATION
12 APPROVAL OF CONTROL AGREEMENT BETWEEN Mgmt For For
ALLIANZ SE AND ALLIANZ ASSET MANAGEMENT
GMBH
13 APPROVAL OF CONTROL AND PROFIT TRANSFER Mgmt For For
AGREEMENT BETWEEN ALLIANZ SE AND ALLIANZ
CLIMATE SOLUTIONS GMBH
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 934763473
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Howard A. Willard III Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Shareholder Proposal - Reducing and Shr Against For
Disclosing Nicotine Levels in Cigarette
Brands
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 934743899
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1b. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1c. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1d. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1e. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1f. ELECTION OF DIRECTOR: WALTER J. GALVIN Mgmt For For
1g. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1h. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1i. ELECTION OF DIRECTOR: GAYLE P. W. JACKSON Mgmt For For
1j. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1k. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1l. ELECTION OF DIRECTOR: STEPHEN R. WILSON Mgmt For For
2. NON-BINDING ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2018.
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr For Against
COAL COMBUSTION RESIDUALS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 934736692
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicholas K. Akins Mgmt For For
1b. Election of Director: David J. Anderson Mgmt For For
1c. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1d. Election of Director: Ralph D. Crosby, Jr. Mgmt For For
1e. Election of Director: Linda A. Goodspeed Mgmt For For
1f. Election of Director: Thomas E. Hoaglin Mgmt For For
1g. Election of Director: Sandra Beach Lin Mgmt For For
1h. Election of Director: Richard C. Notebaert Mgmt For For
1i. Election of Director: Lionel L. Nowell III Mgmt For For
1j. Election of Director: Stephen S. Rasmussen Mgmt For For
1k. Election of Director: Oliver G. Richard III Mgmt For For
1l. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
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ARTHUR J. GALLAGHER & CO. Agenda Number: 934753460
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sherry S. Barrat Mgmt For For
1b. Election of Director: William L. Bax Mgmt For For
1c. Election of Director: D. John Coldman Mgmt For For
1d. Election of Director: Frank E. English, Jr. Mgmt For For
1e. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1f. Election of Director: Elbert O. Hand Mgmt For For
1g. Election of Director: David S. Johnson Mgmt For For
1h. Election of Director: Kay W. McCurdy Mgmt For For
1i. Election of Director: Ralph J. Nicoletti Mgmt For For
1j. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
2018.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
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ASSICURAZIONI GENERALI S.P.A., TRIESTE Agenda Number: 709086359
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 17-Apr-2018
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL OF EXTRAORDINARY MEETING IS ON 18
APRIL 2018 AND SECOND CALL OF ORDINARY
MEETING IS ON 19 APRIL 2018 (AND A THIRD
CALL OF EXTRAORDINARY MEETING IS ON 19
APRIL 2018). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU
O.1.A APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
AS AT 31 DECEMBER 2017, INCLUDING THE
REPORTS OF THE BOARD OF DIRECTORS, THE
BOARD OF STATUTORY AUDITORS AND THE
EXTERNAL AUDITOR. PRESENTATION OF THE
CONSOLIDATED FINANCIAL STATEMENTS AND OF
THE INTEGRATED ANNUAL REPORT. RELATED AND
CONSEQUENT RESOLUTIONS. DELEGATION OF
POWERS
O.1.B ALLOCATION OF PROFITS 2017 AND DISTRIBUTION Mgmt For For
OF DIVIDENDS. RELATED AND CONSEQUENT
RESOLUTIONS. DELEGATION OF POWERS
O.2 PRESENTATION OF THE REMUNERATION REPORT. Mgmt For For
APPROVAL OF REMUNERATION POLICY UNDER ART.
123-TER OF LEGISLATIVE DECREE NO. 58/1998
(CFBA) AND ART. 24 OF ISVAP REGULATION NO.
39/2011. RELATED AND CONSEQUENT RESOLUTIONS
O.3.A 2018 GROUP LONG TERM INCENTIVE PLAN (LTIP): Mgmt Against Against
APPROVAL OF THE 2018 LTIP PURSUANT TO ART.
114-BIS OF THE CFBA. RELATED AND CONSEQUENT
RESOLUTIONS. DELEGATION OF POWERS
O.3.B 2018 GROUP LONG TERM INCENTIVE PLAN (LTIP): Mgmt Against Against
APPROVAL OF THE AUTHORISATION TO PURCHASE
OWN SHARES AND TO DISPOSE OF THEM FOR THE
PURPOSE OF INCENTIVE PLANS. RELATED AND
CONSEQUENT RESOLUTIONS. DELEGATION OF
POWERS
E.3.C 2018 GROUP LONG TERM INCENTIVE PLAN (LTIP): Mgmt Against Against
APPROVAL IN THE EXTRAORDINARY SESSION OF
THE DELEGATION OF POWER TO THE BOARD OF
DIRECTORS PURSUANT TO ART. 2443 OF THE
ITALIAN CIVIL CODE, FOR A PERIOD OF 5 YEARS
FROM THE DATE OF THE RESOLUTION, TO
INCREASE THE SHARE CAPITAL WITH FREE ISSUES
AND IN ONE OR SEVERAL TRANSACTIONS,
PURSUANT TO ART. 2439 OF THE ITALIAN CIVIL
CODE FOR THE PURPOSES OF THE 2018 LTIP.
RELATED AND CONSEQUENT RESOLUTIONS.
DELEGATION OF POWERS
E.4 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
A. APPROVAL IN AN EXTRAORDINARY SESSION OF
THE AMENDMENT TO ART. 9 OF THE COMPANY'S
ARTICLES OF ASSOCIATION (ON THE UPDATE OF
EQUITY ITEMS FOR THE LIFE SECTION AND THE
NON-LIFE SECTION) PURSUANT TO ART. 5 OF
ISVAP REGULATION NO. 17 OF 11 MARCH 2008.
RELATED AND CONSEQUENT RESOLUTIONS.
DELEGATION OF POWERS
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_350496.PDF
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 934796143
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2017
2. To confirm dividends Mgmt For For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor
4. To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5a. Election of Director: Leif Johansson Mgmt For For
5b. Election of Director: Pascal Soriot Mgmt For For
5c. Election of Director: Marc Dunoyer Mgmt For For
5d. Election of Director: Genevieve Berger Mgmt For For
5e. Election of Director: Philip Broadley Mgmt For For
5f. Election of Director: Graham Chipchase Mgmt For For
5g. Election of Director: Deborah DiSanzo Mgmt For For
5h. Election of Director: Rudy Markham Mgmt For For
5i. Election of Director: Sheri McCoy Mgmt For For
5j. Election of Director: Nazneen Rahman Mgmt For For
5k. Election of Director: Shriti Vadera Mgmt For For
5l. Election of Director: Marcus Wallenberg Mgmt For For
6. To approve the Annual Report on Mgmt Against Against
Remuneration for the year ended 31 December
2017
7. To authorise limited political donations Mgmt For For
8. To authorise the Directors to allot shares Mgmt For For
9. To authorise the Directors to disapply Mgmt For For
pre-emption rights
10. To authorise the Directors to further Mgmt For For
disapply pre-emption rights for
acquisitions and specified capital
investments
11. To authorise the Company to purchase its Mgmt For For
own shares
12. To reduce the notice period for general Mgmt For For
meetings
13. To adopt new Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934736236
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Joyce M. Roche Mgmt For For
1J. Election of Director: Matthew K. Rose Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Laura D'Andrea Tyson Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approve Stock Purchase and Deferral Plan. Mgmt For For
5. Approve 2018 Incentive Plan. Mgmt For For
6. Prepare lobbying report. Shr For Against
7. Modify proxy access requirements. Shr For Against
8. Independent Chair. Shr For Against
9. Reduce vote required for written consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 934678535
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 07-Nov-2017
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER BISSON Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
MICHAEL P. GREGOIRE Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
WILLIAM J. READY Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
AUDITORS.
5. IF PROPERLY PRESENTED AT THE ANNUAL Shr Against For
MEETING, A STOCKHOLDER PROPOSAL REGARDING
THE REPEAL OF CERTAIN BY-LAWS OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
AXA SA Agenda Number: 708991802
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 25-Apr-2018
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 21 MAR 2018: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0223/201802231800320.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0321/201803211800666.pd
f. PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF THE URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2017
O.3 ALLOCATION OF INCOME THE FINANCIAL YEAR Mgmt For For
2017 AND SETTING OF THE DIVIDEND AT 1.26
EURO PER SHARE
O.4 APPROVAL OF THE INDIVIDUAL COMPENSATION OF Mgmt For For
MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD
OF DIRECTORS
O.5 APPROVAL OF THE INDIVIDUAL COMPENSATION OF Mgmt For For
MR. THOMAS BUBERL AS CHIEF EXECUTIVE
OFFICER
O.6 APPROVAL OF THE PRINCIPLES AND CRITERIA OF Mgmt For For
DETERMINATION, DISTRIBUTION AND ALLOCATION
OF FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.7 APPROVAL OF THE PRINCIPLES AND CRITERIA OF Mgmt For For
DETERMINATION, DISTRIBUTION AND ALLOCATION
OF FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHIEF EXECUTIVE OFFICER
O.8 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLES L.225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
O.9 APPROVAL OF THE REGULATED COMMITMENTS Mgmt For For
REFERRED TO IN ARTICLE L.225-42-1 OF THE
FRENCH COMMERCIAL CODE TAKEN IN FAVOUR OF
MR. THOMAS BUBERL IN THE EVENT OF
TERMINATION OF HIS DUTIES
O.10 RENEWAL OF THE TERM OF OFFICE OF MR. DENIS Mgmt For For
DUVERNE AS DIRECTOR
O.11 RENEWAL OF THE TERM OF OFFICE OF MR. THOMAS Mgmt For For
BUBERL AS DIRECTOR
O.12 RENEWAL OF THE TERM OF OFFICE OF MR. ANDRE Mgmt For For
FRANCOIS-PONCET AS DIRECTOR
O.13 APPOINTMENT OF MRS. PATRICIA BARBIZET AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS.
ISABELLE KOCHER
O.14 APPOINTMENT OF MRS. RACHEL DUAN AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MRS. SUET
FERN LEE
O.15 RENEWAL OF THE TERM OF OFFICE OF CABINET Mgmt For For
PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY
AUDITOR
O.16 APPOINTMENT OF MR. PATRICE MOROT AS DEPUTY Mgmt For For
STATUTORY AUDITOR, AS A REPLACEMENT FOR MR.
YVES NICOLAS
O.17 SETTING OF THE ANNUAL AMOUNT OF THE Mgmt For For
ATTENDANCE FEES TO BE ALLOCATED TO THE
BOARD OF DIRECTORS' MEMBERS
O.18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE COMMON SHARES OF THE
COMPANY
E.19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
COMMON SHARES OF THE COMPANY RESERVED FOR
MEMBERS OF A COMPANY SAVINGS PLAN, WITHOUT
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING OF COMMON SHARES,
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS, IN FAVOUR OF A
PARTICULAR CATEGORY OF BENEFICIARIES
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF COMMON SHARES
E.22 STATUTORY AMENDMENT TO DETERMINE THE Mgmt For For
PROCEDURES OF APPOINTMENT OF THE DIRECTORS
REPRESENTING EMPLOYEES
E.23 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC Agenda Number: 709151928
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 10-May-2018
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT SIR ROGER CARR AS DIRECTOR Mgmt For For
5 RE-ELECT ELIZABETH CORLEY AS DIRECTOR Mgmt For For
6 RE-ELECT JERRY DEMURO AS DIRECTOR Mgmt For For
7 RE-ELECT HARRIET GREEN AS DIRECTOR Mgmt For For
8 RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR Mgmt For For
9 RE-ELECT PETER LYNAS AS DIRECTOR Mgmt For For
10 RE-ELECT PAULA REYNOLDS AS DIRECTOR Mgmt For For
11 RE-ELECT NICHOLAS ROSE AS DIRECTOR Mgmt For For
12 RE-ELECT IAN TYLER AS DIRECTOR Mgmt For For
13 RE-ELECT CHARLES WOODBURN AS DIRECTOR Mgmt For For
14 ELECT REVATHI ADVAITHI AS DIRECTOR Mgmt For For
15 APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
17 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
18 AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE Mgmt For For
RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 709126076
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 04-May-2018
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT REREGISTRATION IS NO Non-Voting
LONGER REQUIRED TO ENSURE VOTING RIGHTS.
FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF
THE SECURITIES TRADE ACT ON 10TH JULY 2015
AND THE OVER-RULING OF THE DISTRICT COURT
IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE
VOTING PROCESS HAS CHANGED WITH REGARD TO
THE GERMAN REGISTERED SHARES. AS A RESULT,
IT REMAINS EXCLUSIVELY THE RESPONSIBILITY
OF THE END-INVESTOR (I.E. FINAL
BENEFICIARY) AND NOT THE INTERMEDIARY TO
DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS IF THEY EXCEED RELEVANT
REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT
OF OUTSTANDING SHARE CAPITAL ONWARDS).
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
19.04.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE ADOPTED FINANCIAL Non-Voting
STATEMENTS OF BASF SE AND THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
BASF GROUP FOR THE FINANCIAL YEAR 2017;
PRESENTATION OF THE MANAGEMENTS REPORTS OF
BASF SE AND THE BASF GROUP FOR THE
FINANCIAL YEAR 2017 INCLUDING THE
EXPLANATORY REPORTS ON THE DATA ACCORDING
TO SECTIONS 289A.1 AND 315A.1 OF THE GERMAN
COMMERCIAL CODE; PRESENTATION OF THE REPORT
OF THE SUPERVISORY BOARD
2 ADOPTION OF A RESOLUTION ON THE Mgmt For For
APPROPRIATION OF PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 3,129,844,171.69 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 3.10 PER NO-PAR SHARE EUR
282,560,220.29 SHALL BE ALLOTTED TO THE
REVENUE RESERVES EX-DIVIDEND DATE: MAY 7,
2018PAYABLE DATE: MAY 9, 2018
3 ADOPTION OF A RESOLUTION GIVING FORMAL Mgmt For For
APPROVAL TO THE ACTIONS OF THE MEMBERS OF
THE SUPERVISORY BOARD
4 ADOPTION OF A RESOLUTION GIVING FORMAL Mgmt For For
APPROVAL TO THE ACTIONS OF THE MEMBERS OF
THE BOARD OF EXECUTIVE DIRECTORS
5 APPOINTMENT OF THE AUDITOR FOR THE Mgmt For For
FINANCIAL YEAR 2018: KPMG AG
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT
6 ADOPTION OF A RESOLUTION APPROVING THE Mgmt For For
COMPENSATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 934785493
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mathis Cabiallavetta Mgmt For For
1b. Election of Director: Pamela Daley Mgmt For For
1c. Election of Director: William S. Demchak Mgmt For For
1d. Election of Director: Jessica P. Einhorn Mgmt For For
1e. Election of Director: Laurence D. Fink Mgmt For For
1f. Election of Director: William E. Ford Mgmt For For
1g. Election of Director: Fabrizio Freda Mgmt For For
1h. Election of Director: Murry S. Gerber Mgmt For For
1i. Election of Director: Margaret L. Johnson Mgmt For For
1j. Election of Director: Robert S. Kapito Mgmt For For
1k. Election of Director: Sir Deryck Maughan Mgmt For For
1l. Election of Director: Cheryl D. Mills Mgmt For For
1m. Election of Director: Gordon M. Nixon Mgmt For For
1n. Election of Director: Charles H. Robbins Mgmt For For
1o. Election of Director: Ivan G. Seidenberg Mgmt For For
1p. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1q. Election of Director: Susan L. Wagner Mgmt For For
1r. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Approval of an Amendment to the BlackRock, Mgmt For For
Inc. Second Amended and Restated 1999 Stock
Award and Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2018.
5. Shareholder Proposal - Production of an Shr For Against
Annual Report on Certain Trade Association
and Lobbying Expenditures.
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 708302889
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: OGM
Meeting Date: 19-Jul-2017
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT A. THE ACQUISITION, BY A SUBSIDIARY OF Mgmt For For
THE COMPANY, OF THE REMAINING 57.8% OF THE
COMMON STOCK OF REYNOLDS AMERICAN INC., NOT
ALREADY HELD BY THE COMPANY OR ITS
SUBSIDIARIES, WHICH WILL BE EFFECTED
THROUGH A STATUTORY MERGER PURSUANT TO THE
LAWS OF NORTH CAROLINA (THE "PROPOSED
ACQUISITION"), SUBSTANTIALLY IN THE MANNER
AND ON THE TERMS AND SUBJECT TO THE
CONDITIONS OF THE MERGER AGREEMENT (AS
DEFINED IN, AND PARTICULARS OF WHICH ARE
SUMMARISED IN, THE CIRCULAR OF THE COMPANY
DATED 14 JUNE 2017), TOGETHER WITH ALL
OTHER AGREEMENTS AND ANCILLARY ARRANGEMENTS
CONTEMPLATED BY THE MERGER AGREEMENT, BE
AND ARE HEREBY APPROVED AND THAT THE
DIRECTORS OF THE COMPANY (OR ANY DULY
AUTHORISED COMMITTEE THEREOF) BE AUTHORISED
TO MAKE ANY NON-MATERIAL AMENDMENTS,
VARIATIONS, WAIVERS OR EXTENSIONS TO THE
TERMS OF THE PROPOSED ACQUISITION OR THE
MERGER AGREEMENT WHICH THEY IN THEIR
ABSOLUTE DISCRETION CONSIDER NECESSARY,
APPROPRIATE OR DESIRABLE AND TO TAKE ALL
SUCH STEPS AND TO DO ALL SUCH THINGS WHICH
THEY CONSIDER NECESSARY, APPROPRIATE OR
DESIRABLE TO IMPLEMENT, OR IN CONNECTION
WITH, THE PROPOSED ACQUISITION, INCLUDING,
WITHOUT LIMITATION, THE WAIVER OF ANY
CONDITIONS TO THE MERGER AGREEMENT; AND B.
WITHOUT PREJUDICE TO ALL EXISTING
AUTHORITIES CONFERRED ON THE DIRECTORS OF
THE COMPANY, THE DIRECTORS OF THE COMPANY
BE AND THEY ARE HEREBY GENERALLY AND
UNCONDITIONALLY AUTHORISED IN ACCORDANCE
WITH SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN THE COMPANY AND TO GRANT
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITY INTO, SHARES IN THE COMPANY
("RIGHTS") PURSUANT TO OR IN CONNECTION
WITH THE PROPOSED ACQUISITION UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP
108,889,167, PROVIDED THAT THIS AUTHORITY
SHALL EXPIRE AT THE CONCLUSION OF THE
COMPANY'S NEXT ANNUAL GENERAL MEETING SAVE
THAT THE COMPANY SHALL BE ENTITLED TO MAKE
OFFERS OR AGREEMENTS BEFORE THE EXPIRY OF
SUCH AUTHORITY WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS
OF THE COMPANY SHALL BE ENTITLED TO ALLOT
SHARES AND GRANT RIGHTS PURSUANT TO ANY
SUCH OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 709091374
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2018
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE 2017 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 APPROVAL OF THE 2017 DIRECTORS' Mgmt For For
REMUNERATION REPORT
3 REAPPOINTMENT OF THE AUDITORS: KPMG LLP Mgmt For For
4 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
5 RE-ELECTION OF RICHARD BURROWS AS A Mgmt For For
DIRECTOR (N)
6 RE-ELECTION OF NICANDRO DURANTE AS A Mgmt For For
DIRECTOR
7 RE-ELECTION OF SUE FARR AS A DIRECTOR (N, Mgmt For For
R)
8 RE-ELECTION OF DR MARION HELMES AS A Mgmt Against Against
DIRECTOR (A, N)
9 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, Mgmt For For
R)
10 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A Mgmt For For
DIRECTOR (N, R)
11 RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR Mgmt For For
(A, N)
12 RE-ELECTION OF BEN STEVENS AS A DIRECTOR Mgmt For For
13 ELECTION OF LUC JOBIN AS A DIRECTOR (N, R) Mgmt For For
WHO HAS BEEN APPOINTED SINCE THE LAST
ANNUAL GENERAL MEETING
14 ELECTION OF HOLLY KELLER KOEPPEL AS A Mgmt For For
DIRECTOR (A, N) WHO HAS BEEN APPOINTED
SINCE THE LAST ANNUAL GENERAL MEETING
15 ELECTION OF LIONEL NOWELL, III AS A Mgmt For For
DIRECTOR (A, N) WHO HAS BEEN APPOINTED
SINCE THE LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 934759044
--------------------------------------------------------------------------------------------------------------------------
Security: 110448107
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: BTI
ISIN: US1104481072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2017 Annual Report and Mgmt For For
Accounts
2. Approval of the 2017 Directors' Mgmt For For
remuneration report
3. Reappointment of the Auditors Mgmt For For
4. Authority for the Audit Committee to agree Mgmt For For
the Auditors' remuneration
5. Re-election of Richard Burrows as a Mgmt For For
Director (Nominations)
6. Re-election of Nicandro Durante as a Mgmt For For
Director
7. Re-election of Sue Farr as a Director Mgmt For For
(Nominations, Remuneration)
8. Re-election of Dr Marion Helmes as a Mgmt Against Against
Director (Audit, Nominations)
9. Re-election of Savio Kwan as a Director Mgmt For For
(Nominations, Remuneration)
10. Re-election of Dimitri Panayotopoulos as a Mgmt For For
Director (Nominations, Remuneration)
11. Re-election of Kieran Poynter as a Director Mgmt For For
(Audit, Nominations)
12. Re-election of Ben Stevens as a Director Mgmt For For
13. Election of Luc Jobin as a Director who has Mgmt For For
been appointed since the last Annual
General Meeting (Nominations, Remuneration)
14. Election of Holly Keller Koeppel as a Mgmt For For
Director who has been appointed since the
last Annual General Meeting (Audit,
Nominations)
15. Election of Lionel Nowell, III as a Mgmt For For
Director who has been appointed since the
last Annual General Meeting (Audit,
Nominations)
16. Renewal of the Directors' authority to Mgmt For For
allot shares
17. Renewal of the Directors' authority to Mgmt For For
disapply pre-emption rights
18. Authority for the Company to purchase its Mgmt For For
own shares
19. Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
20. Notice period for General Meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 934787803
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martha H. Bejar Mgmt For For
Virginia Boulet Mgmt For For
Peter C. Brown Mgmt For For
Kevin P. Chilton Mgmt For For
Steven T. Clontz Mgmt For For
T. Michael Glenn Mgmt For For
W. Bruce Hanks Mgmt For For
Mary L. Landrieu Mgmt For For
Harvey P. Perry Mgmt For For
Glen F. Post, III Mgmt For For
Michael J. Roberts Mgmt For For
Laurie A. Siegel Mgmt For For
Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2018.
3. Approve our 2018 Equity Incentive Plan. Mgmt For For
4. Advisory vote to approve our executive Mgmt For For
compensation.
5a. Shareholder proposal regarding our lobbying Shr For Against
activities.
5b. Shareholder proposal regarding our billing Shr Against For
practices.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934694147
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 11-Dec-2017
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1F. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1G. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
5. RECOMMENDATION, ON AN ADVISORY BASIS, ON Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2018.
7. APPROVAL TO REQUEST AN ANNUAL REPORT Shr For Against
RELATING TO CISCO'S LOBBYING POLICIES,
PROCEDURES AND ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 934757622
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1b. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1c. Election of Equity Director: Charles P. Mgmt For For
Carey
1d. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1e. Election of Equity Director: Ana Dutra Mgmt For For
1f. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1g. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1h. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1i. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1j. Election of Equity Director: Alex J. Mgmt For For
Pollock
1k. Election of Equity Director: Terry L. Mgmt For For
Savage
1l. Election of Equity Director: William R. Mgmt For For
Shepard
1m. Election of Equity Director: Howard J. Mgmt For For
Siegel
1n. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2018.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 708565823
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 16-Nov-2017
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF DIRECTOR, SIR DAVID HIGGINS Mgmt For For
2.B RE-ELECTION OF DIRECTOR, MR ANDREW MOHL Mgmt For For
2.C RE-ELECTION OF DIRECTOR, MS WENDY STOPS Mgmt For For
2.D ELECTION OF DIRECTOR, MR ROBERT WHITFIELD Mgmt For For
3 ADOPTION OF FY17 REMUNERATION REPORT Mgmt For For
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
4 CONDITIONAL SPILL RESOLUTION : SUBJECT TO Shr Against For
AND CONDITIONAL ON AT LEAST 25% OF THE
VOTES CAST ON ITEM 3, BEING CAST AGAINST
THE COMPANY'S REMUNERATION REPORT FOR THE
FINANCIAL YEAR ENDED 30 JUNE 2017, TO HOLD
AN EXTRAORDINARY GENERAL MEETING OF THE
COMPANY (SPILL MEETING) WITHIN 90 DAYS OF
THIS RESOLUTION PASSING AT WHICH: (A) ALL
THE NON-EXECUTIVE DIRECTORS IN OFFICE WHEN
THE RESOLUTION TO APPROVE THE DIRECTORS'
REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE
2017 WAS PASSED AND WHO REMAIN IN OFFICE AT
THE TIME OF THE SPILL MEETING, CEASE TO
HOLD OFFICE IMMEDIATELY BEFORE THE END OF
THE SPILL MEETING; AND (B) RESOLUTIONS TO
APPOINT PERSONS TO OFFICES THAT WILL BE
VACATED IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING ARE PUT TO THE VOTE AT THE
SPILL MEETING
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION
REQUISITIONED BY MEMBERS TO AMEND THE
COMPANY'S CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN Agenda Number: 709051217
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 18-May-2018
Ticker:
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2017 AND SETTING OF THE DIVIDEND
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.4 REGULATED AGREEMENTS Mgmt For For
O.5 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For
MANAGERS, OR TO ONE OF THEM, TO ENABLE THE
COMPANY TO TRADE IN ITS OWN SHARES, EXCEPT
DURING A PUBLIC OFFER PERIOD, AS PART OF A
SHARE BUY-BACK PROGRAM WITH A MAXIMUM
PURCHASE PRICE OF EUR 180 PER SHARE
O.6 VIEW ON THE COMPENSATION ELEMENTS DUE OR Mgmt For For
AWARDED FOR THE FINANCIAL YEAR 2017 TO MR.
JEAN-DOMINIQUE SENARD, PRESIDENT OF THE
MANAGEMENT
O.7 VIEW ON THE COMPENSATION ELEMENTS DUE OR Mgmt For For
AWARDED FOR THE FINANCIAL YEAR 2017 TO MR.
MICHEL ROLLIER, CHAIRMAN OF THE SUPERVISORY
BOARD
O.8 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGERS, OR ONE OF THEM, IN ORDER TO
PROCEED WITH BOND ISSUES AND TRANSFERABLE
SECURITIES REPRESENTING A DEBT CLAIM
O.9 APPOINTMENT OF MRS. MONIQUE LEROUX AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
O.10 APPOINTMENT OF MR. CYRILLE POUGHON AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
O.11 APPOINTMENT OF MR. THIERRY LE HENAFF AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
O.12 APPOINTMENT OF MR. YVES CHAPOT AS A Mgmt For For
MANAGER, NON-GENERAL PARTNER
E.13 APPOINTMENT OF MR. FLORENT MENEGAUX AS A Mgmt For For
MANAGING GENERAL PARTNER
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGERS, OR TO ONE OF THEM, TO ISSUE
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGERS, OR TO ONE OF THEM, TO ISSUE
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY BY WAY OF PUBLIC OFFERING, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGERS, OR TO ONE OF THEM, TO ISSUE
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL OF THE
COMPANY IN THE CONTEXT OF AN OFFER REFERRED
TO IN SECTION II OF ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.17 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For
MANAGERS, OR TO ONE OF THEM, TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF OVERSUBSCRIPTION IN THE
CONTEXT OF CAPITAL INCREASES CARRIED OUT
WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGERS, OR TO ONE OF THEM, TO PROCEED
WITH A CAPITAL INCREASE BY CAPITALIZATION
OF RESERVES, PROFITS OR PREMIUMS
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGERS, OR TO ONE OF THEM, TO PROCEED
WITH A CAPITAL INCREASE BY ISSUING, WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES USED TO REMUNERATE CONTRIBUTIONS OF
SECURITIES IN THE EVENT OF PUBLIC EXCHANGE
OFFERS OR CONTRIBUTIONS IN KIND
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE MANAGERS, OR TO ONE OF THEM, TO PROCEED
WITH A CAPITAL INCREASE RESERVED FOR
EMPLOYEES WHO ARE MEMBERS OF A GROUP
SAVINGS PLAN AND/OR SALE OF RESERVED
SECURITIES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.21 LIMITATION OF THE OVERALL NOMINAL AMOUNT OF Mgmt For For
CAPITAL INCREASES AND ISSUANCES OF
TRANSFERABLE SECURITIES OR DEBT SECURITIES
E.22 AUTHORIZATION TO BE GRANTED TO THE Mgmt For For
MANAGERS, OR TO ONE OF THEM, TO REDUCE THE
CAPITAL BY CANCELLATION OF SHARES
E.23 AMENDMENT OF THE COMPANY'S REGISTERED Mgmt For For
OFFICE ADDRESS AND CORRESPONDING STATUTORY
AMENDMENT
E.24 AMENDMENT TO THE BY-LAWS - HARMONIZATION Mgmt For For
WITH THE LEGAL PROVISIONS
E.25 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0312/201803121800534.pd
f
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 708985619
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 05-Apr-2018
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT REREGISTRATION IS NO Non-Voting
LONGER REQUIRED TO ENSURE VOTING RIGHTS.
FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF
THE SECURITIES TRADE ACT ON 10TH JULY 2015
AND THE OVER-RULING OF THE DISTRICT COURT
IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE
VOTING PROCESS HAS CHANGED WITH REGARD TO
THE GERMAN REGISTERED SHARES. AS A RESULT,
IT REMAINS EXCLUSIVELY THE RESPONSIBILITY
OF THE END-INVESTOR (I.E. FINAL
BENEFICIARY) AND NOT THE INTERMEDIARY TO
DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS IF THEY EXCEED RELEVANT
REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT
OF OUTSTANDING SHARE CAPITAL ONWARDS).
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
21.03.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS OF DAIMLER AG, THE
APPROVED CONSOLIDATED FINANCIAL STATEMENTS,
THE COMBINED MANAGEMENT REPORT FOR DAIMLER
AG AND THE GROUP WITH THE EXPLANATORY
REPORTS ON THE INFORMATION REQUIRED
PURSUANT TO SECTION 289A, SUBSECTION 1 AND
SECTION 315A, SUBSECTION 1 OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH), AND
THE REPORT OF THE SUPERVISORY BOARD FOR THE
2017 FINANCIAL YEAR
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 3,904,906,681.55 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 3.65 PER NO-PAR SHARE
EX-DIVIDEND DATE: APRIL 6, 2018 PAYABLE
DATE: APRIL 10, 2018
3 RATIFICATION OF BOARD OF MANAGEMENT MEMBERS Mgmt For For
ACTIONS IN THE 2017 FINANCIAL YEAR
4 RATIFICATION OF SUPERVISORY BOARD MEMBERS Mgmt For For
ACTIONS IN THE 2017 FINANCIAL YEAR
5.A APPOINTMENT OF AUDITORS FOR THE COMPANY AND Mgmt For For
FOR THE GROUP: 2018 FINANCIAL YEAR
INCLUDING INTERIM REPORTS
5.B THE FOLLOWING ACCOUNTANTS SHALL BE Mgmt For For
APPOINTED AS AUDITORS FOR THE REVIEW OF THE
INTERIM FINANCIAL STATEMENTS FOR THE 2019
FINANCIAL YEAR UNTIL THE AGM OF THAT YEAR:
KPMG AG, BERLIN
6.A ELECTION OF MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD: SARI BALDAUF
6.B ELECTION OF MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD: DR. JUERGEN HAMBRECHT
6.C ELECTION OF MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD: MARIE WIECK
7 CANCELLATION OF APPROVED CAPITAL 2014, Mgmt For For
CREATION OF A NEW APPROVED CAPITAL 2018,
AND RELATED AMENDMENT TO THE ARTICLES OF
INCORPORATION
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE POST AG, BONN Agenda Number: 709219681
--------------------------------------------------------------------------------------------------------------------------
Security: D19225107
Meeting Type: AGM
Meeting Date: 24-Apr-2018
Ticker:
ISIN: DE0005552004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
09.04.2018 . FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2017 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF
THE GERMAN COMMERCIAL CODE
2 APPROPRIATION OF AVAILABLE NET EARNINGS Mgmt For For
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
5 APPOINTMENT OF THE INDEPENDENT AUDITORS AND Mgmt For For
GROUP AUDITORS FOR FISCAL YEAR 2018 AND THE
INDEPENDENT AUDITORS FOR THE AUDIT REVIEW
OF THE INTERIM FINANCIAL REPORTS
6 AUTHORIZATION TO GRANT SUBSCRIPTION RIGHTS Mgmt For For
TO MEMBERS OF MANAGEMENT OF THE COMPANY'S
MAJORITY-OWNED ENTERPRISES AND TO
EXECUTIVES OF THE COMPANY AND OF ITS
MAJORITY-OWNED ENTERPRISES, CREATION OF A
CONTINGENT CAPITAL AGAINST NON-CASH
CONTRIBUTIONS (CONTINGENT CAPITAL 2018/1)
AS WELL AS AMENDMENT TO THE ARTICLES OF
ASSOCIATION
7 AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, Mgmt For For
CONVERTIBLE BONDS AND/OR PARTICIPATING
BONDS AND PROFIT PARTICIPATION CERTIFICATES
(OR COMBINATIONS OF THESE INSTRUMENTS) AND
TO EXCLUDE SUBSCRIPTION RIGHTS TOGETHER
WITH CONCURRENT CREATION OF A CONTINGENT
CAPITAL (CONTINGENT CAPITAL 2018/2) AS WELL
AS AMENDMENT OF THE ARTICLES OF ASSOCIATION
8 APPROVAL OF THE REMUNERATION SYSTEM FOR THE Mgmt For For
MEMBERS OF THE BOARD OF MANAGEMENT
9.A ELECTIONS TO THE SUPERVISORY BOARD: DR. Mgmt For For
GUENTHER BRAEUNIG
9.B ELECTIONS TO THE SUPERVISORY BOARD: DR. Mgmt For For
MARIO DABERKOW
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG Agenda Number: 709180498
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 17-May-2018
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
02.05.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2017
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.65 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2017
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2017
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2018
6 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 8 BILLION APPROVE CREATION OF
EUR 1.2 BILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
7 ELECT MARGRET SUCKALE TO THE SUPERVISORY Mgmt For For
BOARD
8 ELECT GUENTHER BRAEUNIG TO THE SUPERVISORY Mgmt For For
BOARD
9 ELECT HARALD KRUEGER TO THE SUPERVISORY Mgmt For For
BOARD
10 ELECT ULRICH LEHNER TO THE SUPERVISORY Mgmt For For
BOARD
11 AMEND ARTICLES RE: ATTENDANCE AND VOTING Mgmt For For
RIGHTS AT THE AGM
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 708448077
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 20-Sep-2017
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2017 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2017 Mgmt For For
3 DIRECTORS' REMUNERATION POLICY 2017 Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF LORD DAVIES AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF J FERRAN AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF HO KWONPING AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF BD HOLDEN AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF IM MENEZES AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF KA MIKELLS AS A DIRECTOR Mgmt For For
13 RE-ELECTION OF AJH STEWART AS A DIRECTOR Mgmt For For
14 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
15 REMUNERATION OF AUDITOR Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
19 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU
20 ADOPTION OF THE DIAGEO 2017 SHARE VALUE Mgmt For For
PLAN
CMMT 14 AUG 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTION 14. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 934755515
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William P. Barr Mgmt For For
1b. Election of Director: Helen E. Dragas Mgmt For For
1c. Election of Director: James O. Ellis, Jr. Mgmt For For
1d. Election of Director: Thomas F. Farrell, II Mgmt For For
1e. Election of Director: John W. Harris Mgmt For For
1f. Election of Director: Ronald W. Jibson Mgmt For For
1g. Election of Director: Mark J. Kington Mgmt For For
1h. Election of Director: Joseph M. Rigby Mgmt For For
1i. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1j. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1k. Election of Director: Susan N. Story Mgmt For For
1l. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Auditor for 2018.
3. Advisory Vote on Approval of Executive Mgmt For For
Compensation [Say on Pay].
4. Shareholder Proposal Regarding a Report on Shr For Against
Methane Emissions.
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
DOWDUPONT INC. Agenda Number: 934741655
--------------------------------------------------------------------------------------------------------------------------
Security: 26078J100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: DWDP
ISIN: US26078J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lamberto Andreotti Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Edward D. Breen Mgmt For For
1d. Election of Director: Robert A. Brown Mgmt For For
1e. Election of Director: Alexander M. Cutler Mgmt For For
1f. Election of Director: Jeff M. Fettig Mgmt For For
1g. Election of Director: Marillyn A. Hewson Mgmt For For
1h. Election of Director: Lois D. Juliber Mgmt For For
1i. Election of Director: Andrew N. Liveris Mgmt For For
1j. Election of Director: Raymond J. Milchovich Mgmt For For
1k. Election of Director: Paul Polman Mgmt For For
1l. Election of Director: Dennis H. Reilley Mgmt For For
1m. Election of Director: James M. Ringler Mgmt For For
1n. Election of Director: Ruth G. Shaw Mgmt For For
1o. Election of Director: Lee M. Thomas Mgmt For For
1p. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
5. Elimination of Supermajority Voting Shr For Against
Thresholds
6. Preparation of an Executive Compensation Shr Against For
Report
7. Preparation of a Report on Sustainability Shr Against For
Metrics in Performance-based Pay
8. Preparation of a Report on Investment in Shr Against For
India
9. Modification of Threshold for Calling Shr For Against
Special Stockholder Meetings
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 934742796
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Daniel R. DiMicco Mgmt For For
John H. Forsgren Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
James B. Hyler, Jr. Mgmt For For
William E. Kennard Mgmt For For
E. Marie McKee Mgmt For For
Charles W. Moorman IV Mgmt For For
Carlos A. Saladrigas Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy Corporation's independent
registered public accounting firm for 2018
3. Advisory vote to approve Duke Energy Mgmt For For
Corporation's named executive officer
compensation
4. Amendment to the Amended and Restated Mgmt For For
Certificate of Incorporation of Duke Energy
Corporation to eliminate supermajority
voting requirements
5. Shareholder proposal regarding providing an Shr For Against
annual report on Duke Energy's lobbying
expenses
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 934739080
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig Arnold Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Christopher M. Connor Mgmt For For
1d. Election of Director: Michael J. Critelli Mgmt For For
1e. Election of Director: Richard H. Fearon Mgmt For For
1f. Election of Director: Charles E. Golden Mgmt For For
1g. Election of Director: Arthur E. Johnson Mgmt For For
1h. Election of Director: Deborah L. McCoy Mgmt For For
1i. Election of Director: Gregory R. Page Mgmt For For
1j. Election of Director: Sandra Pianalto Mgmt For For
1k. Election of Director: Gerald B. Smith Mgmt For For
1l. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving the appointment of Ernst & Young Mgmt For For
LLP as independent auditor for 2018 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
5. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 934711638
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 06-Feb-2018
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. F. GOLDEN Mgmt For For
C. KENDLE Mgmt For For
J. S. TURLEY Mgmt For For
G. A. FLACH Mgmt For For
2. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO EMERSON'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE SHAREHOLDERS THE RIGHT TO AMEND THE
BYLAWS.
5. RATIFICATION, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPANY'S FORUM SELECTION BYLAW.
6. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr For Against
REGARDING ADOPTION OF AN INDEPENDENT BOARD
CHAIR POLICY AS DESCRIBED IN THE PROXY
STATEMENT.
7. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
8. APPROVAL OF THE SHAREHOLDER PROPOSAL Shr For Against
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
9. APPROVAL OF THE SHAREHOLDER PROPOSAL ON Shr For Against
GREENHOUSE GAS EMISSIONS AS DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 934745689
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J.R. Burbank Mgmt For For
1b. Election of Director: P.J. Condon Mgmt For For
1c. Election of Director: L.P. Denault Mgmt For For
1d. Election of Director: K.H. Donald Mgmt For For
1e. Election of Director: P.L. Frederickson Mgmt For For
1f. Election of Director: A.M. Herman Mgmt For For
1g. Election of Director: S.L. Levenick Mgmt For For
1h. Election of Director: B.L. Lincoln Mgmt For For
1i. Election of Director: K.A. Puckett Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as Independent Registered Public
Accountants for 2018.
4. Shareholder Proposal Regarding Report on Shr For Against
Distributed Renewable Generation Resources.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934785784
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
25)
3. Advisory Vote to Approve Executive Mgmt Against Against
Compensation (page 26)
4. Independent Chairman (page 54) Shr For Against
5. Special Shareholder Meetings (page 55) Shr For Against
6. Board Diversity Matrix (page 56) Shr Against For
7. Report on Lobbying (page 58) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 934760821
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul T. Addison Mgmt For For
Michael J. Anderson Mgmt For For
Steven J. Demetriou Mgmt For For
Julia L. Johnson Mgmt For For
Charles E. Jones Mgmt For For
Donald T. Misheff Mgmt For For
Thomas N. Mitchell Mgmt For For
James F. O'Neil III Mgmt For For
Christopher D. Pappas Mgmt For For
Sandra Pianalto Mgmt For For
Luis A. Reyes Mgmt For For
Dr. Jerry Sue Thornton Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
4. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended Articles of Incorporation
and Amended Code of Regulations to Replace
Existing Supermajority Voting Requirements
with a Majority Voting Power Threshold
5. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended Articles of Incorporation
and Amended Code of Regulations to
Implement Majority Voting for Uncontested
Director Elections
6. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended Code of Regulations to
Implement Proxy Access
7. Shareholder Proposal Requesting a Reduction Shr For Against
in the Threshold to Call a Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
GAS NATURAL SDG, S.A. Agenda Number: 709552485
--------------------------------------------------------------------------------------------------------------------------
Security: E5499B123
Meeting Type: OGM
Meeting Date: 27-Jun-2018
Ticker:
ISIN: ES0116870314
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE STANDALONE FINANCIAL STATEMENTS Mgmt For For
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
4 APPROVE REALLOCATION OF RESERVES Mgmt For For
5 APPROVE DISCHARGE OF BOARD Mgmt For For
6.1 AMEND ARTICLE 1, COMPANY NAME Mgmt For For
6.2 AMEND ARTICLE 2, CORPORATE PURPOSE, AND Mgmt For For
APPROVE A NEW ARTICLE 3, REGISTERED
ADDRESS. DELETE CURRENT ARTICLES 2, 3 AND 4
6.3 APPROVE A NEW ARTICLE 4, SHARE CAPITAL, THE Mgmt For For
SHARES AND SHAREHOLDERS, AND A NEW ARTICLE
5, PREFERENTIAL SUBSCRIPTION RIGHTS. DELETE
CURRENT ARTICLES 5 TO 22
6.4 APPROVE A NEW ARTICLE 6, GENERAL MEETINGS. Mgmt For For
DELETE CURRENT ARTICLES 23 TO 40
6.5 APPROVE A NEW ARTICLE 7, THE BOARD OF Mgmt Against Against
DIRECTORS, AND A NEW ARTICLE 8, DELEGATION
OF POWERS. BOARD COMMITTEES. DELETE CURRENT
ARTICLES 41 TO 43 AND 45 TO 53
6.6 APPROVE A NEW ARTICLE 9, DIRECTORS Mgmt For For
REMUNERATION. DELETE CURRENT ARTICLE 44
6.7 APPROVE A NEW ARTICLE 10, FISCAL YEAR, A Mgmt For For
NEW ARTICLE 11, LEGAL RESERVE, A NEW
ARTICLE 12, DIVIDEND DISTRIBUTION, AND A
NEW ARTICLE 13, OTHER PROVISIONS. DELETE
CURRENT ARTICLES 54 TO 71 IN THE ADDITIONAL
PROVISION, THE ADDITIONAL PROVISION A AND
THE TRANSITORY ARTICLE
6.8 SUBSEQUENTLY APPROVE A NEW CONSOLIDATED Mgmt Against Against
TEXT OF THE ARTICLES OF ASSOCIATION
7 APPROVE NEW GENERAL MEETING REGULATIONS Mgmt For For
8 FIX NUMBER OF DIRECTORS AT 12 Mgmt For For
9.1 RATIFY APPOINTMENT OF AND ELECT FRANCISCO Mgmt Against Against
REYNES MASSANET AS DIRECTOR
9.2 RATIFY APPOINTMENT OF AND ELECT RIOJA BIDCO Mgmt Against Against
SHAREHOLDINGS SLU AS DIRECTOR
9.3 RATIFY APPOINTMENT OF AND ELECT THEATRE Mgmt Against Against
DIRECTORSHIP SERVICES BETA SARL AS DIRECTOR
9.4 REELECT RAMON ADELL RAMON AS DIRECTOR Mgmt For For
9.5 REELECT FRANCISCO BELIL CREIXELL AS Mgmt For For
DIRECTOR
9.6 ELECT PEDRO SAINZ DE BARANDA RIVA AS Mgmt For For
DIRECTOR
9.7 ELECT CLAUDIO SANTIAGO PONSA AS DIRECTOR Mgmt For For
10.1 AMEND REMUNERATION POLICY FOR FY 2018, 2019 Mgmt Against Against
AND 2020
10.2 RATIFY REMUNERATION POLICY FOR FY 2015-2018 Mgmt Against Against
11 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
12 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting
REGULATIONS
13 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 28 JUNE 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 30 MAY 2018: SHAREHOLDERS HOLDING LESS THAN Non-Voting
"100" SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
CMMT 04 JUN 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF RESOLUTIONS 6.1 TO 6.8 AND
CHANGE IN MEETING TYPE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 709156005
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 03-May-2018
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2017 ANNUAL REPORT Mgmt For For
2 TO APPROVE THE ANNUAL REPORT ON Mgmt Abstain Against
REMUNERATION
3 TO ELECT DR HAL BARRON AS A DIRECTOR Mgmt For For
4 TO ELECT DR LAURIE GLIMCHER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR Mgmt For For
7 TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For
14 TO APPOINT AUDITORS: DELOITTE LLP Mgmt For For
15 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
17 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL Mgmt For For
POWER
19 TO DISAPPLY PRE-EMPTION RIGHTS - IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
22 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt For For
MEETING OTHER THAN AN AGM
23 TO APPROVE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 709291948
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: OGM
Meeting Date: 03-May-2018
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE BUYOUT OF NOVARTIS' INTEREST Mgmt For For
IN GLAXOSMITHKLINE CONSUMER HEALTHCARE
HOLDINGS LIMITED FOR THE PURPOSES OF
CHAPTER 11 OF THE LISTING RULES OF THE
FINANCIAL CONDUCT AUTHORITY
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC, BRISTOL Agenda Number: 708836145
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 07-Feb-2018
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION REPORT Mgmt For For
3 DIRECTORS' REMUNERATION POLICY Mgmt For For
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT MRS A J COOPER AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MRS T M ESPERDY AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR D J HAINES AS A DIRECTOR Mgmt For For
8 TO ELECT MR S A C LANGELIER AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MR M R PHILLIPS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MR S P STANBROOK AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR O R TANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MR M D WILLIAMSON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MRS K WITTS AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MR M I WYMAN AS A DIRECTOR Mgmt For For
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
16 REMUNERATION OF AUDITORS Mgmt For For
17 POLITICAL DONATIONS/EXPENDITURE Mgmt For For
18 AUTHORITY TO ALLOT SECURITIES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 PURCHASE OF OWN SHARES Mgmt For For
21 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934763613
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Aneel Bhusri Mgmt For For
1b. Election of Director: Andy D. Bryant Mgmt For For
1c. Election of Director: Reed E. Hundt Mgmt For For
1d. Election of Director: Omar Ishrak Mgmt For For
1e. Election of Director: Brian M. Krzanich Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Gregory D. Smith Mgmt For For
1i. Election of Director: Andrew M. Wilson Mgmt For For
1j. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2018
3. Advisory vote to approve executive Mgmt For For
compensation
4. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented
5. Stockholder proposal on whether the Shr For Against
chairman of the board should be an
independent director, if properly presented
6. Stockholder proposal requesting a political Shr Against For
contributions cost-benefit analysis report,
if properly presented
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt For For
1i. Election of Director: Charles Prince Mgmt For For
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Shr Against For
Litigation and Compliance in Executive
Compensation Performance Measures
5. Shareholder Proposal - Amendment to Shr For Against
Shareholder Ability to Call Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 934744625
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Abelardo E. Bru Mgmt For For
1C. Election of Director: Robert W. Decherd Mgmt For For
1D. Election of Director: Thomas J. Falk Mgmt For For
1E. Election of Director: Fabian T. Garcia Mgmt For For
1F. Election of Director: Michael D. Hsu Mgmt For For
1G. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1H. Election of Director: James M. Jenness Mgmt For For
1I. Election of Director: Nancy J. Karch Mgmt For For
1J. Election of Director: Christa S. Quarles Mgmt For For
1K. Election of Director: Ian C. Read Mgmt For For
1L. Election of Director: Marc J. Shapiro Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 934793173
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 07-Jun-2018
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve amendment to the Company's Mgmt For For
Certificate of Amended and Restated
Articles of Incorporation to declassify
Board of Directors.
2a. Election of Director: Sheldon G. Adelson Mgmt For For
(If Proposal No. 1 is approved)
2b. Election of Director: Irwin Chafetz (If Mgmt For For
Proposal No. 1 is approved)
2c. Election of Director: Micheline Chau (If Mgmt For For
Proposal No. 1 is approved)
2d. Election of Director: Patrick Dumont (If Mgmt For For
Proposal No. 1 is approved)
2e. Election of Director: Charles D. Forman (If Mgmt For For
Proposal No. 1 is approved)
2f. Election of Director: Steven L. Gerard (If Mgmt For For
Proposal No. 1 is approved)
2g. Election of Director: Robert G. Goldstein Mgmt For For
(If Proposal No. 1 is approved)
2h. Election of Director: George Jamieson (If Mgmt For For
Proposal No. 1 is approved)
2i. Election of Director: Charles A. Koppelman Mgmt For For
(If Proposal No. 1 is approved)
2j. Election of Director: Lewis Kramer (If Mgmt For For
Proposal No. 1 is approved)
2k. Election of Director: David F. Levi (If Mgmt For For
Proposal No. 1 is approved)
3a. Election of Class II Director: Micheline Mgmt For For
Chau (If Proposal No. 1 is not approved)
3b. Election of Class II Director: Patrick Mgmt For For
Dumont (If Proposal No. 1 is not approved)
3c. Election of Class II Director: David F. Mgmt For For
Levi (If Proposal No. 1 is not approved)
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2018.
5. An advisory (non-binding) vote to approve Mgmt Against Against
the compensation of the named executive
officers.
6. To approve material terms of performance Mgmt For For
goals under Company's Executive Cash
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC Agenda Number: 709092693
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 24-May-2018
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2017
2 ELECTION OF LORD LUPTON Mgmt For For
3 RE-ELECTION OF LORD BLACKWELL Mgmt For For
4 RE-ELECTION OF MR J COLOMBAS Mgmt For For
5 RE-ELECTION OF MR M G CULMER Mgmt For For
6 RE-ELECTION OF MR A P DICKINSON Mgmt For For
7 RE-ELECTION OF MS A M FREW Mgmt For For
8 RE-ELECTION OF MR S P HENRY Mgmt For For
9 RE-ELECTION OF MR A HORTA-OSORIO Mgmt For For
10 RE-ELECTION OF MS D D MCWHINNEY Mgmt For For
11 RE-ELECTION OF MR N E T PRETTEJOHN Mgmt For For
12 RE-ELECTION OF MR S W SINCLAIR Mgmt For For
13 RE-ELECTION OF MS S V WELLER Mgmt For For
14 ANNUAL REPORT ON REMUNERATION SECTION OF Mgmt For For
THE DIRECTORS REMUNERATION REPORT
15 APPROVAL OF A FINAL ORDINARY DIVIDEND OF Mgmt For For
2.05 PENCE PER SHARE
16 RE-APPOINTMENT OF THE AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
17 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt For For
AUDITOR
18 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
19 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
20 DIRECTORS AUTHORITY TO ALLOT SHARES IN Mgmt For For
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
21 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
22 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN THE EVENT OF FINANCING AN
ACQUISITION TRANSACTION OR OTHER CAPITAL
INVESTMENT
23 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
24 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
25 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
26 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For For
27 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934744221
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: Nolan D. Archibald Mgmt For For
1c. Election of Director: David B. Burritt Mgmt For For
1d. Election of Director: Bruce A. Carlson Mgmt For For
1e. Election of Director: James O. Ellis, Jr. Mgmt For For
1f. Election of Director: Thomas J. Falk Mgmt For For
1g. Election of Director: Ilene S. Gordon Mgmt For For
1h. Election of Director: Marillyn A. Hewson Mgmt For For
1i. Election of Director: Jeh C. Johnson Mgmt For For
1j. Election of Director: Joseph W. Ralston Mgmt For For
1k. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2018
3. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation Amended and Restated
Directors Equity Plan
4. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay)
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 934776963
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd Dean Mgmt For For
1b. Election of Director: Stephen Easterbrook Mgmt For For
1c. Election of Director: Robert Eckert Mgmt For For
1d. Election of Director: Margaret Georgiadis Mgmt For For
1e. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1f. Election of Director: Jeanne Jackson Mgmt For For
1g. Election of Director: Richard Lenny Mgmt For For
1h. Election of Director: John Mulligan Mgmt For For
1i. Election of Director: Sheila Penrose Mgmt For For
1j. Election of Director: John Rogers, Jr. Mgmt For For
1k. Election of Director: Miles White Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2018.
4. Advisory vote on a shareholder proposal Shr For Against
requesting the ability for shareholders to
act by written consent, if properly
presented.
5. Advisory vote on a shareholder proposal Shr Against For
requesting a report on plastic straws, if
properly presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting a report on charitable
contributions, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934774262
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leslie A. Brun Mgmt For For
1b. Election of Director: Thomas R. Cech Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt For For
1f. Election of Director: Rochelle B. Lazarus Mgmt For For
1g. Election of Director: John H. Noseworthy Mgmt For For
1h. Election of Director: Paul B. Rothman Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Craig B. Thompson Mgmt For For
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Wendell P. Weeks Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder proposal concerning Shr For Against
shareholders' right to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934799923
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 12-Jun-2018
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cheryl W. Grise Mgmt For For
1b. Election of Director: Carlos M. Gutierrez Mgmt For For
1c. Election of Director: Gerald L. Hassell Mgmt For For
1d. Election of Director: David L. Herzog Mgmt For For
1e. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1f. Election of Director: Steven A. Kandarian Mgmt For For
1g. Election of Director: Edward J. Kelly, III Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: James M. Kilts Mgmt For For
1j. Election of Director: Catherine R. Kinney Mgmt For For
1k. Election of Director: Denise M. Morrison Mgmt For For
2. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as Independent Auditor for 2018
3. Advisory Vote to Approve the Compensation Mgmt For For
Paid to the Company's Named Executive
Officers
4. Shareholder Proposal to Adopt a Policy that Shr For Against
the Chairman of the Board be an Independent
Director
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 934658949
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 22-Aug-2017
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVE SANGHI Mgmt For For
1B. ELECTION OF DIRECTOR: MATTHEW W. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: L.B. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: ESTHER L. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: WADE F. MEYERCORD Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF MICROCHIP'S 2004 EQUITY
INCENTIVE PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE THEREUNDER BY 6,000,000, (II)
RE-APPROVE THE 2004 EQUITY INCENTIVE PLAN
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE, AND (III) MAKE
CERTAIN OTHER CHANGES AS SET FORTH IN THE
AMENDED AND RESTATED 2004 EQUITY INCENTIVE
PLAN.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2018.
4. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVES.
5. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt 1 Year For
(NON-BINDING) BASIS, THE FREQUENCY OF
HOLDING AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt For For
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt For For
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG Agenda Number: 709068363
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 25-Apr-2018
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT PURSUANT TO THE ARTICLES Non-Voting
OF ASSOCIATION OF THE ISSUER THE DISCLOSURE
OF THE BENEFICIAL OWNER DATA WILL BE
REQUIRED WHEN EXCEEDING A CERTAIN LIMIT OF
SHARE HOLDINGS OF THE STATUTORY SHARE
CAPITAL. THEREFORE BROADRIDGE WILL BE
DISCLOSING THE BENEFICIAL OWNER DATA FOR
ALL VOTED ACCOUNTS TO THE RESPECTIVE LOCAL
SUB CUSTODIAN. PLEASE NOTE THAT DEPENDING
ON THE PROCESSING OF THE LOCAL SUB
CUSTODIAN BLOCKING MAY APPLY. THE VOTE
DEADLINE AS DISPLAYED ON PROXYEDGE IS
SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE HAS OBTAINED ALL LOCAL
SUB CUSTODIANS' CONFIRMATIONS REGARDING
THEIR DEADLINE FOR INSTRUCTIONS. FOR ANY
QUERIES PLEASE CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
CMMT THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR Non-Voting
PROCESSES AND ESTABLISHED SOLUTIONS, WHICH
DO NOT REQUIRE SHARE BLOCKING. REGISTERED
SHARES WILL BE DEREGISTERED ACCORDING TO
TRADING ACTIVITIES OR AT THE DEREGISTRATION
DATE BY THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR
FOR FURTHER INFORMATION
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
10.04.2016. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1.1 RECEIVE SUPERVISORY BOARD REPORT, CORPORATE Non-Voting
GOVERNANCE REPORT, AND REMUNERATION REPORT
FOR FISCAL 2017
1.2 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2017
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 8.60 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2017
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2017
5 APPROVE REMUNERATION SYSTEM FOR MANAGEMENT Mgmt For For
BOARD MEMBERS
6 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
7.1 ELECT MAXIMILIAN ZIMMERER TO THE Mgmt For For
SUPERVISORY BOARD
7.2 ELECT KURT BOCK TO THE SUPERVISORY BOARD Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
IN THE AMOUNT OF EUR 100,000 AND OF BOARD
CHAIRMAN IN THE AMOUNT OF EUR.220,000
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 708284360
--------------------------------------------------------------------------------------------------------------------------
Security: G6S9A7120
Meeting Type: AGM
Meeting Date: 31-Jul-2017
Ticker:
ISIN: GB00BDR05C01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND: 29.10 PENCE PER Mgmt For For
ORDINARY SHARE (USD 1.8294 PER AMERICAN
DEPOSITARY SHARE ('ADS'))
3 RE-ELECT SIR PETER GERSHON AS DIRECTOR Mgmt For For
4 RE-ELECT JOHN PETTIGREW AS DIRECTOR Mgmt For For
5 RE-ELECT ANDREW BONFIELD AS DIRECTOR Mgmt For For
6 RE-ELECT DEAN SEAVERS AS DIRECTOR Mgmt For For
7 RE-ELECT NICOLA SHAW AS DIRECTOR Mgmt For For
8 RE-ELECT NORA BROWNELL AS DIRECTOR Mgmt For For
9 RE-ELECT JONATHAN DAWSON AS DIRECTOR Mgmt For For
10 ELECT PIERRE DUFOUR AS DIRECTOR Mgmt For For
11 RE-ELECT THERESE ESPERDY AS DIRECTOR Mgmt For For
12 RE-ELECT PAUL GOLBY AS DIRECTOR Mgmt For For
13 RE-ELECT MARK WILLIAMSON AS DIRECTOR Mgmt For For
14 APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
15 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
16 APPROVE REMUNERATION POLICY Mgmt For For
17 APPROVE REMUNERATION REPORT Mgmt For For
18 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19 AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE Mgmt For For
RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
21 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
22 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
23 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 709055582
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 12-Apr-2018
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2017
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2017 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2017
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: MR PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR BEAT W. HESS
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR RENATO FASSBIND
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR JEAN-PIERRE ROTH
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MS ANN M. VENEMAN
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MS EVA CHENG
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MS RUTH K. ONIANG'O
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR PATRICK AEBISCHER
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MS URSULA M. BURNS
4.2.1 ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
KASPER RORSTED
4.2.2 ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PABLO ISLA
4.2.3 ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
KIMBERLY A. ROSS
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR BEAT W. HESS
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR JEAN-PIERRE ROTH
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR PATRICK AEBISCHER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MS URSULA M. BURNS
4.4 ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
CMMT PLEASE FIND BELOW THE LINK FOR NESTLE IN Non-Voting
SOCIETY CREATING SHARED VALUE AND MEETING
OUR COMMITMENTS 2017:
HTTPS://WWW.NESTLE.COM/ASSET-LIBRARY/DOCUME
NTS/LIBRARY/DOCUMENTS/CORPORATE_SOCIAL_RESPO
NSIBILITY/NESTLE-IN-SOCIETY-SUMMARY-REPORT-2
017-EN.PDF
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 708914076
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 02-Mar-2018
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2017 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND: CHF 2.80 PER
DIVIDEND BEARING SHARE
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR MEMBERS OF THE
BOARD OF DIRECTORS FROM THE 2018 ANNUAL
GENERAL MEETING TO THE 2019 ANNUAL GENERAL
MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR MEMBERS OF THE
EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL
YEAR, I.E. 2019
5.3 ADVISORY VOTE ON THE 2017 COMPENSATION Mgmt For For
REPORT
6.1 RE-ELECTION OF JOERG REINHARDT, PH.D., AS Mgmt For For
BOARD MEMBER AND RE-ELECTION AS CHAIRMAN OF
THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS, M.D., Mgmt For For
PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF DIMITRI AZAR, M.D. AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF TON BUECHNER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR, PH.D. AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA, PH.D. AS Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS, M.D. AS Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI, PH.D. AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
7.1 RE-ELECTION OF SRIKANT DATAR, PH.D., AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
7.2 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI, PH.D., AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY OF
NOVARTIS AG UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
B IF ALTERNATIVE MOTIONS UNDER THE AGENDA Mgmt Against Against
ITEMS PUBLISHED IN THE NOTICE OF ANNUAL
GENERAL MEETING AND/OR MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS (ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS) ARE PROPOSED AT THE ANNUAL
GENERAL MEETING, I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 934747518
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 04-May-2018
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Spencer Abraham Mgmt For For
1b. Election of Director: Howard I. Atkins Mgmt For For
1c. Election of Director: Eugene L. Batchelder Mgmt For For
1d. Election of Director: John E. Feick Mgmt For For
1e. Election of Director: Margaret M. Foran Mgmt For For
1f. Election of Director: Carlos M. Gutierrez Mgmt For For
1g. Election of Director: Vicki Hollub Mgmt For For
1h. Election of Director: William R. Klesse Mgmt For For
1i. Election of Director: Jack B. Moore Mgmt For For
1j. Election of Director: Avedick B. Poladian Mgmt For For
1k. Election of Director: Elisse B. Walter Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Approval of the Second Amendment to the Mgmt For For
2015 Long- Term Incentive Plan to Increase
the Number of Shares Available for Grant
4. Ratification of Selection of KPMG as Mgmt For For
Independent Auditor for the Fiscal Year
Ending December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
ORKLA ASA Agenda Number: 709101365
--------------------------------------------------------------------------------------------------------------------------
Security: R67787102
Meeting Type: AGM
Meeting Date: 12-Apr-2018
Ticker:
ISIN: NO0003733800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 ELECTION OF MEETING CHAIR: ANDERS CHRISTIAN Mgmt No vote
STRAY RYSSDAL
2 APPROVAL OF THE FINANCIAL STATEMENTS FOR Mgmt No vote
2017, INCLUDING DISTRIBUTION OF A DIVIDEND:
NOK 2.60 PER A SHARE
3.2 ADVISORY VOTE ON THE BOARD OF DIRECTORS' Mgmt No vote
GUIDELINES FOR THE REMUNERATION OF THE
EXECUTIVE MANAGEMENT FOR THE COMING
FINANCIAL YEAR
3.3 APPROVAL OF GUIDELINES FOR SHARE-BASED Mgmt No vote
INCENTIVE PROGRAMMES FOR THE COMING
FINANCIAL YEAR
5.II AUTHORISATION TO ACQUIRE TREASURY SHARES TO Mgmt No vote
BE UTILISED TO FULFIL EXISTING EMPLOYEE
INCENTIVE PROGRAMMES AND INCENTIVE
PROGRAMMES ADOPTED BY THE GENERAL MEETING
IN ACCORDANCE WITH ITEM 3.3 OF THE AGENDA
5.III AUTHORISATION TO ACQUIRE TREASURY SHARES TO Mgmt No vote
BE UTILISED TO ACQUIRE SHARES FOR
CANCELLATION
6.A ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: STEIN ERIK HAGEN
6.B ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: GRACE REKSTEN SKAUGEN
6.C ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: INGRID JONASSON BLANK
6.D ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: LARS DAHLGREN
6.E ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: NILS K. SELTE
6.F ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: LISELOTT KILAAS
6.G ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: PETER AGNEFJALL
6.H ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt No vote
BOARD OF DIRECTORS: CAROLINE HAGEN KJOS
(DEPUTY MEMBER)
7.A ELECTION OF THE CHAIR OF THE BOARD OF Mgmt No vote
DIRECTORS: STEIN ERIK HAGEN
7.B ELECTION OF THE DEPUTY CHAIR OF THE BOARD Mgmt No vote
OF DIRECTORS: GRACE REKSTEN SKAUGEN
8.A ELECTION OF MEMBER OF THE NOMINATION Mgmt No vote
COMMITTEE: ANDERS CHRISTIAN STRAY RYSSDAL
8.B ELECTION OF MEMBER OF THE NOMINATION Mgmt No vote
COMMITTEE: LEIV ASKVIG
8.C ELECTION OF MEMBER OF THE NOMINATION Mgmt No vote
COMMITTEE: KARIN BING ORGLAND
9 ELECTION OF THE CHAIR OF THE NOMINATION Mgmt No vote
COMMITTEE: ANDERS CHR. STRAY RYSSDAL
10 REMUNERATION OF MEMBERS AND DEPUTY MEMBER Mgmt No vote
OF THE BOARD OF DIRECTORS
11 REMUNERATION OF MEMBERS OF THE NOMINATION Mgmt No vote
COMMITTEE
12 APPROVAL OF THE AUDITOR'S FEE Mgmt No vote
CMMT 30 MAR 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO REVISION OF NUMBERING. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ORKLA ASA, OSLO Agenda Number: 708586803
--------------------------------------------------------------------------------------------------------------------------
Security: R67787102
Meeting Type: EGM
Meeting Date: 25-Oct-2017
Ticker:
ISIN: NO0003733800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 OPENING OF THE MEETING BY THE CHAIR OF THE Mgmt No vote
BOARD OF DIRECTORS AND ELECTION OF THE
MEETING CHAIR. THE BOARD OF DIRECTORS
PROPOSES THAT IDAR KREUTZER BE ELECTED AS
MEETING CHAIR
2 PROPOSAL TO PAY AN EXTRA DIVIDEND AT A Mgmt No vote
BOARD MEETING ON 2 OCTOBER 2017, THE BOARD
OF DIRECTORS OF ORKLA ASA DECIDED TO SUBMIT
A PROPOSAL TO THE GENERAL MEETING TO PAY AN
EXTRA DIVIDEND OF NOK 5 PER SHARE, EXCEPT
FOR SHARES OWNED BY THE ORKLA GROUP
CMMT 05 OCT 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF THE RECORD DATE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 934733886
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John P. Barnes Mgmt For For
1B. Election of Director: Collin P. Baron Mgmt For For
1C. Election of Director: Kevin T. Bottomley Mgmt For For
1D. Election of Director: George P. Carter Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: William F. Cruger, Mgmt For For
Jr.
1G. Election of Director: John K. Dwight Mgmt For For
1H. Election of Director: Jerry Franklin Mgmt For For
1I. Election of Director: Janet M. Hansen Mgmt For For
1J. Election of Director: Nancy McAllister Mgmt For For
1K. Election of Director: Mark W. Richards Mgmt For For
1L. Election of Director: Kirk W. Walters Mgmt For For
2. Approve the advisory (non-binding) Mgmt For For
resolution relating to the compensation of
the named executive officers as disclosed
in the proxy statement.
3. Ratify KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934743041
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shona L. Brown Mgmt For For
1b. Election of Director: George W. Buckley Mgmt For For
1c. Election of Director: Cesar Conde Mgmt For For
1d. Election of Director: Ian M. Cook Mgmt For For
1e. Election of Director: Dina Dublon Mgmt For For
1f. Election of Director: Richard W. Fisher Mgmt For For
1g. Election of Director: William R. Johnson Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: David C. Page Mgmt For For
1j. Election of Director: Robert C. Pohlad Mgmt For For
1k. Election of Director: Daniel Vasella Mgmt For For
1l. Election of Director: Darren Walker Mgmt For For
1m. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2018.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Special shareowner meeting improvement. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934739256
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis A. Ausiello Mgmt For For
1b. Election of Director: Ronald E. Blaylock Mgmt For For
1c. Election of Director: Albert Bourla Mgmt For For
1d. Election of Director: W. Don Cornwell Mgmt For For
1e. Election of Director: Joseph J. Echevarria Mgmt For For
1f. Election of Director: Helen H. Hobbs Mgmt For For
1g. Election of Director: James M. Kilts Mgmt For For
1h. Election of Director: Dan R. Littman Mgmt For For
1i. Election of Director: Shantanu Narayen Mgmt For For
1j. Election of Director: Suzanne Nora Johnson Mgmt For For
1k. Election of Director: Ian C. Read Mgmt For For
1l. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2018
3. 2018 Advisory approval of executive Mgmt For For
compensation
4. Approval of the Pfizer Inc. French Sub-Plan Mgmt For For
under the 2014 Stock Plan
5. Shareholder proposal regarding right to act Shr For Against
by written consent
6. Shareholder proposal regarding independent Shr Against For
chair policy
7. Shareholder proposal regarding report on Shr For Against
lobbying activities
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934750919
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Harold Brown Mgmt For For
1B. Election of Director: Andre Calantzopoulos Mgmt For For
1C. Election of Director: Louis C. Camilleri Mgmt For For
1D. Election of Director: Massimo Ferragamo Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jennifer Li Mgmt For For
1H. Election of Director: Jun Makihara Mgmt For For
1I. Election of Director: Sergio Marchionne Mgmt Against Against
1J. Election of Director: Kalpana Morparia Mgmt For For
1K. Election of Director: Lucio A. Noto Mgmt For For
1L. Election of Director: Frederik Paulsen Mgmt For For
1M. Election of Director: Robert B. Polet Mgmt For For
1N. Election of Director: Stephen M. Wolf Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 934764588
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: John W. Conway Mgmt For For
1c. Election of Director: Steven G. Elliott Mgmt For For
1d. Election of Director: Raja Rajamannar Mgmt For For
1e. Election of Director: Craig A. Rogerson Mgmt For For
1f. Election of Director: William H. Spence Mgmt For For
1g. Election of Director: Natica von Althann Mgmt For For
1h. Election of Director: Keith H. Williamson Mgmt For For
1i. Election of Director: Phoebe A. Wood Mgmt For For
1j. Election of Director: Armando Zagalo de Mgmt For For
Lima
2. Advisory vote to approve compensation of Mgmt For For
named executive officers
3. Ratification of the appointment of Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934719331
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 23-Mar-2018
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Samih Elhage Mgmt For *
Raul J. Fernandez Mgmt Withheld *
Michael S. Geltzeiler Mgmt Withheld *
Stephen J. Girsky Mgmt Withheld *
David G. Golden Mgmt Withheld *
Veronica M. Hagen Mgmt Withheld *
Julie A. Hill Mgmt For *
John H. Kispert Mgmt For *
Gregorio Reyes Mgmt Withheld *
Thomas S. Volpe Mgmt Withheld *
Harry L. You Mgmt For *
2 To approve Broadcom's proposal to amend Mgmt For *
Qualcomm's Bylaws to undo any amendment to
the Bylaws adopted without stockholder
approval up to and including the date of
the Annual Meeting that changes the Bylaws
in any way from the version that was
publicly filed with the Securities and
Exchange Commission on July 15, 2016.
3 To ratify the selection of Mgmt For *
PricewaterhouseCoopers LLP as Qualcomm's
independent public accountants for the
fiscal year ending September 30, 2018
4 To approve, on a advisory basis, Mgmt For *
compensation paid to Qualcomm's named
executive officers.
5 To approve an amendment to Qualcomm's 2001 Mgmt For *
Employee Stock Purchase Plan.
6 To approve an amendment to Qualcomm's Mgmt For *
Restated Certificate of Incorporation, as
amended (the "Certificate of
Incorporation") to eliminate certain
supermajority provisions relating to
removal of directors
7 To approve an amendment to the Certificate Mgmt For *
of Incorporation to eliminate certain
Supermajority provisions relating to
amendments and obsolete provisions.
8 To approve an amendment to the certificate Mgmt For *
of incorporation to eliminate provisions
requiring a supermajority vote for certain
transactions with interested stockholders.
--------------------------------------------------------------------------------------------------------------------------
RED ELECTRICA CORPORACION, S.A. Agenda Number: 708981039
--------------------------------------------------------------------------------------------------------------------------
Security: E42807110
Meeting Type: OGM
Meeting Date: 21-Mar-2018
Ticker:
ISIN: ES0173093024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 22 MAR 2018 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS Mgmt For For
AND MANAGEMENT REPORT
2 APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS Mgmt For For
AND MANAGEMENT REPORT
3 ALLOCATION OF RESULTS Mgmt For For
4 APPROVAL OF THE MANAGEMENT BY THE BOARD OF Mgmt For For
DIRECTORS
5.1 RE-ELECTION OF MS SOCORRO FERNANDEZ LARREA Mgmt For For
AS INDEPENDENT DIRECTOR
5.2 RE-ELECTION OF MR ANTONIO GOMEZ CIRIA AS Mgmt For For
INDEPENDENT DIRECTOR
5.3 RATIFICATION AND APPOINTMENT OF MS MERCEDES Mgmt For For
REAL RODRIGALVAREZ AS PROPRIETARY DIRECTOR
6.1 APPROVAL OF THE ANNUAL REPORT ON THE Mgmt For For
REMUNERATION OF THE DIRECTORS
6.2 APPROVAL OF THE REMUNERATION TO BE PAID TO Mgmt For For
THE BOARD OF DIRECTORS
7 DELEGATION TO IMPLEMENT AGREEMENTS ADOPTED Mgmt For For
BY SHAREHOLDERS AT THE GENERAL MEETING
8 INFORMATION ON THE 2017 ANNUAL CORPORATE Non-Voting
GOVERNANCE REPORT
CMMT 21 FEB 2018: PLEASE NOTE THAT IN ACCORDANCE Non-Voting
WITH THE PROVISIONS OF THE ELECTRICITY
SECTOR ACT AND ARTICLE 5 OF THE COMPANY'S
ARTICLES OF ASSOCIATION, NO SHAREHOLDER MAY
EXERCISE VOTING RIGHTS EXCEEDING THREE
PERCENT OF THE SHARE CAPITAL. PARTIES THAT
ENGAGE IN ACTIVITIES IN THE ELECTRICITY
INDUSTRY, AND INDIVIDUALS OR LEGAL ENTITIES
THAT DIRECTLY OR INDIRECTLY HOLD MORE THAN
FIVE PERCENT OF THE CAPITAL OF SUCH
PARTIES, MAY NOT EXERCISE VOTING RIGHTS
EXCEEDING ONE PERCENT OF THE SHARE CAPITAL.
THANK YOU
CMMT 21 FEB 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 934651414
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Special
Meeting Date: 19-Jul-2017
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 16, 2017, AS IT
AND THE PLAN OF MERGER CONTAINED THEREIN
WERE AMENDED AS OF JUNE 8, 2017, AND AS IT
AND THE PLAN OF MERGER CONTAINED THEREIN
MAY BE FURTHER AMENDED FROM TIME TO TIME,
REFERRED TO AS THE MERGER AGREEMENT, BY AND
AMONG REYNOLDS AMERICAN INC., REFERRED TO
AS RAI, BRITISH AMERICAN TOBACCO P.L.C., A
PUBLIC LIMITED COMPANY INCORPORATED UNDER
THE LAWS OF ENGLAND AND WALES, REFERRED TO
AS BAT, ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. APPROVAL ON A NON-BINDING, ADVISORY BASIS, Mgmt Against Against
OF THE COMPENSATION PAYMENTS THAT WILL OR
MAY BE PAID BY RAI OR BAT TO RAI'S NAMED
EXECUTIVE OFFICERS AND THAT ARE BASED ON OR
OTHERWISE RELATE TO THE MERGER AND THE
AGREEMENTS AND UNDERSTANDINGS PURSUANT TO
WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
3. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF RAI SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934799199
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts Mgmt For For
2. Approval of Directors' Remuneration Report Mgmt Against Against
3. Appointment of Ann Godbehere as a Director Mgmt For For
of the Company
4. Reappointment of Director: Ben van Beurden Mgmt For For
5. Reappointment of Director: Euleen Goh Mgmt For For
6. Reappointment of Director: Charles O. Mgmt For For
Holliday
7. Reappointment of Director: Catherine Hughes Mgmt For For
8. Reappointment of Director: Gerard Mgmt For For
Kleisterlee
9. Reappointment of Director: Roberto Setubal Mgmt For For
10. Reappointment of Director: Sir Nigel Mgmt For For
Sheinwald
11. Reappointment of Director: Linda G. Stuntz Mgmt For For
12. Reappointment of Director: Jessica Uhl Mgmt For For
13. Reappointment of Director: Gerrit Zalm Mgmt For For
14. Reappointment of Auditors Mgmt For For
15. Remuneration of Auditors Mgmt For For
16. Authority to allot shares Mgmt For For
17. Disapplication of pre-emption rights Mgmt For For
18. Authority to purchase own shares Mgmt For For
19. Shareholder resolution Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 709055912
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 02-May-2018
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 09 APR 2018: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0314/201803141800563.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0409/201804091800969.pd
f. PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF THE URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2017 AND SETTING OF THE
DIVIDEND
O.4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
OLIVIER BRANDICOURT AS DIRECTOR
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PATRICK KRON AS DIRECTOR
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
CHRISTIAN MULLIEZ AS DIRECTOR
O.7 APPOINTMENT OF MR. EMMANUEL BABEAU AS Mgmt For For
DIRECTOR
O.8 COMPENSATION POLICY OF THE CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS
O.9 COMPENSATION POLICY OF THE CHIEF EXECUTIVE Mgmt For For
OFFICER
O.10 APPROVAL OF THE PAYMENT, FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2017, AND THE
ALLOCATION, OF THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ALL KINDS TO
MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD
OF DIRECTORS
O.11 APPROVAL OF THE PAYMENT, FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2017, AND THE
ALLOCATION, OF THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ALL KINDS TO
MR. OLIVIER BRANDICOURT, CHIEF EXECUTIVE
OFFICER
O.12 RENEWAL OF THE TERM OF OFFICE OF ERNST & Mgmt For For
YOUNG AND OTHERS AS STATUTORY AUDITORS
O.13 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE ON THE SHARES OF THE
COMPANY (USABLE OUTSIDE PUBLIC OFFERS
E.14 AMENDMENT TO ARTICLES 11 AND 12 OF THE Mgmt For For
BY-LAWS
OE.15 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCOR SE Agenda Number: 709090891
--------------------------------------------------------------------------------------------------------------------------
Security: F15561677
Meeting Type: MIX
Meeting Date: 26-Apr-2018
Ticker:
ISIN: FR0010411983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT DELETION OF COMMENT Non-Voting
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 09 APR 2018: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0321/201803211800687.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0409/201804091800943.pd
f. PLEASE NOTE THAT THIS IS A REVISION DUE
TO COMBINE ABSTN AGNST TAG FROM YES TO NO
AND ADDITION OF THE URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE REPORTS AND THE CORPORATE Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2017
O.2 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 APPROVAL OF THE REPORTS AND THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2017
O.4 APPROVAL OF AN AMENDMENT TO THE REGULATED Mgmt For For
AGREEMENT, SUBJECT TO THE PROVISIONS OF
ARTICLE L. 225-42-1 OF THE FRENCH
COMMERCIAL CODE, MADE BY THE COMPANY IN
FAVOUR OF MR. DENIS KESSLER, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER, UNDER THE DEFINED
BENEFIT SUPPLEMENTARY PENSION SCHEMES
O.5 APPROVAL OF AN AMENDMENT TO THE REGULATED Mgmt Against Against
AGREEMENT, SUBJECT TO THE PROVISIONS OF
ARTICLE L. 225-42-1 OF THE FRENCH
COMMERCIAL CODE, MADE BY THE COMPANY IN
FAVOUR OF MR. DENIS KESSLER, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER, UNDER THE
COMPENSATIONS LIKELY TO BE DUE BY REASON OF
THE TERMINATION OF HIS DUTIES
O.6 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017 TO MR. DENIS KESSLER,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER,
PURSUANT TO ARTICLE L. 225-100 SECTION II
OF THE FRENCH COMMERCIAL CODE
O.7 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
MR. DENIS KESSLER FOR HIS TERM OF OFFICE AS
CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR 2018, PURSUANT TO
ARTICLE L. 225-37-2 OF THE FRENCH
COMMERCIAL CODE
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO Mgmt For For
PFISTER AS DIRECTOR OF THE COMPANY
O.9 APPOINTMENT OF MRS. ZHEN WANG AS DIRECTOR Mgmt For For
OF THE COMPANY
O.10 AMENDMENT OF THE OVERALL AMOUNT OF Mgmt For For
ATTENDANCE FEES FOR THE CURRENT FINANCIAL
YEAR AND THE PRECEDING FINANCIAL YEARS
O.11 APPOINTMENT OF MR. OLIVIER DRION AS DEPUTY Mgmt For For
STATUTORY AUDITOR, AS A REPLACEMENT FOR MR.
PIERRE PLANCHON, WHO RESIGNED, FOR THE
REMAINDER OF THE LATTER'S TERM
O.12 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE COMPANY'S ORDINARY
SHARES
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE
INCORPORATION TO THE CAPITAL OF PROFITS,
RESERVES OR PREMIUMS IN THE CAPITAL
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE
ISSUANCE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS IMMEDIATELY OR
IN THE FUTURE TO ORDINARY SHARES TO BE
ISSUED, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE
ISSUANCE, WITHIN THE FRAMEWORK OF A PUBLIC
OFFER, OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS IMMEDIATELY OR
IN THE FUTURE TO ORDINARY SHARES TO BE
ISSUED, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT AND WITH AN
OBLIGATORY PRIORITY PERIOD
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE, WITHIN THE
FRAMEWORK OF AN OFFER REFERRED TO IN
SECTION II OF ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE, TO
ISSUE SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS IMMEDIATELY OR IN THE
FUTURE TO ORDINARY SHARES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE
ISSUANCE, AS COMPENSATION FOR SECURITIES
CONTRIBUTED TO THE COMPANY WITHIN THE
FRAMEWORK OF ANY PUBLIC EXCHANGE OFFER
INITIATED BY THE LATTER, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO ORDINARY
SHARES TO BE ISSUED, WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO ORDINARY
SHARES TO BE ISSUED, AS COMPENSATION FOR
SECURITIES CONTRIBUTED TO THE COMPANY IN
THE CONTEXT OF CONTRIBUTIONS IN KIND
LIMITED TO 10% OF ITS CAPITAL WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE BONUS WARRANTS
OF THE COMPANY WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT FOR THE BENEFIT OF ONE OR MORE
INVESTMENT SERVICES PROVIDERS AUTHORIZED TO
PROVIDE THE UNDERWRITING INVESTMENT SERVICE
E.21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE BONUS WARRANTS
OF THE COMPANY WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT IN FAVOUR OF A CATEGORY OF PEOPLE
WITH SPECIFIC CHARACTERISTICS
E.22 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
E.23 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT SUBSCRIPTION OPTIONS
AND/OR SHARE PURCHASE WITH WAIVER OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
SALARIED EMPLOYEES AND EXECUTIVE CORPORATE
OFFICERS
E.24 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE FREE EXISTING
ORDINARY SHARES OF THE COMPANY TO SALARIED
EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL
THROUGH THE ISSUE OF SHARES RESERVED FOR
MEMBERS OF SAVINGS PLANS, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
E.26 OVERALL CEILING OF CAPITAL INCREASES Mgmt For For
E.27 AMENDMENT TO ARTICLE 10 (ADMINISTRATION) Mgmt For For
SECTION II OF THE COMPANY'S BY-LAWS, FOR
THE PURPOSE OF INTRODUCING THE EXCEPTION
PROVIDED FOR UNDER ARTICLE L. 225-23
PARAGRAPH 4 OF THE FRENCH COMMERCIAL CODE
E.28 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 708824392
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 31-Jan-2018
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
16.01.2018. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2016/2017
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.70 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2016/2017
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2016/2017
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2017/2018
6.1 ELECT WERNER BRANDT TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT BENOIT POTIER TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT NORBERT REITHOFER TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT NEMAT TALAAT TO THE SUPERVISORY BOARD Mgmt For For
6.6 ELECT NATHALIE VON SIEMENS TO THE Mgmt For For
SUPERVISORY BOARD
6.7 ELECT MATTHIAS ZACHERT TO THE SUPERVISORY Mgmt For For
BOARD
7 AMEND CORPORATE PURPOSE Mgmt For For
8 TO RESOLVE ON AMENDING SECTION 19 OF THE Mgmt For For
ARTICLES OF ASSOCIATION RELATING TO THE
ARRANGEMENTS ON ADMISSION TO AND VOTING AT
THE SHAREHOLDERS' MEETING
9 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY FLENDER GMBH
10.1 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY KYROS 53 GMBH
10.2 APPROVE AFFILIATION AGREEMENTS WITH Mgmt For For
SUBSIDIARY KYROS 54 GMBH
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED Agenda Number: 708483956
--------------------------------------------------------------------------------------------------------------------------
Security: Y79946102
Meeting Type: AGM
Meeting Date: 21-Sep-2017
Ticker:
ISIN: SG1J26887955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO ADOPT THE DIRECTORS' STATEMENT, THE Mgmt For For
AUDITED FINANCIAL STATEMENTS AND THE
AUDITOR'S REPORT
2 TO DECLARE A FINAL DIVIDEND: 13 CENTS PER Mgmt For For
SHARE
3.A TO RE-ELECT MR KWA CHONG SENG AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT MR LIEW MUN LEONG AS A DIRECTOR Mgmt For For
3.C TO RE-ELECT MR THADDEUS BECZAK AS A Mgmt For For
DIRECTOR
4 TO APPROVE THE SUM OF SGD 750,000 TO BE Mgmt For For
PAID TO THE CHAIRMAN AS DIRECTOR'S FEES,
AND THE PROVISION TO HIM OF A CAR WITH A
DRIVER, FOR THE FINANCIAL YEAR ENDING 30
JUNE 2018
5 TO APPROVE THE SUM OF UP TO SGD 1,600,000 Mgmt For For
TO BE PAID TO ALL DIRECTORS (OTHER THAN THE
CHIEF EXECUTIVE OFFICER) AS DIRECTORS' FEES
FOR THE FINANCIAL YEAR ENDING 30 JUNE 2018
6 TO RE-APPOINT THE AUDITOR AND AUTHORISE Mgmt For For
DIRECTORS TO FIX ITS REMUNERATION:
PRICEWATERHOUSECOOPERS LLP
7 TO APPOINT MR LIM CHIN HU AS A DIRECTOR Mgmt For For
8 TO APPROVE THE PROPOSED SHARE ISSUE MANDATE Mgmt For For
9 TO APPROVE THE PROPOSED SHARE PURCHASE Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE Agenda Number: 708329075
--------------------------------------------------------------------------------------------------------------------------
Security: Y79985209
Meeting Type: AGM
Meeting Date: 28-Jul-2017
Ticker:
ISIN: SG1T75931496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
STATEMENT AND AUDITED FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR ENDED 31 MARCH 2017
AND THE AUDITOR'S REPORT THEREON
2 TO DECLARE A FINAL DIVIDEND OF 10.7 CENTS Mgmt For For
PER SHARE IN RESPECT OF THE FINANCIAL YEAR
ENDED 31 MARCH 2017
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 100 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HIMSELF FOR RE-ELECTION: MS CHUA SOCK KOONG
4 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 100 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HIMSELF FOR RE-ELECTION: MR LOW CHECK KIAN
5 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 100 OF THE CONSTITUTION OF THE
COMPANY AND WHO, BEING ELIGIBLE, OFFER
HIMSELF FOR RE-ELECTION: MR PETER ONG BOON
KWEE (NON-INDEPENDENT MEMBER OF THE AUDIT
COMMITTEE)
6 TO APPROVE PAYMENT OF DIRECTORS' FEES BY Mgmt For For
THE COMPANY OF UP TO SGD 2,950,000 FOR THE
FINANCIAL YEAR ENDING 31 MARCH 2018 (2017:
UP TO SGD 2,950,000; INCREASE: NIL)
7 TO RE-APPOINT THE AUDITOR AND TO AUTHORISE Mgmt For For
THE DIRECTORS TO FIX ITS REMUNERATION
8 (A) THAT AUTHORITY BE AND IS HEREBY GIVEN Mgmt For For
TO THE DIRECTORS TO: (I) (1) ISSUE SHARES
OF THE COMPANY ("SHARES") WHETHER BY WAY OF
RIGHTS, BONUS OR OTHERWISE; AND/OR (2) MAKE
OR GRANT OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND
UPON SUCH TERMS AND CONDITIONS AND FOR SUCH
PURPOSES AND TO SUCH PERSONS AS THE
DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND (II) (NOTWITHSTANDING THE
AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS RESOLUTION WAS
IN FORCE, PROVIDED THAT: (I) THE AGGREGATE
NUMBER OF SHARES TO BE ISSUED PURSUANT TO
THIS RESOLUTION (INCLUDING SHARES TO BE
ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR
GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50% OF THE TOTAL NUMBER OF
ISSUED SHARES (EXCLUDING TREASURY SHARES
AND SUBSIDIARY HOLDINGS) (AS CALCULATED IN
ACCORDANCE WITH SUB-PARAGRAPH (II) BELOW),
OF WHICH THE AGGREGATE NUMBER OF SHARES TO
BE ISSUED OTHER THAN ON A PRO RATA BASIS TO
SHAREHOLDERS OF THE COMPANY (INCLUDING
SHARES TO BE ISSUED IN PURSUANCE OF
INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS RESOLUTION) DOES NOT EXCEED 5% OF THE
TOTAL NUMBER OF ISSUED SHARES (EXCLUDING
TREASURY SHARES AND SUBSIDIARY HOLDINGS)
(AS CALCULATED IN ACCORDANCE WITH
SUB-PARAGRAPH (II) BELOW); (II) (SUBJECT TO
SUCH MANNER OF CALCULATION AS MAY BE
PRESCRIBED BY THE SINGAPORE EXCHANGE
SECURITIES TRADING LIMITED ("SGX-ST")) FOR
THE PURPOSE OF DETERMINING THE AGGREGATE
NUMBER OF SHARES THAT MAY BE ISSUED UNDER
SUB-PARAGRAPH (I) ABOVE, THE PERCENTAGE OF
ISSUED SHARES SHALL BE BASED ON THE TOTAL
NUMBER OF ISSUED SHARES (EXCLUDING TREASURY
SHARES AND SUBSIDIARY HOLDINGS) AT THE TIME
THIS RESOLUTION IS PASSED, AFTER ADJUSTING
FOR: (A) NEW SHARES ARISING FROM THE
CONVERSION OR EXERCISE OF ANY CONVERTIBLE
SECURITIES OR SHARE OPTIONS OR VESTING OF
SHARE AWARDS WHICH ARE OUTSTANDING OR
SUBSISTING AT THE TIME THIS RESOLUTION IS
PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE
OR CONSOLIDATION OR SUBDIVISION OF SHARES,
AND, IN SUB-PARAGRAPH (I) ABOVE AND THIS
SUB-PARAGRAPH (II), "SUBSIDIARY HOLDINGS"
HAS THE MEANING GIVEN TO IT IN THE LISTING
MANUAL OF THE SGX-ST; (III) IN EXERCISING
THE AUTHORITY CONFERRED BY THIS RESOLUTION,
THE COMPANY SHALL COMPLY WITH THE
PROVISIONS OF THE LISTING MANUAL OF THE
SGX-ST AND THE RULES OF ANY OTHER STOCK
EXCHANGE ON WHICH THE SHARES OF THE COMPANY
MAY FOR THE TIME BEING BE LISTED AND QUOTED
("OTHER EXCHANGE") FOR THE TIME BEING IN
FORCE (UNLESS SUCH COMPLIANCE HAS BEEN
WAIVED BY THE SGX-ST OR, AS THE CASE MAY
BE, THE OTHER EXCHANGE) AND THE
CONSTITUTION FOR THE TIME BEING OF THE
COMPANY; AND (IV) (UNLESS REVOKED OR VARIED
BY THE COMPANY IN GENERAL MEETING) THE
AUTHORITY CONFERRED BY THIS RESOLUTION
SHALL CONTINUE IN FORCE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD,
WHICHEVER IS THE EARLIER
9 THAT APPROVAL BE AND IS HEREBY GIVEN TO THE Mgmt For For
DIRECTORS TO GRANT AWARDS IN ACCORDANCE
WITH THE PROVISIONS OF THE SINGTEL
PERFORMANCE SHARE PLAN 2012 ("SINGTEL PSP
2012") AND TO ALLOT AND ISSUE FROM TIME TO
TIME SUCH NUMBER OF FULLY PAID-UP ORDINARY
SHARES AS MAY BE REQUIRED TO BE DELIVERED
PURSUANT TO THE VESTING OF AWARDS UNDER THE
SINGTEL PSP 2012, PROVIDED THAT: (I) THE
AGGREGATE NUMBER OF NEW ORDINARY SHARES TO
BE ISSUED PURSUANT TO THE VESTING OF AWARDS
GRANTED OR TO BE GRANTED UNDER THE SINGTEL
PSP 2012 SHALL NOT EXCEED 5% OF THE TOTAL
NUMBER OF ISSUED ORDINARY SHARES (EXCLUDING
TREASURY SHARES AND SUBSIDIARY HOLDINGS)
FROM TIME TO TIME; AND (II) THE AGGREGATE
NUMBER OF NEW ORDINARY SHARES UNDER AWARDS
TO BE GRANTED PURSUANT TO THE SINGTEL PSP
2012 DURING THE PERIOD COMMENCING FROM THE
DATE OF THIS ANNUAL GENERAL MEETING OF THE
COMPANY AND ENDING ON THE DATE OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY OR
THE DATE BY WHICH THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY IS REQUIRED BY LAW
TO BE HELD, WHICHEVER IS THE EARLIER, SHALL
NOT EXCEED 0.5% OF THE TOTAL NUMBER OF
ISSUED ORDINARY SHARES (EXCLUDING TREASURY
SHARES AND SUBSIDIARY HOLDINGS) FROM TIME
TO TIME, AND IN THIS RESOLUTION,
"SUBSIDIARY HOLDINGS" HAS THE MEANING GIVEN
TO IT IN THE LISTING MANUAL OF THE SGX-ST
10 THAT: (I) FOR THE PURPOSES OF SECTIONS 76C Mgmt For For
AND 76E OF THE COMPANIES ACT, CHAPTER 50 OF
SINGAPORE (THE "COMPANIES ACT"), THE
EXERCISE BY THE DIRECTORS OF ALL THE POWERS
OF THE COMPANY TO PURCHASE OR OTHERWISE
ACQUIRE ISSUED ORDINARY SHARES OF THE
COMPANY ("SHARES") NOT EXCEEDING IN
AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER
DEFINED), AT SUCH PRICE OR PRICES AS MAY BE
DETERMINED BY THE DIRECTORS FROM TIME TO
TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER
DEFINED), WHETHER BY WAY OF: (1) MARKET
PURCHASE(S) ON THE SGX-ST AND/OR ANY OTHER
STOCK EXCHANGE ON WHICH THE SHARES MAY FOR
THE TIME BEING BE LISTED AND QUOTED ("OTHER
EXCHANGE"); AND/OR (2) OFF-MARKET
PURCHASE(S) (IF EFFECTED OTHERWISE THAN ON
THE SGX-ST OR, AS THE CASE MAY BE, OTHER
EXCHANGE) IN ACCORDANCE WITH ANY EQUAL
ACCESS SCHEME(S) AS MAY BE DETERMINED OR
FORMULATED BY THE DIRECTORS AS THEY
CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY
ALL THE CONDITIONS PRESCRIBED BY THE
COMPANIES ACT, AND OTHERWISE IN ACCORDANCE
WITH ALL OTHER LAWS AND REGULATIONS AND
RULES OF THE SGX-ST OR, AS THE CASE MAY BE,
OTHER EXCHANGE AS MAY FOR THE TIME BEING BE
APPLICABLE, BE AND IS HEREBY AUTHORISED AND
APPROVED GENERALLY AND UNCONDITIONALLY (THE
"SHARE PURCHASE MANDATE"); (II) UNLESS
VARIED OR REVOKED BY THE COMPANY IN GENERAL
MEETING, THE AUTHORITY CONFERRED ON THE
DIRECTORS OF THE COMPANY PURSUANT TO THE
SHARE PURCHASE MANDATE MAY BE EXERCISED BY
THE DIRECTORS AT ANY TIME AND FROM TIME TO
TIME DURING THE PERIOD COMMENCING FROM THE
DATE OF THE PASSING OF THIS RESOLUTION AND
EXPIRING ON THE EARLIEST OF: (1) THE DATE
ON WHICH THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY IS HELD; (2) THE DATE BY WHICH
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY IS REQUIRED BY LAW TO BE HELD; AND
(3) THE DATE ON WHICH PURCHASES AND
ACQUISITIONS OF SHARES PURSUANT TO THE
SHARE PURCHASE MANDATE ARE CARRIED OUT TO
THE FULL EXTENT MANDATED; (III) IN THIS
RESOLUTION: "AVERAGE CLOSING PRICE" MEANS
THE AVERAGE OF THE LAST DEALT PRICES OF A
SHARE FOR THE FIVE CONSECUTIVE MARKET DAYS
ON WHICH THE SHARES ARE TRANSACTED ON THE
SGX-ST OR, AS THE CASE MAY BE, OTHER
EXCHANGE IMMEDIATELY PRECEDING THE DATE OF
THE MARKET PURCHASE BY THE COMPANY OR, AS
THE CASE MAY BE, THE DATE OF THE MAKING OF
THE OFFER PURSUANT TO THE OFF-MARKET
PURCHASE, AND DEEMED TO BE ADJUSTED, IN
ACCORDANCE WITH THE LISTING RULES OF THE
SGX-ST, FOR ANY CORPORATE ACTION WHICH
OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD;
"DATE OF THE MAKING OF THE OFFER" MEANS THE
DATE ON WHICH THE COMPANY MAKES AN OFFER
FOR THE PURCHASE OR ACQUISITION OF SHARES
FROM HOLDERS OF SHARES, STATING THEREIN THE
RELEVANT TERMS OF THE EQUAL ACCESS SCHEME
FOR EFFECTING THE OFF-MARKET PURCHASE;
"MAXIMUM LIMIT" MEANS THAT NUMBER OF ISSUED
SHARES REPRESENTING 5% OF THE TOTAL NUMBER
OF ISSUED SHARES AS AT THE DATE OF THE
PASSING OF THIS RESOLUTION (EXCLUDING
TREASURY SHARES AND SUBSIDIARY HOLDINGS (AS
DEFINED IN THE LISTING MANUAL OF THE
SGX-ST)); AND "MAXIMUM PRICE" IN RELATION
TO A SHARE TO BE PURCHASED OR ACQUIRED,
MEANS THE PURCHASE PRICE (EXCLUDING
BROKERAGE, COMMISSION, APPLICABLE GOODS AND
SERVICES TAX AND OTHER RELATED EXPENSES)
WHICH SHALL NOT EXCEED: (1) IN THE CASE OF
A MARKET PURCHASE OF A SHARE, 105% OF THE
AVERAGE CLOSING PRICE OF THE SHARES; AND
(2) IN THE CASE OF AN OFF-MARKET PURCHASE
OF A SHARE PURSUANT TO AN EQUAL ACCESS
SCHEME, 110% OF THE AVERAGE CLOSING PRICE
OF THE SHARES; AND (IV) THE DIRECTORS OF
THE COMPANY AND/OR ANY OF THEM BE AND ARE
HEREBY AUTHORISED TO COMPLETE AND DO ALL
SUCH ACTS AND THINGS (INCLUDING EXECUTING
SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY
AND/ OR HE MAY CONSIDER EXPEDIENT OR
NECESSARY OR IN THE INTERESTS OF THE
COMPANY TO GIVE EFFECT TO THE TRANSACTIONS
CONTEMPLATED AND/OR AUTHORISED BY THIS
RESOLUTION
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
SKY PLC Agenda Number: 708543322
--------------------------------------------------------------------------------------------------------------------------
Security: G8212B105
Meeting Type: AGM
Meeting Date: 12-Oct-2017
Ticker:
ISIN: GB0001411924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED 30 JUNE 2017, TOGETHER WITH THE
REPORT OF THE DIRECTORS AND AUDITORS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY)
4 TO REAPPOINT JEREMY DARROCH AS A DIRECTOR Mgmt For For
5 TO REAPPOINT ANDREW GRIFFITH AS A DIRECTOR Mgmt For For
6 TO REAPPOINT TRACY CLARKE AS A DIRECTOR Mgmt For For
7 TO REAPPOINT MARTIN GILBERT AS A DIRECTOR Mgmt Abstain Against
8 TO REAPPOINT ADINE GRATE AS A DIRECTOR Mgmt For For
9 TO REAPPOINT MATTHIEU PIGASSE AS A DIRECTOR Mgmt For For
10 TO REAPPOINT ANDY SUKAWATY AS A DIRECTOR Mgmt For For
11 TO APPOINT KATRIN WEHR-SEITER AS A DIRECTOR Mgmt For For
12 TO REAPPOINT JAMES MURDOCH AS A DIRECTOR Mgmt Against Against
13 TO REAPPOINT CHASE CAREY AS A DIRECTOR Mgmt For For
14 TO REAPPOINT JOHN NALLEN AS A DIRECTOR Mgmt For For
15 TO REAPPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORISE THE AUDIT
COMMITTEE OF THE BOARD TO AGREE THEIR
REMUNERATION
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
UNDER SECTION 551 OF THE COMPANIES ACT 2006
18 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
19 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR THE PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS
20 TO ALLOW THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A., SAN DONATO MILANESE Agenda Number: 709097162
--------------------------------------------------------------------------------------------------------------------------
Security: T8578N103
Meeting Type: MIX
Meeting Date: 24-Apr-2018
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E.1 PROPOSAL TO CANCEL TREASURY SHARES IN THE Mgmt For For
PORTFOLIO WITHOUT REDUCING THE SHARE
CAPITAL CONSEQUENT MODIFICATION OF ARTICLE
5.1 OF THE BYLAWS. NECESSARY AND CONSEQUENT
RESOLUTIONS
E.2 PROPOSAL TO INTEGRATE THE LIST VOTING Mgmt For For
SYSTEM FOR THE APPOINTMENT OF THE BOARD OF
DIRECTORS AND THE BOARD OF STATUTORY
AUDITORS. CONSEQUENT AMENDMENTS TO ARTICLES
13.5 AND 20.3 OF THE ARTICLES OF
ASSOCIATION. NECESSARY AND CONSEQUENT
RESOLUTIONS
O.1 SNAM S.P.A.'S FINANCIAL STATEMENTS FOR THE Mgmt For For
YEAR ENDED DECEMBER 31, 2017 CONSOLIDATED
FINANCIAL STATEMENTS AS AT DECEMBER 31,
2017. REPORTS OF THE DIRECTORS, THE BOARD
OF STATUTORY AUDITORS AND THE INDEPENDENT
AUDITORS. NECESSARY AND CONSEQUENT
RESOLUTIONS
O.2 DESTINATION OF THE PROFIT FOR THE YEAR AND Mgmt For For
DISTRIBUTION OF THE DIVIDEND
O.3 AUTHORIZATION TO PURCHASE AND DISPOSE OF Mgmt For For
TREASURY SHARES, SUBJECT TO REVOCATION OF
THE AUTHORIZATION GRANTED BY THE ORDINARY
SHAREHOLDERS' MEETING OF 11 APRIL 2017, FOR
THE PART THAT MAY HAVE BEEN UNSUCCESSFUL
O.4 CONSENSUAL TERMINATION OF THE STATUTORY Mgmt For For
AUDIT ENGAGEMENT AND SIMULTANEOUS CONFERRAL
OF THE NEW STATUTORY AUDITOR OF THE
COMPANY'S ACCOUNTS FOR THE PERIOD 2018-2026
O.5 PROPOSAL TO AMEND THE 2017-2019 LONG-TERM Mgmt For For
STOCK INCENTIVE PLAN. NECESSARY AND
CONSEQUENT RESOLUTIONS
O.6 REMUNERATION POLICY PURSUANT TO ARTICLE Mgmt For For
123-TER OF LEGISLATIVE DECREE OF 24
FEBRUARY 1998, NO. 58
CMMT 26 MAR 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED, MACQUARIE PARK Agenda Number: 708649011
--------------------------------------------------------------------------------------------------------------------------
Security: Q8563C107
Meeting Type: AGM
Meeting Date: 22-Nov-2017
Ticker:
ISIN: AU000000SHL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5 TO 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF PROFESSOR MARK COMPTON, Mgmt For For
CHAIRMAN, AS A DIRECTOR OF THE COMPANY
2 RE-ELECTION OF MR CHRIS WILKS, FINANCE Mgmt Against Against
DIRECTOR AND CHIEF FINANCIAL OFFICER, AS A
DIRECTOR OF THE COMPANY
3 RE-ELECTION OF MR LOU PANACCIO, AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 ELECTION OF MR NEVILLE MITCHELL, AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
6 INCREASE IN AVAILABLE POOL FOR Mgmt For For
NON-EXECUTIVE DIRECTORS' FEES
7 APPROVAL OF THE ISSUE OF SECURITIES UNDER Mgmt For For
THE SONIC HEALTHCARE LIMITED EMPLOYEE
OPTION PLAN AS AN EXCEPTION TO ASX LISTING
RULE 7.1
8 APPROVAL OF THE ISSUE OF SECURITIES UNDER Mgmt For For
THE SONIC HEALTHCARE LIMITED PERFORMANCE
RIGHTS PLAN AS AN EXCEPTION TO ASX LISTING
RULE 7.1
9 APPROVAL OF LONG TERM INCENTIVES FOR DR Mgmt For For
COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND
CHIEF EXECUTIVE OFFICER
10 APPROVAL OF LONG TERM INCENTIVES FOR MR Mgmt For For
CHRIS WILKS, FINANCE DIRECTOR AND CHIEF
FINANCIAL OFFICER
--------------------------------------------------------------------------------------------------------------------------
SSE PLC, PERTH Agenda Number: 708309718
--------------------------------------------------------------------------------------------------------------------------
Security: G8842P102
Meeting Type: AGM
Meeting Date: 20-Jul-2017
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 APPROVE THE 2017 REMUNERATION REPORT Mgmt For For
3 DECLARE A FINAL DIVIDEND Mgmt For For
4 RE-APPOINT GREGOR ALEXANDER Mgmt For For
5 RE-APPOINT JEREMY BEETON Mgmt For For
6 RE-APPOINT KATIE BICKERSTAFFE Mgmt For For
7 RE-APPOINT SUE BRUCE Mgmt For For
8 RE-APPOINT CRAWFORD GILLIES Mgmt For For
9 RE-APPOINT RICHARD GILLINGWATER Mgmt For For
10 RE-APPOINT PETER LYNAS Mgmt For For
11 RE-APPOINT HELEN MAHY Mgmt For For
12 RE-APPOINT ALISTAIR PHILLIPS-DAVIES Mgmt For For
13 RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
15 AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
16 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
17 TO EMPOWER THE COMPANY TO PURCHASE ITS OWN Mgmt For For
ORDINARY SHARES
18 TO APPROVE 14 DAYS' NOTICE OF GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 709348937
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 15-May-2018
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 OPENING OF THE ANNUAL GENERAL MEETING BY Non-Voting
THE CHAIR OF THE CORPORATE ASSEMBLY
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 ELECTION OF CHAIR FOR THE MEETING: THE Mgmt No vote
BOARD OF DIRECTORS PROPOSES THAT THE
GENERAL MEETING ELECTS THE CHAIR OF THE
CORPORATE ASSEMBLY, TONE LUNDE BAKKER, AS
CHAIR OF THE MEETING
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2017, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF FOURTH QUARTER
2017 DIVIDEND: "THE ANNUAL ACCOUNTS AND THE
ANNUAL REPORT FOR 2017 FOR STATOIL ASA AND
THE STATOIL GROUP ARE APPROVED. A FOURTH
QUARTER 2017 DIVIDEND OF USD 0.23 PER SHARE
IS DISTRIBUTED."
7 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt No vote
ON APPROVED ANNUAL ACCOUNTS FOR 2017
8 PROPOSAL FROM THE BOARD OF DIRECTORS TO Mgmt No vote
CHANGE THE COMPANY NAME TO EQUINOR ASA
9 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER REGARDING BUSINESS
TRANSFORMATION FROM PRODUCING ENERGY FROM
FOSSIL SOURCES TO RENEWABLE ENERGY
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: PROPOSAL FROM
SHAREHOLDER TO ABSTAIN FROM EXPLORATION
DRILLING IN THE BARENTS SEA
11 THE BOARD OF DIRECTORS' REPORT ON CORPORATE Mgmt No vote
GOVERNANCE
12.1 THE BOARD OF DIRECTORS' DECLARATION ON Mgmt No vote
STIPULATION OF SALARY AND OTHER
REMUNERATION FOR EXECUTIVE MANAGEMENT:
ADVISORY VOTE RELATED TO THE BOARD OF
DIRECTORS' DECLARATION ON STIPULATION OF
SALARY AND OTHER REMUNERATION FOR EXECUTIVE
MANAGEMENT
12.2 THE BOARD OF DIRECTORS' DECLARATION ON Mgmt No vote
STIPULATION OF SALARY AND OTHER
REMUNERATION FOR EXECUTIVE MANAGEMENT:
APPROVAL OF THE BOARD OF DIRECTORS'
PROPOSAL RELATED TO REMUNERATION LINKED TO
THE DEVELOPMENT OF THE COMPANY'S SHARE
PRICE
13 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt No vote
EXTERNAL AUDITOR FOR 2017
14.A1 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TONE LUNDE BAKKER
(RE-ELECTION, NOMINATED AS CHAIR)
14.A2 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER NILS BASTIANSEN
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
14.A3 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
14.A4 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION)
14.A5 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER RUNE BJERKE (RE-ELECTION)
14.A6 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER SIRI KALVIG (RE-ELECTION)
14.A7 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER TERJE VENOLD (RE-ELECTION)
14.A8 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KJERSTI KLEVEN
(RE-ELECTION)
14.A9 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER BIRGITTE RINGSTAD VARTDAL
(RE-ELECTION)
14A10 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER JARLE ROTH (RE-ELECTION)
14A11 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER FINN KINSERDAL (NEW
ELECTION)
14A12 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: MEMBER KARI SKEIDSVOLL MOE (NEW
ELECTION, FORMER 4. DEPUTY MEMBER)
14.B1 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: KJERSTIN FYLLINGEN
(RE-ELECTION)
14.B2 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (RE-ELECTION)
14.B3 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: MARIT HANSEN (NEW
ELECTION)
14.B4 ELECTION OF MEMBER TO THE CORPORATE Mgmt No vote
ASSEMBLY: DEPUTY MEMBER: MARTIN WIEN FJELL
(NEW ELECTION)
15 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY MEMBERS
16.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: CHAIR TONE LUNDE BAKKER
(RE-ELECTION AS CHAIR)
16.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER ELISABETH BERGE WITH
PERSONAL DEPUTY MEMBER BJORN STALE HAAVIK
(RE-ELECTION)
16.3 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER JARLE ROTH (RE-ELECTION)
16.4 ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: MEMBER BERIT L. HENRIKSEN (NEW
ELECTION)
17 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE MEMBERS
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET TO CONTINUE OPERATION OF THE
SHARE SAVINGS PLAN FOR EMPLOYEES
19 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
20 MARKETING INSTRUCTION FOR STATOIL ASA - Mgmt No vote
ADJUSTMENTS
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB (PUBL) Agenda Number: 708969716
--------------------------------------------------------------------------------------------------------------------------
Security: W9112U104
Meeting Type: AGM
Meeting Date: 21-Mar-2018
Ticker:
ISIN: SE0007100599
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: MR Non-Voting
SVEN UNGER
3 ESTABLISHMENT AND APPROVAL OF THE LIST OF Non-Voting
VOTERS
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO COUNTERSIGN THE Non-Voting
MINUTES
6 DETERMINING WHETHER THE MEETING HAS BEEN Non-Voting
DULY CALLED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS' REPORT, AS WELL AS THE
CONSOLIDATED ANNUAL ACCOUNTS AND THE
AUDITORS' REPORT FOR THE GROUP, FOR 2017.
IN CONNECTION WITH THIS: A PRESENTATION OF
THE PAST YEAR'S WORK BY THE BOARD AND ITS
COMMITTEES; A SPEECH BY THE GROUP CHIEF
EXECUTIVE; A PRESENTATION OF AUDIT WORK
DURING 2017
8 RESOLUTIONS CONCERNING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, AS
WELL AS THE CONSOLIDATED INCOME STATEMENT
AND CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFITS IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AND ALSO CONCERNING THE
RECORD DAY: THE BOARD PROPOSES AN ORDINARY
DIVIDEND OF SEK 5,50 PER SHARE AND AN EXTRA
DIVIDEND OF SEK 2,00 PER SHARE, AND THAT
THE REMAINING PROFITS BE CARRIED FORWARD TO
NEXT YEAR. IN ADDITION, THE BOARD PROPOSES
THAT FRIDAY, 23 MARCH 2018 BE THE RECORD
DAY FOR RECEIVING DIVIDENDS. IF THE MEETING
RESOLVES IN ACCORDANCE WITH THE PROPOSAL,
EUROCLEAR SWEDEN AB EXPECTS TO DISTRIBUTE
THE DIVIDEND ON WEDNESDAY, 28 MARCH 2018
10 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD AND THE GROUP
CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO
IN THE FINANCIAL REPORTS
11 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR Mgmt For For
THE BOARD TO RESOLVE ON ACQUISITION AND
DIVESTMENT OF SHARES IN THE BANK
12 THE BOARD'S PROPOSAL FOR ACQUISITION OF Mgmt For For
SHARES IN THE BANK FOR THE BANK'S TRADING
BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF
THE SWEDISH SECURITIES MARKET ACT
13 THE BOARD'S PROPOSAL REGARDING Mgmt For For
AUTHORISATION FOR THE BOARD TO RESOLVE ON
ISSUANCE OF CONVERTIBLES
14 DETERMINING THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD TO BE APPOINTED BY THE MEETING:
ELEVEN
15 DETERMINING THE NUMBER OF AUDITORS TO BE Mgmt For For
APPOINTED BY THE MEETING: TWO REGISTERED
AUDITING COMPANIES
16 DECIDING FEES FOR BOARD MEMBERS AND Mgmt For For
AUDITORS
17.1 RE-ELECTION OF THE BOARD MEMBER: JON Mgmt Against Against
FREDRIK BAKSAAS
17.2 RE-ELECTION OF THE BOARD MEMBER: PAR BOMAN Mgmt Against Against
17.3 RE-ELECTION OF THE BOARD MEMBER: ANDERS Mgmt For For
BOUVIN
17.4 RE-ELECTION OF THE BOARD MEMBER: KERSTIN Mgmt For For
HESSIUS
17.5 RE-ELECTION OF THE BOARD MEMBER: JAN-ERIK Mgmt Against Against
HOOG
17.6 RE-ELECTION OF THE BOARD MEMBER: OLE Mgmt For For
JOHANSSON
17.7 RE-ELECTION OF THE BOARD MEMBER: LISE KAAE Mgmt For For
17.8 RE-ELECTION OF THE BOARD MEMBER: FREDRIK Mgmt Against Against
LUNDBERG
17.9 RE-ELECTION OF THE BOARD MEMBER: BENTE Mgmt Against Against
RATHE
17.10 RE-ELECTION OF THE BOARD MEMBER: CHARLOTTE Mgmt Against Against
SKOG
17.11 ELECTION OF THE BOARD MEMBER: HANS BIORCK Mgmt For For
18 ELECTION OF THE CHAIRMAN OF THE BOARD: MR Mgmt Against Against
PAR BOMAN
19 ELECTION OF AUDITORS: IN ACCORDANCE WITH Mgmt For For
THE AUDIT COMMITTEE'S RECOMMENDATION, THE
NOMINATION COMMITTEE PROPOSES THAT THE
MEETING RE-ELECT ERNST & YOUNG AB AND
PRICEWATERHOUSECOOPERS AB ("PWC") AS
AUDITORS FOR THE PERIOD UNTIL THE END OF
THE ANNUAL GENERAL MEETING TO BE HELD IN
2019. THESE TWO AUDITING COMPANIES HAVE
ANNOUNCED THAT, SHOULD THEY BE ELECTED,
THEY WILL APPOINT AS AUDITORS IN CHARGE MR
JESPER NILSSON (AUTHORISED PUBLIC
ACCOUNTANT) FOR ERNST & YOUNG AB AND MR
JOHAN RIPPE (AUTHORISED PUBLIC ACCOUNTANT)
FOR PWC
20 THE BOARD'S PROPOSAL CONCERNING GUIDELINES Mgmt For For
FOR REMUNERATION TO EXECUTIVE OFFICERS
21 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG Agenda Number: 708994252
--------------------------------------------------------------------------------------------------------------------------
Security: H8398N104
Meeting Type: OGM
Meeting Date: 04-Apr-2018
Ticker:
ISIN: CH0008742519
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
1.2 APPROVE REMUNERATION REPORT Mgmt For For
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 22 PER SHARE
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
4.1 RE-ELECT ROLAND ABT AS DIRECTOR Mgmt For For
4.2 RE-ELECT VALERIE BERSET BIRCHER AS DIRECTOR Mgmt For For
4.3 RE-ELECT ALAIN CARRUPT AS DIRECTOR Mgmt For For
4.4 RE-ELECT FRANK ESSER AS DIRECTOR Mgmt For For
4.5 RE-ELECT BARBARA FREI AS DIRECTOR Mgmt For For
4.6 ELECT ANNA MOSSBERG AS DIRECTOR Mgmt For For
4.7 RE-ELECT CATHERINE MUEHLEMANN AS DIRECTOR Mgmt For For
4.8 RE-ELECT HANSUELI LOOSLI AS DIRECTOR Mgmt For For
4.9 RE-ELECT HANSUELI LOOSLI AS BOARD CHAIRMAN Mgmt For For
5.1 APPOINT ROLAND ABT AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2 RE-APPOINT FRANK ESSER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.3 RE-APPOINT BARBARA FREI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.4 RE-APPOINT HANSUELI LOOSLI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.5 RE-APPOINT RENZO SIMONI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 2.5 MILLION
6.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF CHF 9.7 MILLION
7 DESIGNATE REBER RECHTSANWAELTE AS Mgmt For For
INDEPENDENT PROXY
8 RATIFY KPMG AG AS AUDITORS Mgmt For For
CMMT 13 MAR 2018: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE FROM
AGM TO OGM AND CHANGE IN TEXT OF RESOLUTION
4.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 934822645
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2017 Business Report and Mgmt For For
Financial Statements
2) To approve the proposal for distribution of Mgmt For For
2017 earnings
3) To revise the Articles of Incorporation Mgmt For For
4) DIRECTOR
F.C. Tseng* Mgmt For For
Mei-ling Chen* Mgmt For For
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Stan Shih# Mgmt For For
Thomas J. Engibous# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TERNA S.P.A., ROMA Agenda Number: 709172972
--------------------------------------------------------------------------------------------------------------------------
Security: T9471R100
Meeting Type: OGM
Meeting Date: 04-May-2018
Ticker:
ISIN: IT0003242622
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/99
999Z/19840101/NPS_353670.PDF
1 BALANCE SHEET OF 31 DECEMBER 2017. BOARD OF Mgmt For For
DIRECTORS' REPORT, INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED
THERETO. TO PRESENT THE CONSOLIDATED
BALANCE SHEET AS OF 31 DECEMBER 2017, TO
PRESENT THE CONSOLIDATED NON-FINANCIAL
DECLARATION AS OF 31 DECEMBER 2017
2 NET INCOME ALLOCATION Mgmt For For
3 ANNUAL REWARDING REPORT: CONSULTATION ON Mgmt For For
THE REWARDING POLICY AS PER ART. 123 TER,
ITEM 6 OF THE ITALIAN LEGISLATIVE DECREE
NO. 58/1998
4 PHANTOM STOCK 2018-2021 PLAN. RESOLUTIONS Mgmt For For
RELATED THERETO
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934736957
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: R. W. Babb, Jr. Mgmt For For
1b. Election of Director: M. A. Blinn Mgmt For For
1c. Election of Director: T. M. Bluedorn Mgmt For For
1d. Election of Director: D. A. Carp Mgmt For For
1e. Election of Director: J. F. Clark Mgmt For For
1f. Election of Director: C. S. Cox Mgmt For For
1g. Election of Director: B. T. Crutcher Mgmt For For
1h. Election of Director: J. M. Hobby Mgmt For For
1i. Election of Director: R. Kirk Mgmt For For
1j. Election of Director: P. H. Patsley Mgmt For For
1k. Election of Director: R. E. Sanchez Mgmt For For
1l. Election of Director: R. K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to approve the Texas Mgmt For For
Instruments 2018 Director Compensation
Plan.
4. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934735234
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Ronald W. Allen Mgmt For For
1C. Election of Director: Marc Bolland Mgmt For For
1D. Election of Director: Ana Botin Mgmt For For
1E. Election of Director: Richard M. Daley Mgmt For For
1F. Election of Director: Christopher C. Davis Mgmt For For
1G. Election of Director: Barry Diller Mgmt For For
1H. Election of Director: Helene D. Gayle Mgmt For For
1I. Election of Director: Alexis M. Herman Mgmt For For
1J. Election of Director: Muhtar Kent Mgmt For For
1K. Election of Director: Robert A. Kotick Mgmt For For
1L. Election of Director: Maria Elena Mgmt For For
Lagomasino
1M. Election of Director: Sam Nunn Mgmt For For
1N. Election of Director: James Quincey Mgmt For For
1O. Election of Director: Caroline J. Tsay Mgmt For For
1P. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934669827
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2017
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NELSON PELTZ Mgmt For *
MGT NOM: F.S. BLAKE Mgmt For *
MGT NOM: A.F. BRALY Mgmt For *
MGT NOM: AMY L. CHANG Mgmt For *
MGT NOM: K.I. CHENAULT Mgmt For *
MGT NOM: SCOTT D. COOK Mgmt For *
MGT NOM: T.J. LUNDGREN Mgmt For *
MGT NOM: W. MCNERNEY JR Mgmt For *
MGT NOM: D.S. TAYLOR Mgmt For *
MGT NOM: M.C. WHITMAN Mgmt For *
MGT NOM: P.A. WOERTZ Mgmt For *
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For *
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For *
4. ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year *
COMPENSATION VOTE.
5. SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND Shr Against *
PRINCIPLES.
6. SHAREHOLDER PROPOSAL ON REPORTING ON Shr Against *
APPLICATION OF COMPANY NON- DISCRIMINATION
POLICIES IN STATES WITH PRO-DISCRIMINATION
LAWS.
7. SHAREHOLDER PROPOSAL ON REPORTING ON Shr Against *
MITIGATING RISKS OF ACTIVITIES IN
CONFLICT-AFFECTED AREAS.
8. REPEAL CERTAIN AMENDMENTS TO REGULATIONS Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 934762902
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Juanita Powell Mgmt For For
Baranco
1b. Election of Director: Jon A. Boscia Mgmt For For
1c. Election of Director: Henry A. Clark III Mgmt For For
1d. Election of Director: Thomas A. Fanning Mgmt For For
1e. Election of Director: David J. Grain Mgmt For For
1f. Election of Director: Veronica M. Hagen Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Donald M. James Mgmt For For
1i. Election of Director: John D. Johns Mgmt For For
1j. Election of Director: Dale E. Klein Mgmt For For
1k. Election of Director: Ernest J. Moniz Mgmt For For
1l. Election of Director: William G. Smith, Jr. Mgmt For For
1m. Election of Director: Steven R. Specker Mgmt For For
1n. Election of Director: Larry D. Thompson Mgmt For For
1o. Election of Director: E. Jenner Wood III Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2018
4. STOCKHOLDER PROPOSAL ON AMENDMENT TO PROXY Shr For Against
ACCESS BYLAW
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 709420082
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 01-Jun-2018
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0502/201805021801549.pd
f
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 892249 DUE TO ADDITIONAL
RESOLUTION A. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
O.1 APPROVAL OF THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2017
O.3 ALLOCATION OF INCOME, SETTING OF THE Mgmt For For
DIVIDEND, OPTION FOR THE PAYMENT OF THE
FINAL DIVIDEND IN SHARES FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2017
O.4 OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
IN SHARES FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2018 - DELEGATION OF AUTHORITY TO
THE BOARD OF DIRECTORS
O.5 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR AN 18-MONTH PERIOD, TO TRADE
IN SHARES OF THE COMPANY
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
PATRICK POUYANNE AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PATRICK ARTUS AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ANNE-MARIE IDRAC AS DIRECTOR
O.9 AGREEMENT REFERRED TO IN ARTICLES L. 225-38 Mgmt For For
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.10 COMMITMENTS REFERRED TO IN ARTICLE L. Mgmt For For
225-42-1 OF THE FRENCH COMMERCIAL CODE
REGARDING MR. PATRICK POUYANNE
O.11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2017
O.12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL
EITHER BY ISSUING ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL OR BY CAPITALIZATION
OF PREMIUMS, RESERVES, PROFITS OR OTHER,
WITH RETENTION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL,
AS PART OF A PUBLIC OFFERING, BY ISSUING
ORDINARY SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO ISSUE, THROUGH AN
OFFER REFERRED TO IN ARTICLE L. 411-2
SECTION II OF THE FRENCH MONETARY AND
FINANCIAL CODE, ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, ENTAILING A CAPITAL
INCREASE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED IN THE EVENT OF
A CAPITAL INCREASE WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL
BY ISSUING ORDINARY SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO PROCEED, UNDER THE
CONDITIONS OF ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE, WITH
CAPITAL INCREASES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, RESERVED FOR MEMBERS OF A COMPANY OR
GROUP SAVINGS PLAN
E.19 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, TO ALLOCATE FREE EXISTING SHARES OR
FREE SHARES TO BE ISSUED OF THE COMPANY IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE GROUP, OR SOME OF THEM, ENTAILING A
WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT TO SHARES TO
BE ISSUED
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE COMITE CENTRAL D'ENTREPRISE DE L'UES
AMONT -GLOBAL SERVICES -HOLDING DE TOTAL:
STATUTORY AMENDMENT RELATING TO A NEW
PROCEDURE FOR APPOINTING EMPLOYEE
SHAREHOLDER DIRECTORS WITH A VIEW TO
IMPROVING THEIR REPRESENTATIVENESS AND
INDEPENDENCE
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 709075320
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 02-May-2018
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2017
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY
4 TO RE-ELECT MR N S ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
6 TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
7 TO RE-ELECT DR M DEKKERS AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
8 TO RE-ELECT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 TO RE-ELECT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
13 TO RE-ELECT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
14 TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
15 TO RE-ELECT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
16 TO ELECT MS A JUNG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
17 TO REAPPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
18 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
19 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
20 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
ISSUE SHARES
21 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
22 TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR THE
PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS
23 TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
24 TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 934744005
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: David P. Abney Mgmt For For
1b) Election of Director: Rodney C. Adkins Mgmt For For
1c) Election of Director: Michael J. Burns Mgmt For For
1d) Election of Director: William R. Johnson Mgmt For For
1e) Election of Director: Candace Kendle Mgmt For For
1f) Election of Director: Ann M. Livermore Mgmt For For
1g) Election of Director: Rudy H.P. Markham Mgmt For For
1h) Election of Director: Franck J. Moison Mgmt For For
1i) Election of Director: Clark T. Randt, Jr. Mgmt For For
1j) Election of Director: Christiana Smith Shi Mgmt For For
1k) Election of Director: John T. Stankey Mgmt For For
1l) Election of Director: Carol B. Tome Mgmt For For
1m) Election of Director: Kevin M. Warsh Mgmt For For
2. To approve the 2018 Omnibus Incentive Mgmt For For
Compensation Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2018.
4. To prepare an annual report on lobbying Shr For Against
activities.
5. To reduce the voting power of class A stock Shr For Against
from 10 votes per share to one vote per
share.
6. To integrate sustainability metrics into Shr Against For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934744031
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard L. Carrion Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: M. Frances Keeth Mgmt For For
1f. Election of Director: Lowell C. McAdam Mgmt For For
1g. Election of Director: Clarence Otis, Jr. Mgmt For For
1h. Election of Director: Rodney E. Slater Mgmt For For
1i. Election of Director: Kathryn A. Tesija Mgmt For For
1j. Election of Director: Gregory D. Wasson Mgmt For For
1k. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive Shr For For
Compensation
4. Special Shareowner Meetings Shr For Against
5. Lobbying Activities Report Shr For Against
6. Independent Chair Shr For Against
7. Report on Cyber Security and Data Privacy Shr Against For
8. Executive Compensation Clawback Policy Shr For Against
9. Nonqualified Savings Plan Earnings Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VINCI SA Agenda Number: 709028511
--------------------------------------------------------------------------------------------------------------------------
Security: F5879X108
Meeting Type: MIX
Meeting Date: 17-Apr-2018
Ticker:
ISIN: FR0000125486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 26 MAR 2018: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0307/201803071800446.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2018/0326/201803261800768.pd
f. PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF THE URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2017
O.2 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2017
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2017
O.4 RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER Mgmt Against Against
HUILLARD AS DIRECTOR FOR A PERIOD OF FOUR
YEARS
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
YVES-THIBAULT DE SILGUY AS DIRECTOR FOR A
PERIOD OF FOUR YEARS
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MARIE-CHRISTINE LOMBARD AS DIRECTOR FOR A
PERIOD OF FOUR YEARS
O.7 RENEWAL OF THE TERM OF OFFICE OF QATAR Mgmt For For
HOLDING LLC COMPANY AS DIRECTOR
O.8 APPOINTMENT OF MR. RENE MEDORI AS DIRECTOR Mgmt For For
FOR A PERIOD OF FOUR YEARS
O.9 RENEWAL OF THE DELEGATION OF AUTHORITY Mgmt For For
GRANTED TO THE BOARD OF DIRECTORS TO ALLOW
THE COMPANY TO PURCHASE ITS OWN SHARES
O.10 APPROVAL OF THE COMPANY'S COMMITMENT IN Mgmt For For
FAVOUR OF MR. XAVIER HUILLARD IN TERMS OF
SUPPLEMENTARY PENSION
O.11 APPROVAL OF THE COMPANY'S COMMITMENT IN Mgmt For For
FAVOUR OF MR. XAVIER HUILLARD IN TERMS OF
SEVERANCE INDEMNITY
O.12 APPROVAL OF THE SERVICES PROVISION Mgmt Against Against
AGREEMENT CONCLUDED BETWEEN VINCI AND
YTSEUROPACONSULTANTS COMPANY
O.13 APPROVAL OF THE PRINCIPLES AND CRITERIA OF Mgmt Against Against
DETERMINATION, DISTRIBUTION AND ALLOCATION
OF THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS MAKING UP THE TOTAL COMPENSATION
AND BENEFITS OF ANY KIND ATTRIBUTABLE TO
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.14 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR ATTRIBUTED TO MR. XAVIER HUILLARD,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR
THE FINANCIAL YEAR 2017
E.15 RENEWAL OF THE AUTHORISATION GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO REDUCE THE SHARE
CAPITAL BY CANCELLING VINCI SHARES HELD BY
THE COMPANY
E.16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE ALLOCATION OF
FREE EXISTING PERFORMANCE SHARES ACQUIRED
BY THE COMPANY IN FAVOUR OF EMPLOYEES OF
THE COMPANY AND CERTAIN COMPANIES AND
GROUPS RELATED TO IT, PURSUANT TO THE
PROVISIONS OF ARTICLES L. 225-197-1 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
E.17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF THE COMPANY AND
COMPANIES OF VINCI GROUP AS PART OF THE
SAVINGS PLANS WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR A CATEGORY OF
BENEFICIARIES IN ORDER TO OFFER EMPLOYEES
OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS
COMPARABLE TO THOSE OFFERED TO EMPLOYEES
DIRECTLY OR INDIRECTLY SUBSCRIBING VIA AN
FCPE AS PART OF A SAVINGS PLAN WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.19 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 708268087
--------------------------------------------------------------------------------------------------------------------------
Security: G93882192
Meeting Type: AGM
Meeting Date: 28-Jul-2017
Ticker:
ISIN: GB00BH4HKS39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2017
2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4 TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DR MATHIAS DOPFNER AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11 TO ELECT MARIA AMPARO MORALEDA MARTINEZ AS Mgmt For For
A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S
ARTICLES OF ASSOCIATION
12 TO RE-ELECT DAVID NISH AS A DIRECTOR Mgmt For For
13 TO DECLARE A FINAL DIVIDEND OF 10.03 Mgmt For For
EUROCENTS PER ORDINARY SHARE FOR THE YEAR
ENDED 31 MARCH 2017
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY CONTAINED IN THE REMUNERATION REPORT
OF THE BOARD FOR THE YEAR ENDED 31 MARCH
2017
15 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION CONTAINED IN THE REMUNERATION
REPORT OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2017
16 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR UNTIL THE END OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
17 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
18 TO RENEW THE BOARD'S POWER UNDER ARTICLE Mgmt For For
11.2 OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT SHARES, GRANT RIGHTS
TO SUBSCRIBE FOR SHARES AND TO CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY: (A) UP
TO AN AGGREGATE NOMINAL AMOUNT OF USD
1,859,443,347 (THE 'SECTION 551 AMOUNT');
AND (B) UP TO A FURTHER AGGREGATE NOMINAL
AMOUNT OF USD 1,859,443,347 ONLY FOR THE
PURPOSES OF A RIGHTS ISSUE: - TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND - TO PEOPLE WHO ARE HOLDERS OF OR
OTHERWISE HAVE RIGHTS TO OTHER EQUITY
SECURITIES IF THIS IS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, IF THE BOARD
CONSIDERS IT NECESSARY, AS PERMITTED BY THE
RIGHTS OF THOSE SECURITIES, SUBJECT, IN
BOTH CASES, TO SUCH EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY DEEM
NECESSARY OR EXPEDIENT IN RELATION TO
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES OR LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER. THE
DIRECTORS MAY USE THIS POWER UNTIL THE
EARLIER OF THE END OF THE NEXT AGM OF THE
COMPANY OR THE CLOSE OF BUSINESS ON 30
SEPTEMBER 2018 (THE PERIOD FROM THE DATE OF
THIS RESOLUTION UNTIL THEN BEING THE
'ALLOTMENT PERIOD'). THIS AUTHORITY
REPLACES ALL PREVIOUS AUTHORITIES
19 IF RESOLUTION 18 IS PASSED, THE BOARD BE Mgmt For For
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE COMPANIES ACT 2006) FOR CASH
UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE COMPANIES ACT
2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED: (A) IN
CONNECTION WITH A PRE-EMPTIVE OFFER (AS
DEFINED IN THE COMPANY'S ARTICLES OF
ASSOCIATION); AND (B) TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES (OTHERWISE THAN UNDER PARAGRAPH (A)
ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT OF
USD 278,916,502 (THE 'SECTION 561 AMOUNT'),
SUCH AUTHORITY TO EXPIRE AT THE END OF THE
NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT
THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018)
BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE
COMPANY MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED (AND
TREASURY SHARES TO BE SOLD) AFTER THE
AUTHORITY EXPIRES AND THE BOARD MAY ALLOT
EQUITY SECURITIES (AND SELL TREASURY
SHARES) UNDER ANY SUCH OFFER OR AGREEMENT
AS IF THE AUTHORITY HAD NOT EXPIRED
20 IF RESOLUTION 18 IS PASSED, THE BOARD BE Mgmt For For
AUTHORISED IN ADDITION TO ANY AUTHORITY
GRANTED UNDER RESOLUTION 19 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE COMPANIES ACT
2006) FOR CASH UNDER THE AUTHORITY GIVEN BY
THAT RESOLUTION AND/OR TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO
BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF USD 278,916,502; AND
(B) USED ONLY FOR THE PURPOSES OF FINANCING
(OR REFINANCING, IF THE AUTHORITY IS TO BE
USED WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
AGM OF THE COMPANY (OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 30 SEPTEMBER 2018)
BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE
COMPANY MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED (AND
TREASURY SHARES TO BE SOLD) AFTER THE
AUTHORITY EXPIRES AND THE BOARD MAY ALLOT
EQUITY SECURITIES (AND SELL TREASURY
SHARES) UNDER ANY SUCH OFFER OR AGREEMENT
AS IF THE AUTHORITY HAD NOT EXPIRED
21 TO AUTHORISE THE COMPANY, FOR THE PURPOSES Mgmt For For
OF SECTION 701 OF THE COMPANIES ACT 2006,
TO MAKE MARKET PURCHASES (AS DEFINED IN
SECTION 693 OF THE COMPANIES ACT 2006) OF
ORDINARY SHARES OF 20 20/21 US CENTS EACH
IN THE CAPITAL OF THE COMPANY PROVIDED
THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES WHICH MAY BE PURCHASED IS
2,662,384,793; (B) THE MINIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE IS 20
20/21 US CENTS; (C) THE MAXIMUM PRICE
(EXCLUDING EXPENSES) WHICH MAY BE PAID FOR
ANY ORDINARY SHARE DOES NOT EXCEED THE
HIGHER OF: - 5 PER CENT ABOVE THE AVERAGE
CLOSING PRICE OF SUCH SHARES ON THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE
FIVE BUSINESS DAYS PRIOR TO THE DATE OF
PURCHASE; AND - THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST
CURRENT INDEPENDENT BID AS STIPULATED BY
REGULATORY TECHNICAL STANDARDS ADOPTED BY
THE EUROPEAN COMMISSION UNDER ARTICLE 5 (6)
OF THE MARKET ABUSE REGULATION. THIS
AUTHORITY WILL EXPIRE AT THE EARLIER OF THE
END OF THE NEXT AGM OF THE COMPANY OR AT
THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2018,
UNLESS THE AUTHORITY IS RENEWED BEFORE THEN
(EXCEPT IN RELATION TO A PURCHASE OF
ORDINARY SHARES WHERE THE CONTRACT WAS
CONCLUDED BEFORE THE EXPIRY OF THE
AUTHORITY BUT WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER THAT EXPIRY)
22 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES DURING THE PERIOD THIS
RESOLUTION HAS EFFECT, FOR THE PURPOSES OF
PART 14 OF THE COMPANIES ACT 2006: (A) TO
MAKE POLITICAL DONATIONS TO POLITICAL
PARTIES AND/OR INDEPENDENT ELECTION
CANDIDATES NOT EXCEEDING GBP 100,000; (B)
TO MAKE POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
NOT EXCEEDING GBP 100,000; AND (C) TO INCUR
POLITICAL EXPENDITURE NOT EXCEEDING GBP
100,000, PROVIDED THAT THE AGGREGATE OF
DONATIONS AND EXPENDITURE UNDER (A), (B)
AND (C) DOES NOT EXCEED GBP 100,000. ALL
EXISTING AUTHORISATIONS AND APPROVALS
RELATING TO POLITICAL DONATIONS OR
EXPENDITURE UNDER PART 14 OF THE COMPANIES
ACT 2006 ARE REVOKED WITHOUT PREJUDICE TO
ANY DONATION MADE OR EXPENDITURE INCURRED
BEFORE THOSE AUTHORISATIONS OR APPROVALS
WERE REVOKED. THIS AUTHORITY WILL EXPIRE AT
THE EARLIER OF THE END OF THE NEXT AGM OF
THE COMPANY IN 2018 OR AT THE CLOSE OF
BUSINESS ON 30 SEPTEMBER 2018. WORDS AND
EXPRESSIONS DEFINED FOR THE PURPOSE OF THE
COMPANIES ACT 2006 HAVE THE SAME MEANING IN
THIS RESOLUTION
23 TO AUTHORISE THE BOARD TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON A MINIMUM OF 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
WEC ENERGY GROUP, INC. Agenda Number: 934741895
--------------------------------------------------------------------------------------------------------------------------
Security: 92939U106
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: WEC
ISIN: US92939U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Barbara L. Bowles Mgmt For For
1C. Election of Director: William J. Brodsky Mgmt For For
1D. Election of Director: Albert J. Budney, Jr. Mgmt For For
1E. Election of Director: Patricia W. Chadwick Mgmt For For
1F. Election of Director: Curt S. Culver Mgmt For For
1G. Election of Director: Danny L. Cunningham Mgmt For For
1H. Election of Director: William M. Farrow III Mgmt For For
1I. Election of Director: Thomas J. Fischer Mgmt For For
1J. Election of Director: Gale E. Klappa Mgmt For For
1K. Election of Director: Henry W. Knueppel Mgmt For For
1L. Election of Director: Allen L. Leverett Mgmt For For
1M. Election of Director: Ulice Payne, Jr. Mgmt For For
1N. Election of Director: Mary Ellen Stanek Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Independent Auditors for 2018
3. Advisory Vote to Approve Compensation of Mgmt For For
the Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Donald M. James Mgmt For For
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder Proposal - Special Shareowner Shr For Against
Meetings.
5. Shareholder Proposal - Reform Executive Shr Against For
Compensation Policy with Social
Responsibility.
6. Shareholder Proposal - Report on Incentive Shr For Against
Compensation and Risks of Material Losses.
--------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP, SYDNEY NSW Agenda Number: 708732006
--------------------------------------------------------------------------------------------------------------------------
Security: Q97417101
Meeting Type: AGM
Meeting Date: 08-Dec-2017
Ticker:
ISIN: AU000000WBC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4.A, 4.B AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt For For
3 GRANT OF EQUITY TO MANAGING DIRECTOR AND Mgmt For For
CHIEF EXECUTIVE OFFICER
4.A BUY-BACK OF WESTPAC CONVERTIBLE PREFERENCE Mgmt For For
SHARES - FIRST BUY-BACK SCHEME
4.B BUY-BACK OF WESTPAC CONVERTIBLE PREFERENCE Mgmt For For
SHARES - SECOND BUY-BACK SCHEME
5.A TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR Mgmt For For
5.B TO RE-ELECT PETER HAWKINS AS A DIRECTOR Mgmt For For
5.C TO RE-ELECT ALISON DEANS AS A DIRECTOR Mgmt For For
5.D TO ELECT NERIDA CAESAR AS A DIRECTOR Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Tax-Advantaged Global Shareholder Yield Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/20/2018