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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (4) | (4) | (4) | Common Stock - Voting | 0 | 14,162.9424 | I | Non-Qualified Retirement Savings Plan | |||||||
Restricted Stock Units | (2) | 03/15/2019 | M | 286 | (5) | (5) | Common Stock - Voting | 286 | $ 0 (6) | 286 | D | ||||
Restricted Stock Units | (2) | 03/15/2019 | M | 4,250 | (7) | (7) | Common Stock - Votingt | 4,250 | $ 0 (8) | 8,501 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kurzius Lawrence Erik MCCORMICK & COMPANY, INCORPORATED 24 SCHILLING ROAD, SUITE1 HUNT VALLEY, MD 21031 |
X | Chairman, President & CEO |
Jason E. Wynn, Attorney-in-fact | 03/19/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Subject to deferred receipt. |
(2) | Restricted Stock Units; no purchase price required. |
(3) | Number reflects an upward adjustment of 138 shares that were previously reported on teh Reporting Person's Form 4 as a disposition; which transaction did not in fact occur. |
(4) | Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan. |
(5) | The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2018, March 15, 2019 and March 15, 2020 but are subject to deferred delivery based on certain termination of service events. |
(6) | Restricted Stock Units granted om March 29, 2017. |
(7) | The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2019, March 15, 2020 and March 15, 2021. |
(8) | Restricted Stock Units granted on March 28, 2018. |