UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05569
(Exact name of registrant as specified in charter)
(Address of principal executive offices) (Zip code)
(Name and address of agent for service)
Registrant's telephone number, including area code: (650) 312-2000
Date of fiscal year end: 8/31
Date of reporting period: 6/30/11
Item 1. Proxy Voting Records.
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Harvey For For Management
1.2 Elect Director Singleton B. McAllister For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Anderson For For Management
2 Elect Director James F. Cordes For For Management
3 Elect Director Ralph D. Crosby, Jr. For For Management
FUT N-PX PE 6/30/2011
4 Elect Director Linda A. Goodspeed For For Management
5 Elect Director Thomas E. Hoaglin For For Management
6 Elect Director Lester A. Hudson, Jr. For For Management
7 Elect Director Michael G. Morris For For Management
8 Elect Director Richard C. Notebaert For For Management
9 Elect Director Lionel L. Nowell III For For Management
10 Elect Director Richard L. Sandor For For Management
11 Elect Director Kathryn D. Sullivan For For Management
12 Elect Director Sara Martinez Tucker For For Management
13 Elect Director John F. Turner For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 09, 2011 Meeting Type: Annual
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kim R. Cocklin For For Management
2 Elect Director Richard W. Douglas For For Management
3 Elect Director Ruben E. Esquivel For For Management
4 Elect Director Richard K. Gordon For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald R. Campbell For For Management
2 Elect Director Milton Carroll For For Management
3 Elect Director O. Holcombe Crosswell For For Management
4 Elect Director Michael P. Johnson For For Management
5 Elect Director Janiece M. Longoria For For Management
6 Elect Director David M. McClanahan For For Management
7 Elect Director Susan O. Rheney For For Management
8 Elect Director R. A. Walker For For Management
9 Elect Director Peter S. Wareing For For Management
10 Elect Director Sherman M. Wolff For For Management
11 Ratify The Appointment Of Deloitte & For For Management
FUT N-PX PE 6/30/2011
Touche Llp As Independentauditors For
2011.
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Amend Executive Incentive Bonus Plan For For Management
15 Amend Non-Employee Director Restricted For For Management
Stock Plan
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CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16117M305
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Cohn For For Management
1.2 Elect Director W. Lance Conn For For Management
1.3 Elect Director Darren Glatt For For Management
1.4 Elect Director Craig A. Jacobson For For Management
1.5 Elect Director Bruce A. Karsh For For Management
1.6 Elect Director Edgar Lee For For Management
1.7 Elect Director Michael J. Lovett For For Management
1.8 Elect Director John D. Markley, Jr. For For Management
1.9 Elect Director David C. Merritt For For Management
1.10 Elect Director Stan Parker For For Management
1.11 Elect Director Eric L. Zinterhofer For For Management
2 Approve Executive Incentive Bonus Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 16, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director K. Burke For For Management
2 Elect Director V.A. Calarco For For Management
3 Elect Director G. Campbell, Jr. For For Management
4 Elect Director G.J. Davis For For Management
5 Elect Director M.j. Del Giudice For For Management
6 Elect Director E.V. Futter For For Management
7 Elect Director J.F. Hennessy III For For Management
8 Elect Director S. Hernandez For For Management
9 Elect Director J.F. Killian For For Management
FUT N-PX PE 6/30/2011
10 Elect Director E.R. McGrath For For Management
11 Elect Director M.W. Ranger For For Management
12 Elect Director L.F. Sutherland For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
DEX ONE CORPORATION
Ticker: DEXO Security ID: 25212W100
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jonathan B. Bulkeley For For Management
2 Elect Director Eugene I. Davis For For Management
3 Elect Director Richard L. Kuersteiner For For Management
4 Elect Director W. Kirk Liddell For For Management
5 Elect Director Mark A. McEachen For For Management
6 Elect Director Alfred T. Mockett For For Management
7 Elect Director Alan F. Schultz For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Ratify Auditors For For Management
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DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William P. Barr For For Management
2 Elect Director Peter W. Brown For Against Management
3 Elect Director George A. Davidson, Jr. For For Management
4 Elect Director Helen E. Dragas For For Management
5 Elect Director Thomas F. Farrell II For For Management
6 Elect Director John W. Harris For Against Management
7 Elect Director Robert S. Jepson, Jr. For For Management
8 Elect Director Mark J. Kington For For Management
9 Elect Director Margaret A. McKenna For For Management
10 Elect Director Frank S. Royal For Against Management
11 Elect Director Robert H. Spilman, Jr. For For Management
12 Elect Director David A. Wollard For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
FUT N-PX PE 6/30/2011
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Report on Coal Use from Mountaintop Against Against Shareholder
Removal Mining
17 Adopt Renewable Energy Production Goal Against Against Shareholder
18 Report on Financial Risks of Coal Against Against Shareholder
Reliance
19 Invest in Renewable Energy and Stop Against Against Shareholder
Construction of Nuclear Reactor
20 Require Independent Board Chairman Against Against Shareholder
21 Provide Right to Act by Written Consent Against For Shareholder
22 Submit SERP to Shareholder Vote Against Against Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Ann Maynard Gray For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director E. James Reinsch For For Management
1.9 Elect Director James T. Rhodes For For Management
1.10 Elect Director James E. Rogers For For Management
1.11 Elect Director Philip R. Sharp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Global Warming Lobbying Against Against Shareholder
Activities
6 Report on Financial Risks of Coal Against Against Shareholder
Reliance
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jagjeet S. Bindra For For Management
2 Elect Director Vanessa C.L. Chang For For Management
3 Elect Director France A. Cordova For For Management
FUT N-PX PE 6/30/2011
4 Elect Director Theodore F. Craver, Jr. For For Management
5 Elect Director Charles B. Curtis For For Management
6 Elect Director Bradford M. Freeman For For Management
7 Elect Director Luis G. Nogales For For Management
8 Elect Director Ronald L. Olson For Against Management
9 Elect Director James M. Rosser For For Management
10 Elect Director Richard T. Schlosberg, For For Management
III
11 Elect Director Thomas C. Sutton For For Management
12 Elect Director Brett White For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Maureen Scannell Bateman For For Management
2 Elect Director Gary W. Edwards For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Donald C. Hintz For For Management
5 Elect Director J. Wayne Leonard For For Management
6 Elect Director Stuart L. Levenick For For Management
7 Elect Director Blanche L. Lincoln For For Management
8 Elect Director Stewart C. Myers For For Management
9 Elect Director William A. Percy, II For For Management
10 Elect Director W.J. Tauzin For For Management
11 Elect Director Steven V. Wilkinson For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D Alessio For For Management
3 Elect Director Nicholas Debenedictis For For Management
4 Elect Director Nelson A. Diaz For Against Management
FUT N-PX PE 6/30/2011
5 Elect Director Sue L. Gin For For Management
6 Elect Director Rosemarie B. Greco For For Management
7 Elect Director Paul L. Joskow For For Management
8 Elect Director Richard W. Mies For For Management
9 Elect Director John M. Palms For For Management
10 Elect Director William C. Richardson For For Management
11 Elect Director Thomas J. Ridge For For Management
12 Elect Director John W. Rogers, Jr. For For Management
13 Elect Director John W. Rowe For For Management
14 Elect Director Stephen D. Steinour For For Management
15 Elect Director Don Thompson For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: SEP 14, 2010 Meeting Type: Special
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For Withhold Management
1.2 Elect Director Anthony J. Alexander For Withhold Management
1.3 Elect Director Michael J. Anderson For Withhold Management
1.4 Elect Director Carol A. Cartwright For Withhold Management
1.5 Elect Director William T. Cottle For Withhold Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect DirectorJulia L. Johnson For For Management
1.8 Elect DirectorTed J. Kleisner For For Management
1.9 Elect Director Ernest J. Novak, Jr. For Withhold Management
1.10 Elect Director Catherine A. Rein For Withhold Management
1.11 Elect Director George M. Smart For Withhold Management
1.12 Elect Director Wes M. Taylor For Withhold Management
1.13 Elect Director Jesse T. Williams, Sr. For Withhold Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Advisory Vote to Ratify Named Executive For For Management
FUT N-PX PE 6/30/2011
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Coal Combustion Waste Hazard Against Against Shareholder
and Risk Mitigation Efforts
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Report on Financial Risks of Coal Against Against Shareholder
Reliance
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.L. Bodde For For Management
1.2 Elect Director M.J. Chesser For For Management
1.3 Elect Director W.H. Downey For For Management
1.4 Elect Director R.C. Ferguson, Jr. For For Management
1.5 Elect Director G.D. Forsee For For Management
1.6 Elect Director J.A. Mitchell For For Management
1.7 Elect Director W.C. Nelson For For Management
1.8 Elect Director J.J. Sherman For For Management
1.9 Elect Director L.H. Talbott For For Management
1.10 Elect Director R.H. West For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director Kenneth B. Dunn For For Management
1.6 Elect Director J. Brian Ferguson For For Management
1.7 Elect Director Lewis Hay, III For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Oliver D. Kingsley, Jr. For For Management
1.10 Elect Director Rudy E. Schupp For For Management
1.11 Elect Director William H. Swanson For For Management
FUT N-PX PE 6/30/2011
1.12 Elect Director Michael H. Thaman For For Management
1.13 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NV ENERGY, INC.
Ticker: NVE Security ID: 67073Y106
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Anderson, Jr. For For Management
1.2 Elect Director Glenn C. Christenson For For Management
1.3 Elect Director Brian J. Kennedy For For Management
1.4 Elect Director John F. O'Reilly For For Management
1.5 Elect Director Philip G. Satre For For Management
1.6 Elect Director Michael W. Yackira For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Reduce Supermajority Vote Requirement For For Management
for Amending Articles on Director
Elections and Removals
6 Reduce Supermajority Vote Requirement For For Management
for Fair Price Provisions
7 Ratify Auditors For For Management
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director Lewis Chew For For Management
3 Elect Director C. Lee Cox For For Management
4 Elect Director Peter A. Darbee For For Management
5 Elect Director Maryellen C. Herringer For Against Management
6 Elect Director Roger H. Kimmel For For Management
7 Elect Director Richard A. Meserve For For Management
FUT N-PX PE 6/30/2011
8 Elect Director Forrest E. Miller For For Management
9 Elect Director Rosendo G. Parra For For Management
10 Elect Director Barbara L. Rambo For For Management
11 Elect Director Barry Lawson Williams For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Require Independent Board Chairman Against For Shareholder
16 Formulate EEO Policy That Does Not Against Against Shareholder
Include Sexual Orientation
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Basha, Jr. For For Management
1.2 Elect Director Donald E. Brandt For For Management
1.3 Elect Director Susan Clark-Johnson For For Management
1.4 Elect Director Denis A. Cortese For For Management
1.5 Elect Director Michael L. Gallagher For For Management
1.6 Elect Director Pamela Grant For For Management
1.7 Elect Director R.A. Herberger, Jr For For Management
1.8 Elect Director Dale E. Klein For For Management
1.9 Elect Director Humberto S. Lopez For For Management
1.10 Elect Director Kathryn L. Munro For For Management
1.11 Elect Director Bruce J. Nordstrom For For Management
1.12 Elect Director W. Douglas Parker For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick M. Bernthal For For Management
1.2 Elect Director John W. Conway For Withhold Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Louise K. Goeser For Withhold Management
1.5 Elect Director Stuart E. Graham For Withhold Management
1.6 Elect Director Stuart Heydt For Withhold Management
1.7 Elect Director James H. Miller For For Management
FUT N-PX PE 6/30/2011
1.8 Elect Director Craig A. Rogerson For For Management
1.9 Elect Director Natica von Althann For For Management
1.10 Elect Director Keith W. Williamson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
Ticker: PGN Security ID: 743263105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Baker, II For Against Management
2 Elect Director James E. Bostic, Jr. For For Management
3 Elect Director Harris E. DeLoach, Jr. For For Management
4 Elect Director James B. Hyler, Jr. For For Management
5 Elect Director William D. Johnson For For Management
6 Elect Director Robert W. Jones For For Management
7 Elect Director W. Steven Jones For For Management
8 Elect Director Melquiades R. Martinez For For Management
9 Elect Director E. Marie McKee For For Management
10 Elect Director John H. Mullin, III For For Management
11 Elect Director Charles W. Pryor, Jr. For For Management
12 Elect Director Carlos A. Saladrigas For For Management
13 Elect Director Theresa M. Stone For For Management
14 Elect Director Alfred C. Tollison, Jr. For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert R. Gamper, Jr. For For Management
2 Elect Director Conrad K. Harper For For Management
3 Elect Director William V. Hickey For For Management
4 Elect Director Ralph Izzo For For Management
5 Elect Director Shirley Ann Jackson For For Management
FUT N-PX PE 6/30/2011
6 Elect Director David Lilley For For Management
7 Elect Director Thomas A. Renyi For For Management
8 Elect Director Hak Cheol Shin For For Management
9 Elect Director Richard J. Swift For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan L. Boeckmann For For Management
2 Elect Director James G. Brocksmith Jr. For For Management
3 Elect Director Donald E. Felsinger For For Management
4 Elect Director Wilford D. Godbold Jr. For For Management
5 Elect Director William D. Jones For For Management
6 Elect Director William G. Ouchi For For Management
7 Elect Director Carlos Ruiz For For Management
8 Elect Director William C. Rusnack For For Management
9 Elect Director William P. Rutledge For For Management
10 Elect Director Lynn Schenk For For Management
11 Elect Director Neal E. Schmale For For Management
12 Elect Director Luis M. Tellez For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
17 Submit SERP to Shareholder Vote Against Against Shareholder
18 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Esrey For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Austin A. Adams For For Management
1.4 Elect Director Paul M. Anderson For For Management
1.5 Elect Director Pamela L. Carter For For Management
1.6 Elect Director F. Anthony Comper For For Management
FUT N-PX PE 6/30/2011
1.7 Elect Director Peter B. Hamilton For For Management
1.8 Elect Director Dennis R. Hendrix For For Management
1.9 Elect Director Michael Mcshane For For Management
1.10 Elect Director Joseph H. Netherland For For Management
1.11 Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. P. Baranco For For Management
1.2 Elect Director J. A. Boscia For For Management
1.3 Elect Director H. A. Clark, III For For Management
1.4 Elect Director T. A. Fanning For For Management
1.5 Elect Director H.W. Habermeyer, Jr. For For Management
1.6 Elect Director V.M Hagen For For Management
1.7 Elect Director W. A. Hood, Jr. For For Management
1.8 Elect Director D. M. James For Withhold Management
1.9 Elect Director D. E. Klein For For Management
1.10 Elect Director J. N. Purcell For For Management
1.11 Elect Director W. G. Smith, Jr. For For Management
1.12 Elect Director S. R. Specker For For Management
1.13 Elect Director L.D. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Coal Combustion Waste Hazard Against Against Shareholder
and Risk Mitigation Efforts
--------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION
Ticker: UIL Security ID: 902748102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thelma R. Albright For For Management
FUT N-PX PE 6/30/2011
1.2 Elect Director Arnold L. Chase For Withhold Management
1.3 Elect Director Betsy Henley-Cohn For For Management
1.4 Elect Director Suedeen G. Kelly For For Management
1.5 Elect Director John L. Lahey For For Management
1.6 Elect Director Daniel J. Miglio For For Management
1.7 Elect Director William F. Murdy For For Management
1.8 Elect Director Donald R. Shassian For For Management
1.9 Elect Director James P. Torgerson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
WESTAR ENERGY, INC.
Ticker: WR Security ID: 95709T100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mollie H. Carter For For Management
1.2 Elect Director Jerry B. Farley For For Management
1.3 Elect Director Arthur B. Krause For For Management
1.4 Elect Director William B. Moore For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For Against Management
5 Increase Authorized Common Stock For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Robert A. Cornog For For Management
1.5 Elect Director Curt S. Culver For For Management
1.6 Elect Director Thomas J. Fischer For For Management
1.7 Elect Director Gale E. Klappa For For Management
1.8 Elect Director Ulice Payne, Jr. For For Management
1.9 Elect Director Frederick P. Stratton, For For Management
Jr.
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
FUT N-PX PE 6/30/2011
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fredric W. Corrigan For For Management
2 Elect Director Richard K. Davis For For Management
3 Elect Director Benjamin G.S. Fowke, III For For Management
4 Elect Director Richard C. Kelly For For Management
5 Elect Director Albert F. Moreno For For Management
6 Elect Director Christopher J. For For Management
Policinski
7 Elect Director A. Patricia Sampson For For Management
8 Elect Director James J. Sheppard For For Management
9 Elect Director David A. Westerlund For For Management
10 Elect Director Kim Williams For For Management
11 Elect Director Timothy V. Wolf For For Management
12 Amend Non-Employee Director Restricted For For Management
Stock Plan
13 Eliminate Cumulative Voting For For Management
14 Amend Articles of Incorporation For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Universal Trust
By (Signature and Title)*/s/LAURA F. FERGERSON
Laura F. Fergerson,
Chief Executive Officer – Finance and Administration
Date August 26, 2011
FUT N-PX PE 6/30/2011
* Print the name and title of each signing officer under his or her signature.
FUT N-PX PE 6/30/2011