Chairman’s Letter to Shareholders
|
4
|
Portfolio Managers’ Comments
|
5
|
Fund Leverage
|
9
|
Common Share Information
|
11
|
Risk Considerations
|
13
|
Performance Overview and Holding Summaries
|
14
|
Portfolios of Investments
|
20
|
Statement of Assets and Liabilities
|
91
|
Statement of Operations
|
93
|
Statement of Changes in Net Assets
|
94
|
Statement of Cash Flows
|
96
|
Financial Highlights
|
98
|
Notes to Financial Statements
|
107
|
Reinvest Automatically, Easily and Conveniently
|
119
|
Glossary of Terms Used in this Report
|
121
|
Additional Fund Information
|
127
|
4
|
Nuveen Investments
|
Nuveen Investments
|
5
|
6
|
Nuveen Investments
|
Nuveen Investments
|
7
|
8
|
Nuveen Investments
|
Effective
|
Regulatory
|
||||||
Leverage
|
*
|
Leverage
|
*
|
||||
NPP
|
36.74
|
%
|
34.51
|
%
|
|||
NMA
|
34.49
|
%
|
29.84
|
%
|
|||
NMO
|
36.47
|
%
|
33.15
|
%
|
|||
NAD
|
34.33
|
%
|
29.27
|
%
|
|||
NXZ
|
33.01
|
%
|
28.93
|
%
|
|||
NZF
|
32.76
|
%
|
26.97
|
%
|
*
|
Effective Leverage is a Fund’s effective economic leverage, and includes both regulatory leverage and the leverage effects of certain derivative and other investments in a Fund’s portfolio that increase the Fund’s investment exposure. Currently, the leverage effects of Tender Option Bond (TOB) inverse floater holdings are included in effective leverage values, in addition to any regulatory leverage. Regulatory leverage consists of preferred shares issued or borrowings of a Fund. Both of these are part of a Fund’s capital structure. Regulatory leverage is sometimes referred to as “‘40 Act Leverage” and is subject to asset coverage limits set forth in the Investment Company Act of 1940.
|
Nuveen Investments
|
9
|
MTP Shares Issued
|
Annual
|
|||||||||||||
Fund
|
Series
|
at Liquidation Value
|
Interest Rate
|
NYSE Ticker
|
||||||||||
NAD
|
2015
|
$
|
144,300,000
|
2.70
|
%
|
NAD PrC
|
||||||||
NZF
|
2016
|
$
|
70,000,000
|
2.80
|
%
|
NZF PrC
|
VMTP Shares Issued
|
|||||||
Fund
|
Series
|
at Liquidation Value
|
|||||
NPP
|
2015
|
$
|
535,000,000
|
||||
NAD
|
2014
|
$
|
120,400,000
|
||||
NZF
|
2014
|
$
|
169,200,000
|
VRDP Shares Issued
|
||
Fund
|
at Liquidation Value
|
|
NMA
|
$296,800,000
|
|
NMO
|
$350,900,000
|
|
NXZ
|
$196,000,000
|
10
|
Nuveen Investments
|
Per Common Share Amounts
|
|||||||||||||||||||
NPP
|
NMA
|
NMO
|
NAD
|
NXZ
|
NZF
|
||||||||||||||
November
|
$
|
0.0800
|
$
|
0.0755
|
$
|
0.0705
|
$
|
0.0760
|
$
|
0.0750
|
$
|
0.0755
|
|||||||
December
|
0.0770
|
0.0710
|
0.0670
|
0.0730
|
0.0670
|
0.0660
|
|||||||||||||
January
|
0.0770
|
0.0710
|
0.0670
|
0.0730
|
0.0670
|
0.0660
|
|||||||||||||
February
|
0.0770
|
0.0710
|
0.0670
|
0.0730
|
0.0670
|
0.0660
|
|||||||||||||
March
|
0.0770
|
0.0670
|
0.0645
|
0.0730
|
0.0670
|
0.0625
|
|||||||||||||
April
|
0.0770
|
0.0670
|
0.0645
|
0.0730
|
0.0670
|
0.0625
|
|||||||||||||
Ordinary Income Distribution*
|
$
|
—
|
$
|
0.0078
|
$
|
—
|
$
|
0.0053
|
$
|
—
|
$
|
0.0017
|
|||||||
Market Yield**
|
5.82
|
%
|
5.44
|
%
|
5.40
|
%
|
5.79
|
%
|
5.27
|
%
|
5.09
|
%
|
|||||||
Taxable-Equivalent Yield**
|
8.08
|
%
|
7.56
|
%
|
7.50
|
%
|
8.04
|
%
|
7.32
|
%
|
7.07
|
%
|
*
|
Distribution paid in December 2012.
|
**
|
Market Yield is based on the Fund’s current annualized monthly dividend divided by the Fund’s current market price as of the end of the reporting period. Taxable-Equivalent Yield represents the yield that must be earned on a fully taxable investment in order to equal the yield of the Fund on an after-tax basis. It is based on a federal income tax rate of 28.0%. When comparing a Fund to investments that generate qualified dividend income, the Taxable-Equivalent Yield is lower.
|
Nuveen Investments
|
11
|
NPP
|
NMA
|
NMO
|
NAD
|
NXZ
|
NZF
|
||||||||||||||
Common Share NAV
|
$
|
16.91
|
$
|
15.97
|
$
|
15.43
|
$
|
16.28
|
$
|
16.34
|
$
|
16.04
|
|||||||
Common Share Price
|
$
|
15.88
|
$
|
14.79
|
$
|
14.33
|
$
|
15.14
|
$
|
15.27
|
$
|
14.73
|
|||||||
Premium/(Discount) to NAV
|
-6.09
|
%
|
-7.39
|
%
|
-7.13
|
%
|
-7.00
|
%
|
-6.55
|
%
|
-8.17
|
%
|
|||||||
6-Month Average
|
|||||||||||||||||||
Premium/(Discount) to NAV
|
-2.81
|
%
|
-3.89
|
%
|
-4.31
|
%
|
-3.77
|
%
|
-4.74
|
%
|
-5.23
|
%
|
12
|
Nuveen Investments
|
Nuveen Investments
|
13
|
Cumulative
|
Average Annual
|
||||||||||||
6-Month
|
1-Year
|
5-Year
|
10-Year
|
||||||||||
NPP at Common Share NAV
|
4.20
|
%
|
11.20
|
%
|
9.30
|
%
|
6.87
|
%
|
|||||
NPP at Common Share Price
|
-0.62
|
%
|
7.36
|
%
|
10.36
|
%
|
7.12
|
%
|
|||||
S&P Municipal Bond Index
|
2.01
|
%
|
5.74
|
%
|
6.08
|
%
|
5.16
|
%
|
|||||
Lipper General & Insured Leveraged Municipal Debt Funds Classification Average
|
3.21
|
%
|
10.58
|
%
|
8.88
|
%
|
6.74
|
%
|
Portfolio Composition1
|
||||
(as a % of total investments)
|
||||
Tax Obligation/Limited
|
21.3
|
%
|
||
Health Care
|
15.1
|
%
|
||
Transportation
|
14.9
|
%
|
||
Tax Obligation/General
|
14.7
|
%
|
||
U.S. Guaranteed
|
11.3
|
%
|
||
Consumer Staples
|
7.5
|
%
|
||
Utilities
|
7.4
|
%
|
||
Other
|
7.8
|
%
|
Credit Quality1,2,3
|
||||
(as a % of total investment exposure)
|
||||
AAA/U.S. Guaranteed
|
17.5
|
%
|
||
AA
|
36.2
|
%
|
||
A
|
24.8
|
%
|
||
BBB
|
12.7
|
%
|
||
BB or Lower
|
6.3
|
%
|
||
N/R
|
1.0
|
%
|
States1
|
||||
(as a % of total investments)
|
||||
Illinois
|
18.2
|
%
|
||
California
|
13.9
|
%
|
||
Texas
|
7.6
|
%
|
||
Colorado
|
6.7
|
%
|
||
Florida
|
4.8
|
%
|
||
Ohio
|
4.1
|
%
|
||
New Jersey
|
3.8
|
%
|
||
Puerto Rico
|
3.7
|
%
|
||
New York
|
3.0
|
%
|
||
Washington
|
2.5
|
%
|
||
Pennsylvania
|
2.5
|
%
|
||
Indiana
|
2.4
|
%
|
||
Nevada
|
2.4
|
%
|
||
Michigan
|
2.3
|
%
|
||
Virginia
|
2.2
|
%
|
||
South Carolina
|
2.0
|
%
|
||
Other
|
17.9
|
%
|
1
|
Holdings are subject to change.
|
2
|
Ratings shown are the highest rating given by one of the following national rating agencies: Standard & Poor’s Group, Moody’s Investors Service, Inc. or Fitch, Inc. Credit ratings are subject to change. AAA, AA, A and BBB are investment grade ratings; BB, B, CCC, CC, C and D are below-investment grade ratings. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities. Holdings designated N/R are not rated by these national rating agencies.
|
3
|
Percentage may not add to 100% due to the exclusion of Other Assets Less Liabilities from the table.
|
14
|
Nuveen Investments
|
Cumulative
|
Average Annual
|
||||||||||||
6-Month
|
1-Year
|
5-Year
|
10-Year
|
||||||||||
NMA at Common Share NAV
|
4.10
|
%
|
11.28
|
%
|
9.20
|
%
|
6.82
|
%
|
|||||
NMA at Common Share Price
|
-2.92
|
%
|
4.11
|
%
|
9.15
|
%
|
6.44
|
%
|
|||||
S&P Municipal Bond Index
|
2.01
|
%
|
5.74
|
%
|
6.08
|
%
|
5.16
|
%
|
|||||
Lipper General & Insured Leveraged Municipal Debt Funds Classification Average
|
3.21
|
%
|
10.58
|
%
|
8.88
|
%
|
6.74
|
%
|
Portfolio Composition1
|
||||
(as a % of total investments)
|
||||
Health Care
|
19.9
|
%
|
||
Tax Obligation/General
|
16.0
|
%
|
||
Tax Obligation/Limited
|
15.8
|
%
|
||
Transportation
|
14.8
|
%
|
||
U.S. Guaranteed
|
10.2
|
%
|
||
Consumer Staples
|
7.4
|
%
|
||
Utilities
|
7.0
|
%
|
||
Other
|
8.9
|
%
|
Credit Quality1,2,3
|
||||
(as a % of total investment exposure)
|
||||
AAA/U.S. Guaranteed
|
14.8
|
%
|
||
AA
|
34.2
|
%
|
||
A
|
27.4
|
%
|
||
BBB
|
14.6
|
%
|
||
BB or Lower
|
6.1
|
%
|
||
N/R
|
1.1
|
%
|
States1
|
||||
(as a % of total investments)
|
||||
California
|
16.2
|
%
|
||
Illinois
|
10.5
|
%
|
||
Texas
|
8.0
|
%
|
||
Colorado
|
6.8
|
%
|
||
Louisiana
|
6.3
|
%
|
||
Puerto Rico
|
5.3
|
%
|
||
New York
|
5.1
|
%
|
||
Ohio
|
4.6
|
%
|
||
Indiana
|
3.3
|
%
|
||
Pennsylvania
|
3.3
|
%
|
||
Nevada
|
3.2
|
%
|
||
Florida
|
3.1
|
%
|
||
Michigan
|
2.3
|
%
|
||
New Jersey
|
2.2
|
%
|
||
Arizona
|
2.1
|
%
|
||
Other
|
17.7
|
%
|
1
|
Holdings are subject to change.
|
2
|
Ratings shown are the highest rating given by one of the following national rating agencies: Standard & Poor’s Group, Moody’s Investors Service, Inc. or Fitch, Inc. Credit ratings are subject to change. AAA, AA, A and BBB are investment grade ratings; BB, B, CCC, CC, C and D are below-investment grade ratings. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities. Holdings designated N/R are not rated by these national rating agencies.
|
3
|
Percentage may not add to 100% due to the exclusion of Other Assets Less Liabilities from the table.
|
Nuveen Investments
|
15
|
Cumulative
|
Average Annual
|
||||||||||||
6-Month
|
1-Year
|
5-Year
|
10-Year
|
||||||||||
NMO at Common Share NAV
|
3.84
|
%
|
11.18
|
%
|
8.37
|
%
|
6.50
|
%
|
|||||
NMO at Common Share Price
|
-1.30
|
%
|
6.89
|
%
|
8.68
|
%
|
6.42
|
%
|
|||||
S&P Municipal Bond Index
|
2.01
|
%
|
5.74
|
%
|
6.08
|
%
|
5.16
|
%
|
|||||
Lipper General & Insured Leveraged Municipal Debt Funds Classification Average
|
3.21
|
%
|
10.58
|
%
|
8.88
|
%
|
6.74
|
%
|
Portfolio Composition1
|
||||
(as a % of total investments)
|
||||
Transportation
|
21.0
|
%
|
||
Health Care
|
19.2
|
%
|
||
Tax Obligation/General
|
15.2
|
%
|
||
Tax Obligation/Limited
|
11.7
|
%
|
||
U.S. Guaranteed
|
8.9
|
%
|
||
Consumer Staples
|
7.5
|
%
|
||
Utilities
|
6.6
|
%
|
||
Other
|
9.9
|
%
|
Credit Quality1,2,3
|
||||
(as a % of total investment exposure)
|
||||
AAA/U.S. Guaranteed
|
15.9
|
%
|
||
AA
|
35.2
|
%
|
||
A
|
24.8
|
%
|
||
BBB
|
14.6
|
%
|
||
BB or Lower
|
6.2
|
%
|
||
N/R
|
0.5
|
%
|
States1
|
||||
(as a % of total investments)
|
||||
California
|
17.3
|
%
|
||
Illinois
|
10.7
|
%
|
||
Texas
|
9.0
|
%
|
||
Colorado
|
5.5
|
%
|
||
Ohio
|
5.4
|
%
|
||
Pennsylvania
|
4.0
|
%
|
||
Florida
|
3.9
|
%
|
||
New York
|
3.9
|
%
|
||
Puerto Rico
|
3.8
|
%
|
||
Nevada
|
3.3
|
%
|
||
Michigan
|
3.1
|
%
|
||
Washington
|
3.0
|
%
|
||
North Carolina
|
2.8
|
%
|
||
Indiana
|
2.7
|
%
|
||
Virgina
|
2.5
|
%
|
||
Alaska
|
2.2
|
%
|
||
Other
|
16.9
|
%
|
1
|
Holdings are subject to change.
|
2
|
Ratings shown are the highest rating given by one of the following national rating agencies: Standard & Poor’s Group, Moody’s Investors Service, Inc. or Fitch, Inc. Credit ratings are subject to change. AAA, AA, A and BBB are investment grade ratings; BB, B, CCC, CC, C and D are below-investment grade ratings. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities. Holdings designated N/R are not rated by these national rating agencies.
|
3
|
Percentage may not add to 100% due to the exclusion of Other Assets Less Liabilities from the table.
|
16
|
Nuveen Investments
|
Cumulative
|
Average Annual
|
||||||||||||
6-Month
|
1-Year
|
5-Year
|
10-Year
|
||||||||||
NAD at Common Share NAV
|
4.25
|
%
|
11.23
|
%
|
9.29
|
%
|
6.96
|
%
|
|||||
NAD at Common Share Price
|
-1.15
|
%
|
7.74
|
%
|
9.40
|
%
|
6.59
|
%
|
|||||
S&P Municipal Bond Index
|
2.01
|
%
|
5.74
|
%
|
6.08
|
%
|
5.16
|
%
|
|||||
Lipper General & Insured Leveraged Municipal Debt Funds Classification Average
|
3.21
|
%
|
10.58
|
%
|
8.88
|
%
|
6.74
|
%
|
Portfolio Composition1
|
|
(as a % of total investments)
|
|
Health Care
|
19.7%
|
Tax Obligation/Limited
|
17.8%
|
Tax Obligation/General
|
17.2%
|
Transportation
|
17.1%
|
Consumer Staples
|
7.4%
|
U.S. Guaranteed
|
7.1%
|
Water and Sewer
|
3.8%
|
Investment Companies
|
0.1%
|
Other
|
9.8%
|
Credit Quality1,2,3
|
|
(as a % of total investment exposure)
|
|
AAA/U.S. Guaranteed
|
13.1%
|
AA
|
41.9%
|
A
|
23.0%
|
BBB
|
14.3%
|
BB or Lower
|
4.1%
|
N/R
|
2.0%
|
States1
|
|
(as a % of municipal bonds)
|
|
Illinois
|
17.7%
|
California
|
8.7%
|
Texas
|
7.1%
|
New York
|
5.9%
|
Washington
|
5.7%
|
Florida
|
5.5%
|
Colorado
|
5.4%
|
Wisconsin
|
4.2%
|
Louisiana
|
3.8%
|
Nevada
|
3.8%
|
Puerto Rico
|
3.5%
|
Ohio
|
3.2%
|
New Jersey
|
3.1%
|
Arizona
|
2.5%
|
Indiana
|
2.5%
|
Other
|
17.4%
|
1
|
Holdings are subject to change.
|
2
|
Ratings shown are the highest rating given by one of the following national rating agencies: Standard & Poor’s Group, Moody’s Investors Service, Inc. or Fitch, Inc. Credit ratings are subject to change. AAA, AA, A and BBB are investment grade ratings; BB, B, CCC, CC, C and D are below-investment grade ratings. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities. Holdings designated N/R are not rated by these national rating agencies.
|
3
|
Percentage may not add to 100% due to the exclusion of Other Assets Less Liabilities from the table.
|
Nuveen Investments
|
17
|
Cumulative
|
Average Annual
|
||||||||||||
6-Month
|
1-Year
|
5-Year
|
10-Year
|
||||||||||
NXZ at Common Share NAV
|
4.13
|
%
|
11.26
|
%
|
8.65
|
%
|
7.43
|
%
|
|||||
NXZ at Common Share Price
|
0.31
|
%
|
6.77
|
%
|
7.40
|
%
|
7.13
|
%
|
|||||
S&P Municipal Bond Index
|
2.01
|
%
|
5.74
|
%
|
6.08
|
%
|
5.16
|
%
|
|||||
Lipper General & Insured Leveraged Municipal Debt Funds Classification Average
|
3.21
|
%
|
10.58
|
%
|
8.88
|
%
|
6.74
|
%
|
Portfolio Composition1
|
|
(as a % of total investments)
|
|
Tax Obligation/Limited
|
21.3%
|
Health Care
|
20.6%
|
Transportation
|
16.0%
|
Tax Obligation/General
|
10.3%
|
U.S. Guaranteed
|
7.6%
|
Consumer Staples
|
7.5%
|
Water and Sewer
|
4.7%
|
Other
|
12.0%
|
Credit Quality1,2,3
|
|
(as a % of total investment exposure)
|
|
AAA/U.S. Guaranteed
|
13.4%
|
AA
|
31.3%
|
A
|
24.2%
|
BBB
|
16.4%
|
BB or Lower
|
7.0%
|
N/R
|
3.9%
|
States1
|
|
(as a % of total investments)
|
|
Texas
|
17.3%
|
California
|
15.7%
|
Illinois
|
12.3%
|
Michigan
|
5.2%
|
Colorado
|
5.0%
|
New York
|
4.9%
|
Indiana
|
4.2%
|
Louisiana
|
3.1%
|
South Carolina
|
2.8%
|
Puerto Rico
|
2.5%
|
Georgia
|
2.3%
|
Florida
|
2.2%
|
Nevada
|
2.0%
|
North Carolina
|
1.9%
|
Other
|
18.6%
|
1
|
Holdings are subject to change.
|
2
|
Ratings shown are the highest rating given by one of the following national rating agencies: Standard & Poor’s Group, Moody’s Investors Service, Inc. or Fitch, Inc. Credit ratings are subject to change. AAA, AA, A and BBB are investment grade ratings; BB, B, CCC, CC, C and D are below-investment grade ratings. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities. Holdings designated N/R are not rated by these national rating agencies.
|
3
|
Percentage may not add to 100% due to the exclusion of Other Assets Less Liabilities from the table.
|
18
|
Nuveen Investments
|
Cumulative
|
Average Annual
|
||||||||||||
6-Month
|
1-Year
|
5-Year
|
10-Year
|
||||||||||
NZF at Common Share NAV
|
2.83
|
%
|
9.99
|
%
|
8.75
|
%
|
7.16
|
%
|
|||||
NZF at Common Share Price
|
-3.87
|
%
|
1.88
|
%
|
8.52
|
%
|
7.18
|
%
|
|||||
S&P Municipal Bond Index
|
2.01
|
%
|
5.74
|
%
|
6.08
|
%
|
5.16
|
%
|
|||||
Lipper General & Insured Leveraged Municipal Debt Funds Classification Average
|
3.21
|
%
|
10.58
|
%
|
8.88
|
%
|
6.74
|
%
|
Portfolio Composition1
|
|
(as a % of total investments)
|
|
Tax Obligation/Limited
|
21.0%
|
Health Care
|
16.3%
|
Transportation
|
14.1%
|
Tax Obligation/General
|
12.6%
|
U.S. Guaranteed
|
9.6%
|
Education and Civic Organizations
|
6.2%
|
Consumer Staples
|
5.6%
|
Water and Sewer
|
5.5%
|
Investment Companies
|
0.4%
|
Other
|
8.7%
|
Credit Quality1,2,3
|
|
(as a % of total investment exposure)
|
|
AAA/U.S. Guaranteed
|
22.6%
|
AA
|
36.4%
|
A
|
23.0%
|
BBB
|
4.9%
|
BB or Lower
|
4.4%
|
N/R
|
6.6%
|
States1
|
|
(as a % of municipal bonds)
|
|
Texas
|
12.4%
|
Illinois
|
10.8%
|
California
|
9.0%
|
Louisiana
|
5.9%
|
Michigan
|
5.8%
|
New York
|
5.4%
|
Indiana
|
5.2%
|
New Jersey
|
4.4%
|
Georgia
|
4.3%
|
Nevada
|
3.9%
|
Washington
|
3.5%
|
Florida
|
3.4%
|
Colorado
|
3.2%
|
Pennsylvania
|
2.4%
|
Massachusetts
|
2.3%
|
Ohio
|
2.3%
|
Other
|
15.8%
|
1
|
Holdings are subject to change.
|
2
|
Ratings shown are the highest rating given by one of the following national rating agencies: Standard & Poor’s Group, Moody’s Investors Service, Inc. or Fitch, Inc. Credit ratings are subject to change. AAA, AA, A and BBB are investment grade ratings; BB, B, CCC, CC, C and D are below-investment grade ratings. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities. Holdings designated N/R are not rated by these national rating agencies.
|
3
|
Percentage may not add to 100% due to the exclusion of Other Assets Less Liabilities from the table.
|
Nuveen Investments
|
19
|
|
Nuveen Performance Plus Municipal Fund, Inc.
|
|
NPP
|
Portfolio of Investments
|
|
April 30, 2013 (Unaudited)
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||
Municipal Bonds – 152.8% (100.0% of Total Investments)
|
|||||||||
Alabama – 0.2% (0.1% of Total Investments)
|
|||||||||
Jefferson County, Alabama, Sewer Revenue Refunding Warrants, Series 1997A:
|
|||||||||
$
|
1,435
|
5.625%, 2/01/22 – FGIC Insured (4)
|
7/13 at 100.00
|
Ca
|
$
|
1,114,292
|
|||
1,505
|
5.375%, 2/01/27 – FGIC Insured (4)
|
7/13 at 100.00
|
Ca
|
1,121,827
|
|||||
2,940
|
Total Alabama
|
2,236,119
|
|||||||
Alaska – 1.4% (0.9% of Total Investments)
|
|||||||||
3,945
|
CivicVentures, Alaska, Anchorage Convention Center Revenue Bonds, Series 2006, 5.000%, 9/01/34 – NPFG Insured
|
9/15 at 100.00
|
A1
|
4,247,621
|
|||||
Northern Tobacco Securitization Corporation, Alaska, Tobacco Settlement Asset-Backed Bonds, Series 2006A:
|
|||||||||
7,500
|
5.000%, 6/01/32
|
6/14 at 100.00
|
B+
|
7,017,825
|
|||||
3,080
|
5.000%, 6/01/46
|
6/14 at 100.00
|
B+
|
2,760,512
|
|||||
14,525
|
Total Alaska
|
14,025,958
|
|||||||
Arizona – 1.0% (0.6% of Total Investments)
|
|||||||||
1,120
|
Arizona State Transportation Board, Highway Revenue Bonds, Subordinate Refunding Series 2011A, 3.000%, 7/01/13
|
No Opt. Call
|
AA+
|
1,125,376
|
|||||
7,780
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Airport Revenue Bonds, Series 2010A, 5.000%, 7/01/40
|
7/20 at 100.00
|
A+
|
8,547,575
|
|||||
8,900
|
Total Arizona
|
9,672,951
|
|||||||
Arkansas – 0.5% (0.3% of Total Investments)
|
|||||||||
5,080
|
Independence County, Arkansas, Hydroelectric Power Revenue Bonds, Series 2003, 5.350%, 5/01/28 – ACA Insured
|
7/13 at 100.00
|
N/R
|
3,908,603
|
|||||
1,000
|
Washington County, Arkansas, Hospital Revenue Bonds, Washington Regional Medical Center, Series 2005A, 5.000%, 2/01/35
|
2/15 at 100.00
|
Baa1
|
1,026,520
|
|||||
6,080
|
Total Arkansas
|
4,935,123
|
|||||||
California – 21.2% (13.9% of Total Investments)
|
|||||||||
3,500
|
Alameda Corridor Transportation Authority, California, Revenue Bonds, Refunding Subordinate Lien Series 2004A, 5.450%, 10/01/25 – AMBAC Insured
|
10/17 at 100.00
|
BBB+
|
3,914,610
|
|||||
4,225
|
Alameda Unified School District, Alameda County, California, General Obligation Bonds, Series 2005B, 0.000%, 8/01/28 – AGM Insured
|
No Opt. Call
|
Aa2
|
2,300,639
|
|||||
15,870
|
Anaheim Public Finance Authority, California, Subordinate Lease Revenue Bonds, Public Improvement Project, Series 1997C, 0.000%, 9/01/20 – AGM Insured
|
No Opt. Call
|
AA–
|
12,893,105
|
|||||
3,250
|
California Department of Water Resources, Power Supply Revenue Bonds, Refunding Series 2008H, 5.000%, 5/01/22 – AGM Insured
|
5/18 at 100.00
|
AA
|
3,848,390
|
|||||
5,015
|
California Department of Water Resources, Power Supply Revenue Bonds, Series 2010M, 5.000%, 5/01/13
|
No Opt. Call
|
AA
|
5,015,702
|
|||||
California Health Facilities Financing Authority, Revenue Bonds, Kaiser Permanante System, Series 2006:
|
|||||||||
5,000
|
5.000%, 4/01/37
|
4/16 at 100.00
|
A+
|
5,444,400
|
|||||
7,000
|
5.250%, 4/01/39
|
4/16 at 100.00
|
A+
|
7,657,020
|
|||||
2,330
|
California Municipal Finance Authority, Revenue Bonds, Eisenhower Medical Center, Series 2010A, 5.750%, 7/01/40
|
7/20 at 100.00
|
Baa2
|
2,582,595
|
|||||
3,700
|
California Pollution Control Financing Authority, Revenue Bonds, Pacific Gas and Electric Company, Series 2004C, 4.750%, 12/01/23 – FGIC Insured (Alternative Minimum Tax)
|
6/17 at 100.00
|
A3
|
4,136,489
|
|||||
5,000
|
California State, General Obligation Bonds, Series 2005, 5.000%, 3/01/31
|
3/16 at 100.00
|
A1
|
5,454,400
|
|||||
16,000
|
California State, General Obligation Bonds, Various Purpose Series 2007, 5.000%, 6/01/37
|
6/17 at 100.00
|
A1
|
17,295,200
|
|||||
10,000
|
California State, General Obligation Bonds, Various Purpose Series 2011, 5.000%, 10/01/41
|
10/21 at 100.00
|
A1
|
11,143,300
|
|||||
6,435
|
California State, General Obligation Refunding Bonds, Series 2002, 6.000%,
4/01/16 – AMBAC Insured |
No Opt. Call
|
A1
|
7,446,775
|
20
|
Nuveen Investments
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||
California (continued)
|
|||||||||
$
|
3,000
|
California Statewide Community Development Authority, Health Facility Revenue Bonds, Catholic Healthcare West, Series 2008C, 5.625%, 7/01/35
|
7/18 at 100.00
|
A
|
$
|
3,455,850
|
|||
5,000
|
Coast Community College District, Orange County, California, General Obligation Bonds, Series 2006C, 0.000%, 8/01/32 – AGM Insured
|
8/18 at 100.00
|
Aa1
|
5,425,000
|
|||||
7,240
|
Desert Community College District, Riverside County, California, General Obligation Bonds, Election 2004 Series 2007C, 0.000%, 8/01/28 – AGM Insured
|
8/17 at 56.01
|
Aa2
|
3,486,132
|
|||||
10,000
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Revenue Bonds, Series 2005A, 0.000%, 6/01/26 – AGM Insured
|
No Opt. Call
|
AA–
|
6,326,700
|
|||||
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2007A-1:
|
|||||||||
2,875
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
2,804,563
|
|||||
1,500
|
5.125%, 6/01/47
|
6/17 at 100.00
|
B
|
1,306,440
|
|||||
10,000
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2007A-2, 5.300%, 6/01/37
|
6/22 at 100.00
|
B
|
9,293,700
|
|||||
10,000
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed Bonds, Series 2003A-1, 6.750%, 6/01/39 (Pre-refunded 6/01/13)
|
6/13 at 100.00
|
Aaa
|
10,055,900
|
|||||
2,500
|
Huntington Beach Union High School District, Orange County, California, General Obligation Bonds, Series 2007, 0.000%, 8/01/32 – FGIC Insured
|
No Opt. Call
|
Aa2
|
1,072,375
|
|||||
2,000
|
Lodi Unified School District, San Joaquin County, California, General Obligation Bonds, Election 2002 Series 2004, 5.250%, 8/01/24 (Pre-refunded 8/01/13) – AGM Insured
|
8/13 at 100.00
|
AA– (5)
|
2,025,400
|
|||||
5,000
|
Los Angeles Community College District, California, General Obligation Bonds, Series 2007C, 5.000%, 8/01/32 – FGIC Insured
|
8/17 at 100.00
|
Aa1
|
5,638,250
|
|||||
2,495
|
Los Angeles Department of Water and Power, California, Waterworks Revenue Bonds, Series 2009A, 5.375%, 7/01/34
|
1/19 at 100.00
|
AA
|
2,920,073
|
|||||
3,300
|
M-S-R Energy Authority, California, Gas Revenue Bonds, Citigroup Prepay Contracts, Series 2009B, 6.500%, 11/01/39
|
No Opt. Call
|
A
|
4,511,760
|
|||||
1,000
|
Mt. Diablo Hospital District, California, Insured Hospital Revenue Bonds, Series 1993A, 5.125%, 12/01/23 – AMBAC Insured (ETM)
|
7/13 at 100.00
|
N/R (5)
|
1,202,360
|
|||||
2,000
|
Murrieta Valley Unified School District Public Financing Authority, California, Special Tax Revenue Bonds, Series 2006A, 5.125%, 9/01/26 – AGM Insured
|
9/16 at 100.00
|
AA–
|
2,227,880
|
|||||
3,600
|
New Haven Unified School District, Alameda County, California, General Obligation Bonds, Series 2004A, 0.000%, 8/01/28 – NPFG Insured
|
No Opt. Call
|
Aa3
|
1,680,516
|
|||||
12,065
|
Ontario Redevelopment Financing Authority, San Bernardino County, California, Revenue Refunding Bonds, Redevelopment Project 1, Series 1995, 7.200%, 8/01/17 – NPFG Insured
|
No Opt. Call
|
Baa2
|
13,386,841
|
|||||
2,325
|
Palmdale Community Redevelopment Agency, California, Restructured Single Family Mortgage Revenue Bonds, Series 1986D, 8.000%, 4/01/16 (Alternative Minimum Tax) (ETM)
|
No Opt. Call
|
Aaa
|
2,827,084
|
|||||
2,525
|
Palmdale, California, Certificates of Participation, Park Improvement and Avenue Construction, Series 2002, 5.000%, 9/01/32 – NPFG Insured
|
9/14 at 100.00
|
A
|
2,563,809
|
|||||
5,010
|
Palomar Pomerado Health, California, General Obligation Bonds, Election of 2004, Series 2007A, 5.000%, 8/01/32 – NPFG Insured
|
8/17 at 100.00
|
A+
|
5,616,811
|
|||||
9,320
|
Palomar Pomerado Health, California, General Obligation Bonds, Series 2009A, 0.000%, 8/01/33 – AGC Insured
|
No Opt. Call
|
AA–
|
3,789,232
|
|||||
2,100
|
Rancho Mirage Joint Powers Financing Authority, California, Certificates of Participation, Eisenhower Medical Center, Series 1997B, 4.875%, 7/01/22 – NPFG Insured
|
7/15 at 102.00
|
Baa2
|
2,198,448
|
|||||
1,830
|
San Diego Public Facilities Financing Authority, California, Water Utility Revenue Bonds, Tender Option Bond Trust 3504, 19.640%, 2/01/33 (IF)
|
8/19 at 100.00
|
Aa2
|
3,081,629
|
|||||
3,400
|
San Francisco City and County, California, General Obligation Bonds, General Hospital Improvement Project, Series 2010A, 5.000%, 6/15/13
|
No Opt. Call
|
Aa1
|
3,420,876
|
|||||
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue Refunding Bonds, Series 1997A:
|
|||||||||
7,210
|
0.000%, 1/15/23 – NPFG Insured
|
No Opt. Call
|
Baa2
|
4,649,657
|
|||||
13,540
|
0.000%, 1/15/32 – NPFG Insured
|
No Opt. Call
|
Baa2
|
5,404,356
|
|||||
3,000
|
0.000%, 1/15/35 – NPFG Insured
|
No Opt. Call
|
Baa2
|
1,011,780
|
|||||
2,965
|
San Juan Unified School District, Sacramento County, California, General Obligation Bonds, Series 2004A, 0.000%, 8/01/28 – NPFG Insured
|
No Opt. Call
|
Aa2
|
1,543,757
|
Nuveen Investments
|
21
|
Nuveen Performance Plus Municipal Fund, Inc. (continued)
|
||
NPP
|
Portfolio of Investments
|
|
April 30, 2013 (Unaudited)
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||
California (continued)
|
|||||||||
$
|
4,005
|
San Mateo Union High School District, San Mateo County, California, General Obligation Bonds, Election of 2000, Series 2002B, 0.000%, 9/01/26 – FGIC Insured
|
No Opt. Call
|
Aa1
|
$
|
2,574,294
|
|||
2,970
|
Tobacco Securitization Authority of Northern California, Tobacco Settlement Asset-Backed Bonds, Series 2005A-1, 4.750%, 6/01/23
|
6/15 at 100.00
|
B+
|
2,972,970
|
|||||
2,630
|
Union Elementary School District, Santa Clara County, California, General Obligation Bonds, Series 2001B, 0.000%, 9/01/25 – FGIC Insured
|
No Opt. Call
|
AA+
|
1,696,639
|
|||||
5,245
|
Vacaville Unified School District, California, General Obligation Bonds, Series 2005, 5.000%, 8/01/30 – NPFG Insured
|
8/15 at 100.00
|
AA–
|
5,646,190
|
|||||
238,975
|
Total California
|
214,949,897
|
|||||||
Colorado – 10.2% (6.7% of Total Investments)
|
|||||||||
5,240
|
Adams 12 Five Star Schools, Adams County, Colorado, General Obligation Bonds, Series 2005, 5.000%, 12/15/24 (Pre-refunded 12/15/15) – AGM Insured
|
12/15 at 100.00
|
Aa2 (5)
|
5,868,695
|
|||||
3,000
|
Colorado Educational and Cultural Facilities Authority, Charter School Revenue Bonds, Peak-to-Peak Charter School, Series 2004, 5.250%, 8/15/34 – SYNCORA GTY Insured
|
8/14 at 100.00
|
A
|
3,057,390
|
|||||
2,295
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives, Series 2011A, 5.000%, 2/01/41
|
2/21 at 100.00
|
AA–
|
2,537,536
|
|||||
14,000
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Sisters of Charity of Leavenworth Health Services Corporation, Series 2010A, 5.000%, 1/01/40
|
1/20 at 100.00
|
AA
|
15,304,100
|
|||||
2,000
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Valley View Hospital Association, Series 2007, 5.250%, 5/15/42
|
5/17 at 100.00
|
BBB+
|
2,065,640
|
|||||
20,000
|
Denver Convention Center Hotel Authority, Colorado, Revenue Bonds, Convention Center Hotel, Senior Lien Series 2003A, 5.000%, 12/01/33 (Pre-refunded 12/01/13) – SYNCORA GTY Insured
|
12/13 at 100.00
|
N/R (5)
|
20,546,200
|
|||||
13,620
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%, 9/01/21 – NPFG Insured
|
No Opt. Call
|
Baa2
|
10,219,903
|
|||||
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 2000B:
|
|||||||||
16,200
|
0.000%, 9/01/32 – NPFG Insured
|
No Opt. Call
|
Baa2
|
6,311,358
|
|||||
33,120
|
0.000%, 9/01/33 – NPFG Insured
|
No Opt. Call
|
Baa2
|
12,119,933
|
|||||
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A:
|
|||||||||
9,310
|
0.000%, 9/01/28 – NPFG Insured
|
No Opt. Call
|
Baa2
|
4,645,318
|
|||||
18,500
|
0.000%, 3/01/36 – NPFG Insured
|
No Opt. Call
|
Baa2
|
5,786,245
|
|||||
755
|
Jefferson County School District R1, Colorado, General Obligation Bonds, Series 2004, 5.000%, 12/15/22 (Pre-refunded 12/15/14) – AGM Insured (UB)
|
12/14 at 100.00
|
Aa2 (5)
|
812,690
|
|||||
Regional Transportation District, Colorado, Denver Transit Partners Eagle P3 Project Private Activity Bonds, Series 2010:
|
|||||||||
5,000
|
6.500%, 1/15/30
|
7/20 at 100.00
|
Baa3
|
6,041,850
|
|||||
3,750
|
6.000%, 1/15/41
|
7/20 at 100.00
|
Baa3
|
4,377,488
|
|||||
40
|
University of Colorado, Enterprise System Revenue Bonds, Series 2005, 5.000%, 6/01/30 – FGIC Insured
|
6/15 at 100.00
|
Aa2
|
43,072
|
|||||
University of Colorado, Enterprise System Revenue Bonds, Series 2005:
|
|||||||||
2,130
|
5.000%, 6/01/30 (Pre-refunded 6/01/15) – FGIC Insured
|
6/15 at 100.00
|
Aa2 (5)
|
2,320,720
|
|||||
1,145
|
5.000%, 6/01/30 (Pre-refunded 6/01/15) – FGIC Insured
|
6/15 at 100.00
|
Aa2 (5)
|
1,255,561
|
|||||
150,105
|
Total Colorado
|
103,313,699
|
|||||||
Connecticut – 0.8% (0.5% of Total Investments)
|
|||||||||
7,640
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University, Series 2007Z-1, 5.000%, 7/01/42
|
7/16 at 100.00
|
AAA
|
8,482,081
|
|||||
District of Columbia – 1.3% (0.9% of Total Investments)
|
|||||||||
3,975
|
District of Columbia Tobacco Settlement Corporation, Tobacco Settlement Asset-Backed Bonds, Series 2001, 6.250%, 5/15/24
|
5/13 at 100.00
|
A1
|
4,014,631
|
|||||
4,245
|
District of Columbia, Revenue Bonds, National Public Radio, Series 2010A, 5.000%, 4/01/43 (Pre-refunded 4/01/15)
|
4/15 at 100.00
|
AA– (5)
|
4,516,340
|
22
|
Nuveen Investments
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||
District of Columbia (continued)
|
|||||||||
$
|
5,000
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds, Senior Lien Refunding Series 2007A, 4.500%, 10/01/30 – AMBAC Insured
|
10/16 at 100.00
|
A1
|
$
|
5,092,600
|
|||
13,220
|
Total District of Columbia
|
13,623,571
|
|||||||
Florida – 7.4% (4.8% of Total Investments)
|
|||||||||
1,700
|
Beacon Tradeport Community Development District, Miami-Dade County, Florida, Special Assessment Bonds, Commercial Project, Series 2002A, 5.625%,
5/01/32 – RAAI Insured |
5/14 at 100.00
|
N/R
|
1,717,255
|
|||||
Broward County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds, Venice Homes Apartments, Series 2001A:
|
|||||||||
1,545
|
5.700%, 1/01/32 – AGM Insured (Alternative Minimum Tax)
|
7/13 at 100.00
|
AA–
|
1,547,101
|
|||||
1,805
|
5.800%, 1/01/36 – AGM Insured (Alternative Minimum Tax)
|
7/13 at 100.00
|
AA–
|
1,807,383
|
|||||
2,020
|
Broward County School Board, Florida, Certificates of Participation, Series 2003, 5.250%, 7/01/19 (Pre-refunded 7/01/13) – NPFG Insured
|
7/13 at 100.00
|
Aa3 (5)
|
2,037,210
|
|||||
1,745
|
Collier County, Florida, Special Obligation Revenue Bonds, Series 2010, 3.000%, 7/01/13
|
No Opt. Call
|
AA
|
1,753,027
|
|||||
5,600
|
Escambia County Health Facilities Authority, Florida, Revenue Bonds, Ascension Health Credit Group, Series 2003A, 5.250%, 11/15/14
|
No Opt. Call
|
AA+
|
6,030,584
|
|||||
3,790
|
Florida Department of Environmental Protection, Florida Forever Revenue Bonds, Refunding Series 2010D, 5.000%, 7/01/13
|
No Opt. Call
|
AA–
|
3,821,305
|
|||||
3,445
|
Florida Housing Finance Corporation, Homeowner Mortgage Revenue Bonds, Series 2006-2, 4.950%, 7/01/37 (Alternative Minimum Tax)
|
1/16 at 100.00
|
AA+
|
3,657,488
|
|||||
7,000
|
Hillsborough County Aviation Authority, Florida, Revenue Bonds, Tampa International Airport, Series 2003A, 5.250%, 10/01/17 – NPFG Insured (Alternative Minimum Tax)
|
10/13 at 100.00
|
A+
|
7,140,700
|
|||||
10,000
|
JEA, Florida, Electric System Revenue Bonds, Series Three 2006A, 5.000%, 10/01/41 – AGM Insured (UB)
|
4/15 at 100.00
|
Aa2
|
10,639,200
|
|||||
1,485
|
Martin County, Florida, Utilities System Refunding Revenue Bonds, Series 1998, 5.500%, 10/01/13 – FGIC Insured
|
No Opt. Call
|
AA
|
1,515,517
|
|||||
3,775
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2005A, 5.000%, 10/01/37 – SYNCORA GTY Insured (Alternative Minimum Tax)
|
10/15 at 100.00
|
A
|
4,053,633
|
|||||
5,000
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2010A- 1, 5.375%, 10/01/41
|
10/20 at 100.00
|
A
|
5,702,400
|
|||||
2,500
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2010B, 5.000%, 10/01/27
|
10/20 at 100.00
|
A
|
2,858,900
|
|||||
2,410
|
Miami-Dade County, Florida, General Obligation Bonds, Parks Program, Series 2005, 4.300%, 11/01/30 – NPFG Insured
|
11/15 at 100.00
|
Aa2
|
2,537,344
|
|||||
1,665
|
Orange County Health Facilities Authority, Florida, Orlando Regional Healthcare System Revenue Bonds, Series 2009, 5.125%, 10/01/26
|
10/19 at 100.00
|
A
|
1,902,263
|
|||||
2,400
|
Orange County School Board, Florida, Certificates of Participation, Series 2005B, 5.000%, 8/01/25 – AMBAC Insured
|
8/15 at 100.00
|
AA
|
2,625,624
|
|||||
Port Saint Lucie, Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B, Series 2007:
|
|||||||||
2,000
|
5.000%, 7/01/33 – NPFG Insured
|
7/17 at 100.00
|
Baa2
|
2,118,140
|
|||||
4,700
|
5.000%, 7/01/40 – NPFG Insured
|
7/17 at 100.00
|
Baa2
|
4,947,784
|
|||||
2,435
|
Saint Petersburg, Florida, Public Utility Revenue Bonds, Refunding Series 2009B, 5.000%, 10/01/13
|
No Opt. Call
|
Aa2
|
2,484,041
|
|||||
3,300
|
Tampa, Florida, Health System Revenue Bonds, Baycare Health System, Series 2012A, 5.000%, 11/15/33
|
5/22 at 100.00
|
Aa2
|
3,764,508
|
|||||
70,320
|
Total Florida
|
74,661,407
|
|||||||
Georgia – 1.1% (0.7% of Total Investments)
|
|||||||||
5,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 1999A, 5.500%, 11/01/22 – FGIC Insured
|
No Opt. Call
|
A1
|
6,183,050
|
|||||
2,000
|
DeKalb County Hospital Authority, Georgia, Anticipation Certificates Revenue Bonds, DeKalb Medical Center, Inc. Project, Series 2010, 6.000%, 9/01/30
|
9/20 at 100.00
|
BBB
|
2,364,200
|
|||||
2,500
|
Medical Center Hospital Authority, Georgia, Revenue Anticipation Certificates, Columbus Regional Healthcare System, Inc. Project, Series 2008, 6.500%, 8/01/38 – AGC Insured
|
8/18 at 100.00
|
AA–
|
2,887,325
|
|||||
9,500
|
Total Georgia
|
11,434,575
|
Nuveen Investments
|
23
|
Nuveen Performance Plus Municipal Fund, Inc. (continued)
|
||
NPP
|
Portfolio of Investments
|
|
April 30, 2013 (Unaudited)
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||
Idaho – 0.0% (0.0% of Total Investments)
|
|||||||||
$
|
105
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 2000D, 6.200%, 7/01/14 (Alternative Minimum Tax)
|
7/13 at 100.00
|
A1
|
$
|
106,997
|
|||
275
|
Idaho Housing and Finance Association, Single Family Mortgage Bonds, Series 2000G-2, 5.950%, 7/01/25 (Alternative Minimum Tax)
|
7/13 at 100.00
|
AAA
|
282,178
|
|||||
380
|
Total Idaho
|
389,175
|
|||||||
Illinois – 27.8% (18.2% of Total Investments)
|
|||||||||
1,470
|
Chicago Board of Education, Cook County, Illinois, General Obligation Bonds, Dedicated Revenues Series 2011A, 5.000%, 12/01/41
|
12/21 at 100.00
|
A+
|
1,589,761
|
|||||
10,000
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax Revenues, Series 1998B-1, 0.000%, 12/01/19 – FGIC Insured
|
No Opt. Call
|
A+
|
8,505,200
|
|||||
10,000
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax Revenues, Series 1999A, 0.000%, 12/01/20 – FGIC Insured
|
No Opt. Call
|
A+
|
8,126,000
|
|||||
Chicago, Illinois, General Obligation Bonds, City Colleges, Series 1999:
|
|||||||||
32,170
|
0.000%, 1/01/21 – FGIC Insured
|
No Opt. Call
|
Aa3
|
26,021,348
|
|||||
32,670
|
0.000%, 1/01/22 – FGIC Insured
|
No Opt. Call
|
Aa3
|
25,161,454
|
|||||
9,240
|
Chicago, Illinois, Revenue Bonds, Midway Airport, Series 1996A, 5.500%, 1/01/29 – NPFG Insured
|
7/13 at 100.00
|
A
|
9,275,204
|
|||||
1,785
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport, Series 2005A, 5.000%, 1/01/33 – FGIC Insured
|
1/16 at 100.00
|
A2
|
1,921,785
|
|||||
5,325
|
Cook County, Illinois, General Obligation Bonds, Refunding Series 2010A, 5.250%, 11/15/33
|
11/20 at 100.00
|
AA
|
6,072,311
|
|||||
DuPage County Forest Preserve District, Illinois, General Obligation Bonds, Series 2000:
|
|||||||||
8,000
|
0.000%, 11/01/18
|
No Opt. Call
|
AAA
|
7,352,240
|
|||||
15,285
|
0.000%, 11/01/19
|
No Opt. Call
|
AAA
|
13,575,831
|
|||||
5,000
|
Illinois Educational Facilities Authority, Revenue Bonds, University of Chicago, Refunding Series 2003A, 5.000%, 7/01/33 (Pre-refunded 7/01/13)
|
7/13 at 100.00
|
Aa1 (5)
|
5,040,750
|
|||||
1,500
|
Illinois Finance Authority, Revenue Bonds, Central DuPage Health, Series 2009B, 5.500%, 11/01/39
|
11/19 at 100.00
|
AA
|
1,733,280
|
|||||
2,000
|
Illinois Finance Authority, Revenue Bonds, Children’s Memorial Hospital, Series 2008A, 5.250%, 8/15/47 – AGC Insured (UB)
|
8/18 at 100.00
|
AA–
|
2,148,320
|
|||||
5,245
|
Illinois Finance Authority, Revenue Bonds, Loyola University of Chicago, Tender Option Bond Trust 1137, 9.266%, 7/01/46 (IF)
|
7/17 at 100.00
|
AA
|
6,451,035
|
|||||
3,000
|
Illinois Finance Authority, Revenue Bonds, Memorial Health System, Series 2009, 5.500%, 4/01/34
|
4/19 at 100.00
|
A+
|
3,342,780
|
|||||
2,500
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago Medical Center, Series 2011C, 5.500%, 8/15/41 (WI/DD, Settling 5/02/13) (UB)
|
2/21 at 100.00
|
AA–
|
2,846,500
|
|||||
185
|
Illinois Finance Authority, Revenue Bonds, University of Chicago, Series 2004A, 5.000%, 7/01/34
|
7/14 at 100.00
|
Aa1
|
193,258
|
|||||
815
|
Illinois Finance Authority, Revenue Bonds, University of Chicago, Series 2004A, 5.000%, 7/01/34 (Pre-refunded 7/01/14)
|
7/14 at 100.00
|
Aa1 (5)
|
859,727
|
|||||
Illinois Finance Authority, Revenue Refunding Bonds, Silver Cross Hospital and Medical Centers, Series 2008A:
|
|||||||||
2,250
|
6.000%, 8/15/23
|
8/18 at 100.00
|
BBB+
|
2,540,295
|
|||||
3,055
|
5.500%, 8/15/30
|
8/18 at 100.00
|
BBB+
|
3,297,109
|
|||||
4,970
|
Illinois Finance Authority, Student Housing Revenue Bonds, Educational Advancement Fund Inc., Refunding Series 2007A, 5.250%, 5/01/34
|
5/17 at 100.00
|
BBB+
|
5,252,296
|
|||||
4,590
|
Illinois Health Facilities Authority, FHA-Insured Mortgage Revenue Refunding Bonds, Sinai Health System, Series 2003, 5.150%, 2/15/37
|
8/13 at 100.00
|
Aa2
|
4,610,747
|
|||||
3,610
|
Illinois Health Facilities Authority, Revenue Bonds, Lake Forest Hospital, Series 2003, 6.000%, 7/01/33 (Pre-refunded 7/01/13)
|
7/13 at 100.00
|
AA+ (5)
|
3,645,342
|
|||||
1,460
|
Illinois Health Facilities Authority, Revenue Bonds, Silver Cross Hospital and Medical Centers, Series 1999, 5.250%, 8/15/15
|
8/13 at 100.00
|
BBB+
|
1,463,489
|
|||||
2,515
|
Illinois State, General Obligation Bonds, Refunding Series 2012, 5.000%, 8/01/24
|
8/22 at 100.00
|
A2
|
2,882,743
|
|||||
2,235
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2013A, 5.000%, 1/01/38 (WI/DD, Settling 5/16/13)
|
1/23 at 100.00
|
AA–
|
2,532,411
|
24
|
Nuveen Investments
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||
Illinois (continued)
|
|||||||||
$
|
7,250
|
Kane, Kendall, LaSalle, and Will Counties, Illinois, Community College District 516, General Obligation Bonds, Series 2005E, 0.000%, 12/15/24 (Pre-refunded 12/15/13) – FGIC Insured
|
12/13 at 57.71
|
AA+ (5)
|
$
|
4,160,920
|
|||
28,000
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion Project, Series 2002A, 0.000%, 12/15/35 – AGM Insured
|
No Opt. Call
|
AAA
|
10,174,080
|
|||||
10,650
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Hospitality Facility, Series 1996, 7.000%, 7/01/26 (ETM)
|
No Opt. Call
|
Aaa
|
15,303,518
|
|||||
Metropolitan Pier and Exposition Authority, Illinois, Revenue Refunding Bonds, McCormick Place Expansion Project, Series 1996A:
|
|||||||||
9,400
|
0.000%, 12/15/18 – NPFG Insured
|
No Opt. Call
|
AA–
|
8,513,016
|
|||||
16,570
|
0.000%, 12/15/20 – NPFG Insured
|
No Opt. Call
|
AA–
|
13,898,253
|
|||||
23,920
|
0.000%, 12/15/22 – NPFG Insured
|
No Opt. Call
|
AA–
|
18,062,231
|
|||||
13,350
|
0.000%, 12/15/24 – NPFG Insured
|
No Opt. Call
|
AA–
|
9,090,015
|
|||||
5,100
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Refunding Bonds, McCormick Place Expansion Project, Series 1998A, 5.500%, 12/15/23 – FGIC Insured
|
No Opt. Call
|
AAA
|
6,128,415
|
|||||
5,180
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Refunding Bonds, McCormick Place Expansion Project, Series 1998A, 5.500%, 12/15/23 – FGIC Insured (ETM)
|
No Opt. Call
|
AA– (5)
|
6,547,365
|
|||||
2,685
|
Midlothian, Illinois, General Obligation Bonds, Series 2010A, 5.000%, 2/01/30 – AGM Insured
|
2/20 at 100.00
|
AA–
|
2,941,122
|
|||||
17,865
|
Regional Transportation Authority, Cook, DuPage, Kane, Lake, McHenry and Will Counties, Illinois, General Obligation Bonds, Series 1999, 5.750%, 6/01/23 – AGM Insured
|
No Opt. Call
|
AA
|
23,160,722
|
|||||
4,810
|
Will County Community High School District 210 Lincoln-Way, Illinois, General Obligation Bonds, Series 2006, 0.000%, 1/01/23 – AGM Insured
|
No Opt. Call
|
Aa2
|
3,560,554
|
|||||
5,190
|
Will County Community High School District 210 Lincoln-Way, Illinois, General Obligation Bonds, Series 2006, 0.000%, 1/01/23 – AGM Insured (ETM)
|
No Opt. Call
|
Aa2 (5)
|
4,186,306
|
|||||
320,845
|
Total Illinois
|
282,167,733
|
|||||||
Indiana – 3.7% (2.4% of Total Investments)
|
|||||||||
3,000
|
Delaware County Hospital Authority, Indiana, Hospital Revenue Bonds, Cardinal Health System, Series 2006, 5.250%, 8/01/36
|
8/16 at 100.00
|
Baa2
|
3,199,410
|
|||||
2,525
|
Indiana Finance Authority, Hospital Revenue Bonds, Community Health Network Project, Series 2012A, 5.000%, 5/01/42
|
5/23 at 100.00
|
A
|
2,800,705
|
|||||
3,075
|
Indiana Finance Authority, Private Activity Bonds, Ohio River Bridges East End Crossing Project, Series 2013A, 5.000%, 7/01/48 (Alternative Minimum Tax)
|
7/23 at 100.00
|
BBB
|
3,235,085
|
|||||
750
|
Indiana Health Facility Financing Authority, Hospital Revenue Bonds, Clarian Health Obligation Group, Series 2006B, 5.000%, 2/15/23
|
2/16 at 100.00
|
AA–
|
824,610
|
|||||
1,305
|
Indiana Health Facility Financing Authority, Hospital Revenue Bonds, Deaconess Hospital Inc., Series 2004A, 5.375%, 3/01/34 (Pre-refunded 3/01/14) – AMBAC Insured
|
3/14 at 100.00
|
A+ (5)
|
1,360,058
|
|||||
1,215
|
Indiana Health Facility Financing Authority, Hospital Revenue Refunding Bonds, Columbus Regional Hospital, Series 1993, 7.000%, 8/15/15 – AGM Insured
|
No Opt. Call
|
AA–
|
1,295,834
|
|||||
4,320
|
Indiana Health Facility Financing Authority, Revenue Bonds, Ancilla Systems Inc. Obligated Group, Series 1997, 5.250%, 7/01/22 – NPFG Insured (ETM)
|
7/13 at 100.00
|
A (5)
|
4,338,101
|
|||||
3,000
|
Indiana Health Facility Financing Authority, Revenue Bonds, Community Foundation of Northwest Indiana, Series 2007, 5.500%, 3/01/37
|
3/17 at 100.00
|
A–
|
3,269,160
|
|||||
2,000
|
Indiana Health Facility Financing Authority, Revenue Bonds, Community Hospitals of Indiana, Series 2005A, 5.000%, 5/01/35 (Pre-refunded 5/01/15) – AMBAC Insured
|
5/15 at 100.00
|
A (5)
|
2,183,420
|
|||||
3,105
|
Indiana University, Student Fee Revenue Bonds, Series 2003O, 5.250%, 8/01/20 (Pre-refunded 8/01/13) – FGIC Insured
|
8/13 at 100.00
|
Aaa
|
3,144,682
|
|||||
9,560
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Series 1999E, 0.000%, 2/01/26 – AMBAC Insured
|
No Opt. Call
|
AA
|
6,559,307
|
|||||
2,395
|
Shelbyville Central Renovation School Building Corporation, Indiana, First Mortgage Bonds, Series 2005, 4.375%, 7/15/26 – NPFG Insured
|
7/15 at 100.00
|
AA+
|
2,536,808
|
|||||
1,800
|
Sunman Dearborn High School Building Corporation, Indiana, First Mortgage Bonds, Series 2005, 5.000%, 7/15/25 (Pre-refunded 1/15/15) – NPFG Insured
|
1/15 at 100.00
|
AA+ (5)
|
1,942,542
|
|||||
1,580
|
Zionsville Community Schools Building Corporation, Indiana, First Mortgage Bonds, Series 2005Z, 0.000%, 1/15/28 – AGM Insured
|
No Opt. Call
|
AA–
|
943,671
|
|||||
39,630
|
Total Indiana
|
37,633,393
|
Nuveen Investments
|
25
|
Nuveen Performance Plus Municipal Fund, Inc. (continued)
|
||
NPP
|
Portfolio of Investments
|
|
April 30, 2013 (Unaudited)
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||
Iowa – 2.0% (1.3% of Total Investments)
|
|||||||||
$
|
1,500
|
Iowa Finance Authority, Health Facility Revenue Bonds, Care Initiatives Project, Series 2006A, 5.500%, 7/01/21
|
7/16 at 100.00
|
BB+
|
$
|
1,599,165
|
|||
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C:
|
|||||||||
5,000
|
5.375%, 6/01/38
|
6/15 at 100.00
|
B+
|
4,823,000
|
|||||
4,465
|
5.500%, 6/01/42
|
6/15 at 100.00
|
B+
|
4,336,765
|
|||||
5,400
|
5.625%, 6/01/46
|
6/15 at 100.00
|
B+
|
5,296,374
|
|||||
4,500
|
Iowa Tobacco Settlement Authority, Tobacco Asset-Backed Revenue Bonds, Series 2005B, 5.600%, 6/01/34
|
6/17 at 100.00
|
B+
|
4,503,015
|
|||||
20,865
|
Total Iowa
|
20,558,319
|
|||||||
Kansas – 0.8% (0.5% of Total Investments)
|
|||||||||
3,790
|
Kansas Department of Transportation, Highway Revenue Bonds, Series 2004A, 5.000%, 3/01/23 (Pre-refunded 3/01/14)
|
3/14 at 100.00
|
AAA
|
3,940,653
|
|||||
5,465
|
Wyandotte County-Kansas City Unified Government, Kansas, Sales Tax Special Obligation Capital Appreciation Revenue Bonds Redevelopment Project Area B – Major Multi-Sport Athletic Complex Project, Subordinate Lien Series 2010B, 0.000%, 6/01/21
|
No Opt. Call
|
BBB+
|
3,679,803
|
|||||
9,255
|
Total Kansas
|
7,620,456
|
|||||||
Louisiana – 2.6% (1.7% of Total Investments)
|
|||||||||
295
|
East Baton Rouge Mortgage Finance Authority, Louisiana, GNMA/FNMA Mortgage-Backed Securities Program Single Family Mortgage Revenue Refunding Bonds, Series 1997B-1, 5.750%, 10/01/26
|
7/13 at 100.00
|
Aaa
|
295,637
|
|||||
4,000
|
Lafayette City and Parish, Louisiana, Utilities Revenue Bonds, Series 2004, 5.250%, 11/01/25 (Pre-refunded 11/01/14) – NPFG Insured
|
11/14 at 100.00
|
A+ (5)
|
4,296,120
|
|||||
1,000
|
Louisiana State University and Agricultural and Mechanical College Board of Supervisors, Auxiliary Revenue Bonds, University Health Sciences Center Projects, Series 2000, 6.375%, 5/01/31 – NPFG Insured
|
7/13 at 100.00
|
AA–
|
1,004,340
|
|||||
5,000
|
Louisiana State, General Obligation Bonds, Series 2006C, 5.000%, 5/01/13 – AGM Insured
|
No Opt. Call
|
AA
|
5,000,650
|
|||||
Tobacco Settlement Financing Corporation, Louisiana, Tobacco Settlement Asset-Backed Bonds, Series 2001B:
|
|||||||||
5,800
|
5.500%, 5/15/30
|
5/13 at 100.00
|
A1
|
5,831,958
|
|||||
9,655
|
5.875%, 5/15/39
|
5/13 at 100.00
|
A–
|
9,708,199
|
|||||
25,750
|
Total Louisiana
|
26,136,904
|
|||||||
Maine – 0.7% (0.5% of Total Investments)
|
|||||||||
1,050
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, MaineGeneral Medical Center, Series 2011, 6.750%, 7/01/41
|
7/21 at 100.00
|
Baa3
|
1,273,535
|
|||||
5,680
|
Portland, Maine, Airport Revenue Bonds, Series 2003A, 5.000%, 7/01/32 (Pre-refunded 7/01/13) – AGM Insured
|
7/13 at 100.00
|
AA– (5)
|
5,724,531
|
|||||
6,730
|
Total Maine
|
6,998,066
|
|||||||
Maryland – 0.3% (0.2% of Total Investments)
|
|||||||||
2,550
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Washington County Hospital, Series 2008, 6.000%, 1/01/28
|
1/18 at 100.00
|
BBB
|
2,826,344
|
|||||
Massachusetts – 2.8% (1.8% of Total Investments)
|
|||||||||
6,250
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds, Senior Lien Series 2010B, 5.000%, 1/01/37
|
1/20 at 100.00
|
A+
|
6,982,250
|
|||||
Massachusetts Development Finance Authority, Revenue Bonds, 100 Cambridge Street Redevelopment, M/SRBC Project, Series 2002A:
|
|||||||||
4,000
|
5.125%, 8/01/28 – NPFG Insured
|
7/13 at 100.00
|
BBB
|
4,004,080
|
|||||
7,125
|
5.125%, 2/01/34 – NPFG Insured
|
7/13 at 100.00
|
BBB
|
7,125,784
|
|||||
8,730
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Berkshire Health System, Series 2005F, 5.000%, 10/01/19 – AGC Insured
|
10/15 at 100.00
|
AA–
|
9,476,066
|
|||||
500
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, CareGroup Inc., Series 2008E-1 &2, 5.125%, 7/01/38
|
7/18 at 100.00
|
A–
|
560,350
|
|||||
26,605
|
Total Massachusetts
|
28,148,530
|
26
|
Nuveen Investments
|
Principal
|
Optional Call
|
||||||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|||||