UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
Circuit City Stores, Inc.
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(Name of Issuer)
Circuit City Group Common Stock, par value $0.50 per share
("Circuit City Shares")
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(Title of Class of Securities)
172737108
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(CUSIP Number)
December 31, 2001
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Carlos Slim Helu
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
IN
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Carlos Slim Domit
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
IN
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Marco Antonio Slim Domit
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
IN
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Patrick Slim Domit
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
IN
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
maria Soumaya Slim Domit
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
IN
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Vanessa Paola Slim Domit
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
IN
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Johanna Monique Slim Domit
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
IN
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Inmobiliaria Carso, S.A. de C.V.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
HC
--------------------------
CUSIP No. 172737108
--------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Orient Star Holdings LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
5 SOLE VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0- Circuit City Shares(See Item 4(c))
EACH
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
8 SHARED DISPOSITIVE POWER
-0- Circuit City Shares(See Item 4(c))
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Circuit City Shares(See Item 4(a))
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0% (See Item 4(b))
12 TYPE OF REPORTING PERSON
HC
Item 1.
(a) Name of Issuer:
Circuit City Stores, Inc.
(b) Address of Issuer's Principal Executive Offices:
9950 Mayland Drive
Richmond, VA 23233
Item 2.
(a) Name of Persons Filing:
This Statement is filed pursuant to Rule 13d-2(b) under the U.S.
Securities Exchange Act of 1934, as amended (the "Act"), by the
persons listed below (the "Reporting Persons").
(1)
Mr. Carlos Slim Helu, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim
Domit, Mr. Patrick Slim Domit, Ms. Maria Soumaya Slim Domit, Ms.
Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit
(collectively, the "Slim Family"). The members of the Slim Family are
beneficiaries of a Mexican trust which in turn owns all of the
outstanding voting securities of Inmobiliaria Carso, S.A. de C.V.
("Inmobiliaria").
(2)
Inmobiliaria is a holding company with interests in the real estate
industry, and is the sole member of Orient Star Holdings LLC ("Orient
Star").
(3)
Orient Star is a holding company with portfolio investments in various
companies.
(b) Address of Principal Business Office:
(i) The principal business address for each member of the Slim
Family is:
Paseo de las Palmas 736
Colonia Lomas de Chapultepec
11000 Mexico D.F.
Mexico
(ii) Inmobiliaria's principal business address is:
Insurgentes Sur #3500, PB-4
Colonia Pena Pobre
14060 Mexico D.F.
Mexico
(iii) Orient Star's principal business address is:
1000 Louisiana Street
Suite 565
Houston, TX 77002
(c) Citizenship:
Each member of the Slim Family is a Mexican citizen. Inmobiliaria
is a sociedad anonima de capital variable organized under the
laws of the United Mexican States, and Orient Star is a Delaware
limited liability company.
(d) Title of Class of Securities:
Circuit City Group Common Stock, par value $0.50 per share
(e) CUSIP Number:
172737108
Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or
13d-2(b) or (c), Check Whether the Person Filing is a(n):
(a) |_| Broker or dealer registered under Section 15 of the Act;
(b) |_| Bank as defined in Section 3(a)(6) of the Act;
(c) |_| Insurance company as defined in Section 3(a)(19) of the Act;
(d) |_| Investment company registered under Section 8 of the Investment Company
Act;
(e) |_| Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) |_| Employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
(g) |_| Parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
(h) |_| Savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act;
(i) |_| Church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act; or
(j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership
(a) Amount Beneficially Owned:
As of December 31, 2001, none of the Reporting Persons directly
or indirectly had beneficial ownership of any Circuit City
Shares.
(b) Percent of Class:
As of December 31, 2001, none of the Reporting Persons directly
or indirectly had beneficial ownership of any Circuit City
Shares.
(c) Number of Shares as to which such person has:
(i) Sole power to vote or to direct the vote: -0-
(ii) Shared power to vote or to direct the vote: - 0 -
(iii) Sole power to dispose or to direct the disposition of: -0-
(iv) Shared power to direct the disposition of: - 0 -
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: |X|
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
* The Powers of Attorney dated March 5, 2001 and Joint Filing
Agreement dated March 5, 2001, filed as exhibits to the Schedule 13G
filed by the Reporting Persons with the Securities and Exchange
Commission on March 12, 2001 are hereby incorporated by reference.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Carlos Slim Helu
--------------------------------------------
Carlos Slim Domit
By: /s/ Eduardo Valdes Acra
-------------------------------------------- ------------------------
Eduardo Valdes Acra
Marco Antonio Slim Domit Attorney-in-Fact
-------------------------------------------- February 8, 2002
Patrick Slim Domit
--------------------------------------------
Maria Soumaya Slim Domit
--------------------------------------------
Vanessa Paola Slim Domit
--------------------------------------------
Johanna Monique Slim Domit
--------------------------------------------
INMOBILIARIA CARSO, S.A. DE C.V.
--------------------------------------------
By: Alejandro Escoto Cano
Title: Attorney-in-Fact
ORIENT STAR HOLDINGS LLC
--------------------------------------------
By: James M. Nakfoor
Title: Manager