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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 31.79 | 09/30/2010 | 09/30/2020 | Common Stock | 6,595 | 6,595 | D | ||||||||
Stock Option (Right to Buy) | $ 23.01 | 09/30/2009 | 09/30/2019 | Common Stock | 8,449 | 8,449 | D | ||||||||
Stock Option (Right to Buy) | $ 16 | 09/30/2008 | 09/30/2018 | Common Stock | 15,766 | 15,766 | D | ||||||||
Stock Option (Right to Buy) | $ 39.84 | 09/28/2007 | 09/28/2017 | Common Stock | 7,155 | 7,155 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HAAHR J TYLER C/O META FINANCIAL GROUP, INC. 5501 SOUTH BROADBAND LANE SIOUX FALLS, SD 57108 |
X | Chairman of the Board & CEO |
Ashley Menke, POA | 10/04/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transaction involved a gift of shares from the reporting person to the Michele L. Haahr Living Trust (the "MLH Trust"). |
(2) | This amount was revised to properly reflect the number of securities beneficially owned by the reporting person as a result of an incorrect allocation of certain shares between the reporting person and the Haahr Family Trust. |
(3) | Held by the MLH Trust for which the reporting person is a co-trustee. |
(4) | Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. |
(5) | The transaction involved a gift of shares from the Haahr Family Trust (the "Family Trust") to the James Tyler Haahr Living Trust (the "JTH Trust"). |
(6) | This amount was revised to properly reflect the number of securities beneficially owned by the reporting person as a result of an incorrect allocation of certain shares between the reporting person and the Family Trust. Also corrects the double counting of certain shares received following the exercise of stock options exempted pursuant to Rule 16b-3. |
(7) | Held by the JTH Trust for which the reporting person is a co-trustee. |