SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
SCHEDULE 13D
(RULE 13D-101)
(AMENDMENT NO. 2)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13D-2(A)
SEABULK INTERNATIONAL, INC.
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
--------------------------------------------------------------------------------
(Title of Class of Securities)
81169P101
--------------------------------------------------------------------------------
(CUSIP Number)
Nautilus Acquisition, L.P.
c/o Credit Suisse First Boston Private Equity, Inc.
Eleven Madison Avenue
New York, New York 10010
Attention: Ivy Dodes
Credit Suisse First Boston,
on behalf of the investment banking business of the
Credit Suisse First Boston business unit
Eleven Madison Avenue
New York, New York 10010
Attention: Ivy Dodes
--------------------------------------------------------------------------------
(Name, address and telephone number of person
authorized to receive notices and communications)
October 12, 2004
--------------------------------------------------------------------------------
(Date of event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), (f) or (g), check the
following box. [ ]
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7(b)
for other parties to whom copies are to be sent.
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
NAUTILUS ACQUISITION, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
00 - CONTRIBUTIONS FROM PARTNERS
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
--------- -------------------------------------------------------------------------------------------------------------
2
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
NAUTILUS INTERMEDIARY, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
00 - CONTRIBUTIONS FROM PARTNERS
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
--------- -------------------------------------------------------------------------------------------------------------
3
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
NAUTILUS AIV, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
00 - CONTRIBUTIONS FROM PARTNERS
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
--------- -------------------------------------------------------------------------------------------------------------
4
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
NAUTILUS GP, LLC
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
NOT APPLICABLE
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
--------- -------------------------------------------------------------------------------------------------------------
5
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
NOT APPLICABLE
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------- -------------------------------------------------------------------------------------------------------------
6
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
MERKUR-NAUTILUS HOLDINGS, LLC
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
NOT APPLICABLE
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------- -------------------------------------------------------------------------------------------------------------
7
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
TURNHAM-NAUTILUS HOLDINGS, LLC
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
NOT APPLICABLE
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
--------- -------------------------------------------------------------------------------------------------------------
8
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
MARTIN MERKUR
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
NOT APPLICABLE
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------- -------------------------------------------------------------------------------------------------------------
9
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
ROBERT C. TURNHAM, JR.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
NOT APPLICABLE
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------- -------------------------------------------------------------------------------------------------------------
10
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
W.M. CRAIG
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
NOT APPLICABLE
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------- -------------------------------------------------------------------------------------------------------------
11
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
CREDIT SUISSE FIRST BOSTON SOLELY ON BEHALF OF THE INVESTMENT BANKING
BUSINESS OF THE CREDIT SUISSE FIRST BOSTON BUSINESS UNIT
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
00 - CONTRIBUTIONS FROM PARTNERS
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES SEE ITEM 5
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
-------------------------------------------- ------- ------------------------------------------------------------------
8 SHARED VOTING POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
SEE ITEM 5
-------------------------------------------- ------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
SEE ITEM 5
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
BK, HC, OO
--------- -------------------------------------------------------------------------------------------------------------
12
This Amendment No. 2 amends and supplements the statement on Schedule
13D dated July 15, 2002, as amended by Amendment No. 1, dated September 16,
2002, ("Amendment No. 1") filed by (1) Nautilus Acquisition, L.P., a Delaware
limited partnership; (2) Nautilus Intermediary, L.P., a Delaware limited
partnership; (3) Nautilus AIV, L.P.; (4) Nautilus GP, LLC, a Delaware limited
liability company; (5) Credit Suisse First Boston Private Equity, Inc.; (6) W.M.
Craig; (7) Jonathan Dean; (8) Kenneth V. Huseman and (9) Credit Suisse First
Boston, a Swiss bank, on behalf of itself and its subsidiaries, to the extent
that they constitute part of the investment banking business of the Credit
Suisse First Boston business unit. This Amendment is being filed by each of the
Reporting Persons, as defined in Item 2 below. Unless otherwise defined herein,
all capitalized terms used herein shall have the meanings previously ascribed to
them in Amendment No. 1 to this statement on Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND.
This statement is being filed jointly on behalf of the following
persons (collectively, the "Reporting Persons"): (1) Nautilus Acquisition, L.P.,
a Delaware limited partnership ("Nautilus"); (2) Nautilus Intermediary, L.P., a
Delaware limited partnership ("Nautilus Intermediary"); (3) Nautilus AIV, L.P.
("Nautilus AIV"); (4) Nautilus GP, LLC, a Delaware limited liability company
("Nautilus Special GP"); (5) Credit Suisse First Boston Private Equity, Inc.
("CSFBPE" and, together with Nautilus, Nautilus Intermediary, Nautilus AIV and
Nautilus Special GP, the "Nautilus Entities"); (6) Merkur-Nautilus Holdings,
LLC, a Delaware limited liability company ("Merkur-Nautilus"); (7)
Turnham-Nautilus Holdings, LLC, a Delaware limited liability company
("Turnham-Nautilus"); (8) Martin Merkur ("Merkur"); (9) Robert C. Turnham, Jr.
("Turnham"); (10) W.M. Craig ("Craig") and (11) Credit Suisse First Boston, a
Swiss bank (the "Bank"), on behalf of itself and its subsidiaries, to the extent
that they constitute part of the investment banking business excluding Asset
Management (as defined below) (the "CSFB Entities") of the Credit Suisse First
Boston business unit.
Nautilus is a Delaware limited partnership which was formed to
purchase securities of the Company. Nautilus Intermediary is the general partner
of Nautilus.
Nautilus Intermediary is a Delaware limited partnership which was
formed to be the general partner of Nautilus. Nautilus AIV is the general
partner of Nautilus Intermediary.
Nautilus AIV is a Delaware limited partnership which was formed as an
alternative investment vehicle for certain limited partners of DLJ Merchant
Banking Partners III, L.P. ("Partners III"). Nautilus Special GP is the managing
general partner of Nautilus AIV and will have exclusive management rights and
decision making authority (including voting and dispositive power) with respect
to the investment in the Company. The members of Nautilus Special GP are
Merkur-Nautilus, Turnham-Nautilus, Craig and CSFBPE. DLJ Merchant Banking III,
L.P. ("MBP III LP"), is also a general partner of Nautilus AIV, however, it does
not have any decision making authority (including voting and dispositive power)
with respect to the investment in the Company.
CSFBPE is a Delaware corporation. CSFBPE's principal business is as a
holding company of private equity businesses for Credit Suisse First Boston. The
address of the principal business and office of CSFBPE is Eleven Madison Avenue,
New York, New York 10010.
Merkur-Nautilus is a Delaware limited liability company.
Merkur-Nautilus's principal business is to serve as a member of Nautilus Special
GP. Merkur is the sole member of Merkur-Nautilus. Merkur is a citizen of the
United States and is a director and Senior Vice President of Merchandising for
Fortunoff. The business address of Merkur-Nautilus and the address of Merkur is
2188 Clover Court, East Meadow, New York 11554. Merkur-Nautilus and Merkur each
disclaim any beneficial ownership of the securities to which this statement
relates.
13
Turnham-Nautilus is a Delaware limited liability company.
Turnham-Nautilus's principal business is to serve as a member of Nautilus
Special GP. Turnham is the sole member of Turnham-Nautilus. Turnham is a citizen
of the United States and is President of Goodrich Petroleum Corporation. The
business address of Turnham-Nautilus and the address of Turnham is 808 Travis
Street, Suite 1320, Houston, Texas 77002. Turnham-Nautilus and Turnham each
disclaim any beneficial ownership of the securities to which this statement
relates.
Craig is a citizen of the United States and is retired. His address
is 1716 NW Farewell Drive, Bend, OR. Craig disclaims any beneficial ownership of
the securities to which this statement relates.
Partners III is a Delaware limited partnership which makes
investments for long term appreciation. MBP III LP is the Associate General
Partner of Partners III and DLJ Merchant Banking III, Inc., a Delaware
corporation ("MPIII Inc."), is the Managing General Partner of Partners III.
The address of the principal business and office of each of the
Nautilus Entities is c/o Credit Suisse First Boston Private Equity, Inc., Eleven
Madison Avenue, New York, New York 10010.
While the CSFB Entities, including Partners III, MBP III LP, MPIII
Inc. and the entities listed below, disclaim beneficial ownership of the
securities to which this statement relates, as a result of the relationship of
the CSFB Entities to, and the pecuniary interest of the CSFB Entities in,
Partners III, Nautilus AIV and CSFBPE as described in this statement, such
entities may be deemed to beneficially own the securities to which this
statement relates.
CSFBPE, is the sole stockholder of MPIII Inc. Credit Suisse First
Boston (USA), Inc., a Delaware corporation and holding company ("CSFB-USA"), is
the sole stockholder of CSFBPE. The address of the principal business and office
of CSFB-USA is Eleven Madison Avenue, New York, New York 10010. In addition,
CSFB-USA is the sole member of Credit Suisse First Boston LLC ("CSFB LLC"), a
Delaware limited liability company and a registered broker dealer. CSFB LLC is
the successor company of Credit Suisse First Boston Corporation ("CSFBC"), and
all references hereinafter to CSFB shall be deemed to refer to CSFB LLC. The
address of the principal business and office of CSFBC is Eleven Madison Avenue,
New York, New York 10010.
Credit Suisse First Boston, Inc., a Delaware corporation ("CSFBI"),
owns all of the voting stock of CSFB-USA. The address of the principal business
and office of CSFBI is Eleven Madison Avenue, New York, New York 10010. The Bank
owns directly a majority of the voting stock and all of the non-voting stock of
CSFBI.
In accordance with Securities and Exchange Commission Release No.
34-39538 (January 12, 1998), this Schedule 13D is being filed by the Bank on
behalf of the CSFB Entities of the Credit Suisse First Boston business unit
excluding Asset Management (as defined below) (the "CSFB business unit"). The
CSFB business unit is also comprised of an asset management business principally
conducted under the brand name Credit Suisse Asset Management ("Asset
Management"). The CSFB Entities provide financial advisory and capital raising
services, sales and trading for users and suppliers of capital around the world
and invests in and manages private equity and venture capital funds. Asset
Management provides asset management and investment advisory services to
institutional, mutual fund and private investors worldwide. The address of the
Bank's principal business and office is Uetlibergstrasse 231, P.O. Box 900, CH
8070 Zurich, Switzerland.
Credit Suisse Group, a corporation formed under the laws of
Switzerland ("CSG"), a global financial services company, comprised of the CSFB
business unit, the Credit Suisse business unit (the "Credit Suisse business
unit") and the Winterthur business unit (the "Winterthur business unit"), is the
parent company of the Bank, and the direct owner of the remainder of the voting
stock of CSFBI. The Credit Suisse business unit offers global private banking
and corporate and retail banking services in Switzerland. The Winterthur
business unit provides life and non-life insurance and pension products to
private and corporate clients worldwide. CSG's business address is Paradeplatz
8, P.O. Box 1, CH 8070 Zurich, Switzerland.
14
CSG, for purposes of the federal securities laws, may be deemed
ultimately to control the Bank and the other CSFB Entities. CSG, its executive
officers and directors, and its direct and indirect subsidiaries (including
Asset Management, the Credit Suisse business unit and the Winterthur business
unit) may beneficially own securities of the Company, and such securities are
not reported in this statement. CSG disclaims beneficial ownership of shares of
Common Stock beneficially owned by its direct and indirect subsidiaries,
including the Nautilus Entities and the CSFB Entities. Each of Asset Management,
the Credit Suisse business unit and the Winterthur business unit disclaims
beneficial ownership of shares of Common Stock beneficially owned by the
Nautilus Entities, the CSFB Entities and the Bank. The Nautilus Entities, the
CSFB Entities and the Bank disclaim beneficial ownership of shares of Common
Stock beneficially owned by CSG, Asset Management, the Credit Suisse business
unit and the Winterthur business unit.
The name, business address, citizenship and title of each executive
officer or director of MPIII, Inc., CSFBPE, CSFB-USA, CSFBC and the CSFB
Entities that are corporations are set forth in Schedules A-1 through A-6
attached hereto, each of which is incorporated by reference.
Except as otherwise provided herein, during the past five (5) years,
neither any of the Reporting Persons nor, to the best knowledge of any of the
Reporting Persons, any person listed on the schedules hereto has been (i)
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) or (ii) a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to United States
federal or state securities laws or finding any violation with respect to such
laws.
On January 22, 2002, CSFBC, without admitting or denying any alleged
violation, entered into coordinated settlements with NASD Regulation, Inc.
("NASDR") and the Securities and Exchange Commission ("SEC") resolving all
outstanding investigations of CSFBC into the allocation of shares in initial
public offerings ("IPOs"). CSFB-USA was then the sole stockholder of CSFBC.
CSFBC consented to these settlements without admitting or denying any
of the allegations made in the SEC's Complaint or the Letter of Acceptance,
Waiver and Consent ("AWC") filed with the NASDR. The SEC and NASDR alleged that,
between April 1999 and June 2000, certain CSFBC employees allocated many shares
in IPOs to over 100 customers with whom they had improper profit-sharing
arrangements. The NASDR and SEC alleged that certain employees allocated "hot"
IPO shares to certain customers who paid the Firm a portion of the profits
(between 33 and 65 percent) that they made when they sold their IPO stock, by
paying inflated brokerage commissions on transactions unrelated to the IPO
shares.
Under the terms of the coordinated settlement:
o CSFBC paid a total of $100 million. This amount included $30
million in fines and civil penalties divided evenly between
the SEC and NASDR, and a total of $70 million in
disgorgement, $35 million of which was paid to the U.S.
Treasury and $35 million of which was paid to the NASDR,
representing the monies obtained as a result of the conduct
described by the SEC and NASDR. The SEC determined in this
case that it was appropriate and in the public interest to
pay funds to the U.S. Treasury rather than to any third
parties.
o CSFBC has adopted and is implementing revised policies and
procedures for allocating IPOs in its broker-dealer
operations. The SEC and NASD have reviewed these policies
and procedures. These included the establishment of an IPO
Allocation Review Committee, a process for the
pre-qualification of accounts before they are eligible to
receive IPO allocations, and enhanced supervisory
procedures, which may include the review of commissions paid
by certain accounts receiving allocations around the time of
the IPO. CSFBC also agreed to retain an independent
consultant to review the implementation of these policies
and procedures one year from the date of the settlement.
15
In the NASDR settlement, CSFBC, without admitting or denying any
findings, consented to a censure and findings that it violated NASD Rules 2110,
2330, 2710, 3010 and 3110. These Rules (a) require broker-dealers to adhere to
just and equitable principles of trade, (b) prohibit broker-dealers from sharing
in the profits of client accounts except as specifically provided, (c) require a
managing underwriter to file certain information that may have a bearing on the
NASDR's review of underwriting arrangements, (d) require members to establish,
maintain and enforce a reasonable supervisory system, and (e) require
broker-dealers to maintain certain books and records. The NASDR AWC also found
violations of Section 17(a) of the Securities Exchange Act of 1934, as amended
(the "Exchange Act"), and SEC Rule 17a-3, thereunder, which are incorporated by
NASD Rule 3110 and similarly impose certain record keeping requirements on CSFBC
as a broker-dealer. In the SEC settlement, CSFBC, without admitting or denying
the allegations of the Complaint, consented to entry by the District Court for
the District of Columbia of a final judgment that: (1) permanently enjoined
CSFBC, directly or indirectly, from violations of NASD Conduct Rules 2110 and
2330 and Section 17(a)(1) of the Exchange Act and SEC Rule 17a-3; and (2)
ordered CSFBC to comply with certain undertakings.
Neither the SEC nor NASDR made any allegations or findings of
fraudulent conduct by CSFBC. Further, neither the SEC nor NASDR alleged that any
IPO prospectus was rendered false or misleading by CSFBC's conduct or that this
conduct affected either the offering price of an IPO or the price at which any
IPO stock traded in the aftermarket.
On August 13, 2002, Mr. John A. Ehinger, an executive officer of
CSFB-USA and board member of CSFB LLC, without admitting or denying any alleged
violation, entered into a settlement with the NASD resolving outstanding
investigations of Mr. Ehinger into his alleged failure to supervise with a view
toward preventing CSFBC's violations of NASD Rules 2110, 2330, 2710 and 3110,
and Section 17(a) of the Exchange Act and SEC Rule 17a-3 thereunder. Under the
terms of the settlement, Mr. Ehinger agreed to (1) the payment of a fine of
$200,000, (2) a suspension from associating with a member firm in any and all
capacities for 30 calendar days, and (3) a suspension from acting in any
supervisory capacity for 30 additional calendar days, such supervisory
suspension beginning after the suspension in all capacities had been served.
On October 31, 2003, the U.S. District Court for the Southern
District of New York (the "SDNY") approved the global settlement among a number
of Wall Street firms, including CSFB LLC, and a coalition of state and federal
regulators and self-regulatory organizations (the "Global Settlement"). CSFB
LLC, without admitting or denying any alleged violation, consented to the Global
Settlement and thereby resolved an SEC complaint filed on April 28, 2003, in the
SDNY. In this complaint, the SEC alleged that, from July 1998 to December 2001,
CSFB LLC engaged in acts and practices that created or maintained inappropriate
influence over research analysts, thereby imposing conflicts of interest on
research analysts that CSFB LLC failed to manage in an adequate or appropriate
manner. The SEC's complaint also alleged that CSFB LLC engaged in inappropriate
"spinning" of "hot" IPO allocations in violation of New York Stock Exchange
("NYSE") and NASDR rules requiring adherence to high business standards and just
and equitable principles of trade, and that CSFB LLC's books and records
relating to certain transactions violated the broker-dealer record-keeping
provisions of Section 17(a) of the Securities Exchange Act of 1934, NYSE Rules
401, 440 and 476(a)(6) and NASD Conduct Rules 2110 and 3110.
Under the terms of the Global Settlement:
o CSFB LLC agreed to pay the following amounts: $75 million as
a penalty, $75 million as disgorgement of commissions and
other monies for restitution for investors, and $50 million
to be used to fund independent research. This $50 million to
fund independent research is payable over a five year
period.
o CSFB LLC is required, among other things, to: (i) separate
its research and investment banking departments and make
independent research available to investors, (ii) prohibit
its analysts from receiving compensation for investment
banking activities and prohibit analysts' involvement in
investment banking "pitches" and "roadshows," (iii)
contract, for a five-year period, with no fewer than three
independent research firms that will make available
independent research to CSFB's customers and (iv) make its
analysts' historical price targets (among other things)
publicly available.
o CSFB LLC is permanently restrained and enjoined from
violating Sections 15(c) and 17(a) of the Exchange Act,
Exchange Act Rules 15c1-2 and 17a-3, NASD Conduct Rules
2110, 2210, 3010, and 3110, and NYSE Rules 342, 401, 440,
472, and 476.
Other Wall Street firms were subject to similar requirements.
16
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a)-(b) Each Reporting Person and C/R Purchasers together with C/R
Marine GP Corp., the general partner of each of the C/R Purchasers ("C/R Marine
GP" and, together with the C/R Purchasers, the "C/R Entities") beneficially own
the following:
NUMBER OF SHARES OF TOTAL NUMBER OF % OF EQUITY
COMMON STOCK SHARES OF COMMON OWNERSHIP
NUMBER OF ISSUABLE STOCK (ASSUMING (ASSUMING
SHARES OF UPON EXERCISE OF EXERCISE OF EXERCISE OF
NAME COMMON STOCK WARRANTS WARRANTS) WARRANTS)
---- ------------ -------- --------- ---------
Nautilus Entities (1) 11,737,830 82,365 11,820,195 50.1%
CSFB Entities (2) -- 1,411 -- n/a
C/R U.S.(3) 1,210,368 11,665 1,222,033 5.2%
C/R Int'l(3) 3,731,143 35,961 3,767,104 16.2%
C/R Coinvestment(3) 509,293 4,909 514,202 2.2%
C/R Coinvestment II(3) 365,845 3,526 369,371 1.6%
C/R Marine GP(4) 5,816,649 56,061 5,872,710 25.2%
_________________
(1) Each of the Nautilus Entities have shared voting and dispositive power
with respect to the shares of Common Stock held by Nautilus. However, the
partnership agreements of each of Nautilus, Nautilus Intermediary, and Nautilus
AIV grants, directly or indirectly, the ultimate voting and dispositive power
with respect to the shares of Common Stock held by Nautilus to Nautilus Special
GP. While the CSFB Entities, including Partners III, MBP III LP, MPIII Inc. and
the entities listed below, disclaim beneficial ownership of the securities to
which this statement relates, as a result of the relationship of the CSFB
Entities to, and the pecuniary interest of the CSFB Entities in, Partners III,
Nautilus AIV and CSFBPE, as described in Item 2 above, under the Exchange Act
such entities may be deemed to beneficially own the securities to which this
statement relates. CSG, for purposes of the federal securities laws, may be
deemed ultimately to control the Bank and the other CSFB Entities. CSG, its
executive officers and directors, and its direct and indirect subsidiaries
(including Asset Management, the Credit Suisse business unit and the Winterthur
business unit) may beneficially own shares of Common Stock and such securities
are not reported in this statement. CSG disclaims beneficial ownership of the
securities to which this statement relates that are beneficially owned by its
direct and indirect subsidiaries, including the Nautilus Entities and the CSFB
Entities. Each of Asset Management, the Credit Suisse business unit and the
Winterthur business unit disclaim beneficial ownership of the securities to
which this statement relates that are beneficially owned by the Bank and the
other CSFB Entities. The Nautilus Entities and the CSFB Entities disclaim
beneficial ownership of shares of Common Stock beneficially owned by CSG, Asset
Management, the Credit Suisse business unit and the Winterthur business unit.
Due to their interest in Nautilus Special GP, Merkur-Nautilus, Turnham-Nautilus
and Craig may be deemed to beneficially own the shares of Common Stock and
Warrants held by Nautilus. Due to their interests in Merkur-Nautilus and Turnham
Nautilus, respectively, Merkur and Turnham may be deemed to beneficially own the
shares of Common Stock and Warrants held by Nautilus. Merkur-Nautilus,
Turnham-Nautilus, Merkur, Turnham and Craig disclaim beneficial ownership of
such shares of Common Stock and Warrants held by Nautilus. The Reporting Persons
may be considered a group together with the C/R Entities and therefore be deemed
to beneficially own the shares beneficially owned by the C/R Entities, but no
Reporting Person affirms the existence of any such group. The Reporting Persons
disclaim any such beneficial ownership.
17
(2) These numbers represent warrants held by CSFB LLC. The Nautilus
Entities and the Reporitng Persons disclaim beneficial ownership of such
warrants and the shares of Common Stock issuable upon the exercise of such
warrants owned by CSFB LLC.
(3)The following information has been obtained from the C/R Entities: Each
of the C/R Purchasers has shared power to dispose or direct the disposition of
the shares of Common Stock and Warrants which it would hold directly or the
shares of Common Stock issuable upon exercise of such Warrants. Each of the C/R
Purchasers has shared power to vote or direct the vote of such shares of Common
Stock, but does not have the power to vote or direct the vote of any of the
shares of Common Stock which it would own upon exercise of such Warrants prior
to the receipt of such shares of Common Stock upon exercise of such Warrants.
The C/R Entities may be deemed to be acting as a group in relation to their
respective holdings in the Company but do not affirm the existence of any such
group. Each of the C/R Entities disclaims beneficial ownership of any shares of
Common Stock owned by any C/R Purchaser.
(4) The following information has been obtained from the C/R Entities: C/R
Marine GP is the sole general partner of each of the C/R Purchasers and
exercises investment discretion and control over the shares of Common Stock held
by each of the C/R Purchasers. Hence, in such capacity, C/R Marine GP may be
deemed to have power to dispose and direct the disposition of the shares of
Common Stock and Warrants that each of the C/R Purchasers would hold, and shares
of Common Stock which each of the C/R Purchasers would hold upon exercise of
such Warrants. William E. Conway, Jr., Daniel A. D'Aniello, David M. Rubenstein,
Pierre F. Lapeyre, Jr., David M. Leuschen and Jim H. Derryberry, as the sole
stockholders of C/R Marine GP, may be deemed to share beneficial ownership of
the shares shown as beneficially owned by the C/R Entities. Such persons
disclaim any such beneficial ownership.
All calculations made herein are made in accordance with Rule
13d-3(d), promulgated under the Securities Exchange Act of 1934, as amended, and
based on the shares of Common Stock outstanding as of March 10, 2004, as
reported by the Company in its proxy statement, filed as of April 13, 2004.
(c) None of the Reporting Persons has effected any transactions in
shares of Common Stock during the past 60 days.
(d) The right to receive dividends on, and proceeds from the sale of,
the shares of Common Stock held of record by Nautilus and beneficially owned as
described in paragraphs (a) and (b) above is governed by the organizational
documents of each such entity, and such dividends or proceeds may be distributed
with respect to numerous general and limited partnership interests.
(e) Not applicable.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
The following exhibit is filed herewith:
Exhibit 6: Joint Filing Agreement, dated as of October 12, 2004.
18
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
NAUTILUS ACQUISITION, L.P.
By: Nautilus Intermediary, L.P.,
its General Partner
By: /s/ Michael S. Isikow
------------------------------
Name: Michael S. Isikow
Title: Vice President
19
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
NAUTILUS INTERMEDIARY, L.P.
By: /s/ Michael S. Isikow
----------------------------
Name: Michael S. Isikow
Title: Vice President
20
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
NAUTILUS AIV, LP
By: Nautilus GP, LLC, its general partner
By: /s/ Michael S. Isikow
----------------------------------
Name: Michael S. Isikow
Title: Vice President
21
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
NAUTILUS GP, LLC
By: /s/ Michael S. Isikow
------------------------------
Name: Michael S. Isikow
Title: Vice President
22
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
CREDIT SUISSE FIRST BOSTON
INVESTMENT BANKING BUSINESS OF
THE CREDIT SUISSE FIRST BOSTON
BUSINESS UNIT
By: /s/ Ivy B. Dodes
-------------------------------
Name: Ivy B. Dodes
Title: Managing Director
23
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
CREDIT SUISSE FIRST BOSTON
PRIVATE EQUITY, INC.
By: /s/ Ivy B. Dodes
------------------------------
Name: Ivy B. Dodes
Title: Vice President
24
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
MERKUR-NAUTILUS HOLDINGS, LLC
By: /s/ Martin Merkur
-------------------------------
Name: Martin Merkur
Title: Member
25
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
TURNHAM-NAUTILUS HOLDINGS, LLC
By: /s/ Robert C. Turnham, Jr.
------------------------------
Name: Robert C. Turnham, Jr.
Title: Member
26
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
By: /s/ Martin Merkur
----------------------
Martin Merkur
27
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
By: /s/ Robert C. Turnham
--------------------------
Robert C. Turnham, Jr.
28
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: October 12, 2004
/s/ W.M. Craig
---------------------------
W.M. Craig
29
SCHEDULE A-1
EXECUTIVE OFFICERS AND DIRECTORS OF
DLJ MERCHANT BANKING III, INC.
The following sets forth the name, business address, present principal
occupation and citizenship of each executive officer of the DLJ Merchant Banking
III, Inc. The business address of the Reporting Person is Eleven Madison Avenue,
New York, New York 10010.
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
Thompson Dean Eleven Madison Avenue Managing Partner and Board United States
New York, NY 10010 USA Member
Nicole Arnaboldi Eleven Madison Avenue Managing Director and Board United States
New York, NY 10010 USA Member
Carlos Garcia Eleven Madison Avenue Managing Director Argentina
New York, NY 10010 USA
Susan Schnabel Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
George R. Hornig Eleven Madison Avenue Managing Director and Board United States
New York, NY 10010 USA Member
Colin A. Taylor Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Edward A. Poletti Eleven Madison Avenue Board Member and Principal United States
New York, NY 10010 USA
30
SCHEDULE A-2
EXECUTIVE OFFICERS AND DIRECTORS OF
CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston Private Equity, Inc. The business address of Credit Suisse
First Boston Private Equity, Inc. is Eleven Madison Avenue, New York, New York
10010.
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
George R. Hornig Eleven Madison Avenue Chief Operating Officer and Board United States
New York, NY 10010 USA Member
Edward A. Poletti Eleven Madison Avenue Chief Financial Officer United States
New York, NY 10010 USA
Nicole S. Arnaboldi Eleven Madison Avenue Chief Operating Officer Funds United States
New York, NY 10010 USA Management and Board Member
Kenneth J. Lohsen Eleven Madison Avenue Controller United States
New York, NY 10010 USA
Frank J. DeCongelio Eleven Madison Avenue Bank Account Officer United States
New York, NY 10010 USA
Bennett J. Goodman Eleven Madison Avenue Board Member United States
New York, NY 10010 USA
31
SCHEDULE A-3
EXECUTIVE OFFICERS AND DIRECTORS OF
CREDIT SUISSE FIRST BOSTON (USA), INC.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston (USA), Inc. The business address of Credit Suisse First
Boston (USA), Inc. is Eleven Madison Avenue, New York, New York 10010.
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
---- ---------------- ----- -----------
Brian D. Finn Eleven Madison Avenue President, Chief Executive United States
New York, NY 10010 USA Officer and Board Member
Neil Moskowitz Eleven Madison Avenue Board Member and Managing United States
New York, NY 10010 USA Director
Eileen K. Murray Eleven Madison Avenue Board Member and Managing United States
New York, NY 10010 USA Director
Peter E. Calamari Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Frank J. DeCongelio Eleven Madison Avenue Managing Director and Bank United States
New York, NY 10010 USA Account Officer
Brady W. Dougan Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
John A. Ehinger Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
D. Wilson Ervin Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Andrew B. Federbusch Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
James P. Healy Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
James E. Kreitman Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Gary G. Lynch Eleven Madison Avenue Managing Director and United States
New York, NY 10010 USA General Counsel
32
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
---- ---------------- ----- -----------
Robert C. O'Brien Eleven Madison Avenue Chief Credit Officer United States
New York, NY 10010 USA
Adebayo O. Ogunlesi Eleven Madison Avenue Managing Director Nigeria
New York, NY 10010 USA
Neil Radey Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Jeffrey H. Salzman Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Lewis H. Wirshba Eleven Madison Avenue Managing Director and United States
New York, NY 10010 USA Treasurer
Paul C. Wirth Eleven Madison Avenue Chief Financial and United States
New York, NY 10010 USA Accounting Officer
James C. Wood Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
33
SCHEDULE A-4
EXECUTIVE OFFICERS AND DIRECTORS OF
CREDIT SUISSE FIRST BOSTON, INC.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston, Inc. The business address of Credit Suisse First Boston,
Inc. is Eleven Madison Avenue, New York, New York 10010.
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
---- ---------------- ----- -----------
Brian D. Finn Eleven Madison Avenue Board Member, President and United States
New York, NY 10010 USA Chief Executive Officer
Neil Moskowitz Eleven Madison Avenue Board Member and Managing United States
New York, NY 10010 USA Director
Eileen K. Murray Eleven Madison Avenue Board Member and Managing United States
New York, NY 10010 USA Director
Frank J. DeCongelio Eleven Madison Avenue Bank Account Officer United States
New York, NY 10010 USA
Brady W. Dougan Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
D. Wilson Ervin Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Gary G. Lynch Eleven Madison Avenue Managing Director and United States
New York, NY 10010 USA General Counsel
Robert C. O'Brien Eleven Madison Avenue Managing Director and United States
New York, NY 10010 USA Chief Credit Officer
Adebayo O. Ogunlesi Eleven Madison Avenue Managing Director Nigeria
New York, NY 10010 USA
Carlos Onis Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Neil Radey Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Jeffrey H. Salzman Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Lewis H. Wirshba Eleven Madison Avenue Managing Director and United States
New York, NY 10010 USA Treasurer
Paul C. Wirth Eleven Madison Avenue Managing Director and Chief United States
New York, NY 10010 USA Accounting Officer and Controller
34
SCHEDULE A-5
EXECUTIVE OFFICERS OF
THE CSFB ENTITIES
The following sets forth the name, business address, present principal
occupation and citizenship of each executive officer of the CSFB Entities. The
business address of the Reporting Person is Eleven Madison Avenue, New York, New
York 10010.
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
---- ---------------- ----- -----------
Brady W. Dougan Eleven Madison Avenue Chief Executive Officer of CSFB United States
New York, NY 10010 USA
Paul Calello Eleven Madison Avenue Chairman and Chief Executive Officer United States
New York, NY 10010 USA of the Asia-Pacific Region
Christopher Carter Eleven Madison Avenue Chairman of CSFB (Europe) Limited and Great Britain
New York, NY 10010 USA Global Investment Banking
Brian D. Finn Eleven Madison Avenue Co-President, Institutional Securities United States
New York, NY 10010 USA
Bennett J. Goodman Eleven Madison Avenue Chairman and Managing Partner of United States
New York, NY 10010 USA Alternative Capital Division
James P. Healy Eleven Madison Avenue Co-Head of the Fixed Income Division United States
New York, NY 10010 USA
Michael E. Kenneally Eleven Madison Avenue Chairman and Global Chief Executive United States
New York, NY 10010 USA Officer of CSAM
James E. Kreitman Eleven Madison Avenue Co-Head of the Equity Division United States
New York, NY 10010 USA
Gary G. Lynch Eleven Madison Avenue Executive Vice Chairman and Global United States
New York, NY 10010 USA General Counsel
Eileen K. Murray Eleven Madison Avenue Head of Global Technology, United States
New York, NY 10010 USA Operations and Product Control
Adebayo O. Ogunlesi Eleven Madison Avenue Executive Vice Chairman and Chief Nigeria
New York, NY 10010 USA Client Officer
Joanne Pace Eleven Madison Avenue Global Head of Human Resources United States
New York, NY 10010 USA
35
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
---- ---------------- ----- -----------
Richard E. Thornburgh Eleven Madison Avenue Executive Vice Chairman of the United States
New York, NY 10010 USA Executive Board
Jerry Wood Eleven Madison Avenue Co-Head of the Fixed Income Division United States
New York, NY 10010 USA
Neil Moskowitz Eleven Madison Avenue Chief Financial Officer United States
New York, NY 10010 USA
John S. Harrison Eleven Madison Avenue Managing Director United States
New York, NY 10010 USA
Tony Ehinger Eleven Madison Avenue Co-Head of the Equity Division United States
New York, NY 10010 USA
36
SCHEDULE A-6
EXECUTIVE OFFICERS AND DIRECTORS OF
CREDIT SUISSE FIRST BOSTON LLC
The following sets forth the name, business address, present principal
occupation and citizenship of each executive officer of the Credit Suisse First
Boston Corporation. The business address of the Reporting Person is Eleven
Madison Avenue, New York, New York 10010.
NAME BUSINESS ADDRESS TITLE CITIZENSHIP
---- ---------------- ----- -----------
Brian Finn Eleven Madison Avenue Board Member, President and United States
New York, NY 10010 USA Chief Executive Officer
John A. Ehinger Eleven Madison Avenue Board Member United States
New York, NY 10010 USA
Jerome C. Wood Eleven Madison Avenue Board Member United States
New York, NY 10010 USA
Frank J. DeCongelio Eleven Madison Avenue Managing Director, Head of United States
New York, NY 10010 USA Operations and Bank Account
Officer
Gary G. Lynch Eleven Madison Avenue Managing Director and General United States
New York, NY 10010 USA Counsel
Paul J. O'Keefe Eleven Madison Avenue Chief Financial Officer United States
New York, NY 10010 USA
Lewis H. Wirshba Eleven Madison Avenue Treasurer United States
New York, NY 10010 USA
37