UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mustang Capital Advisors, LP 1506 MCDUFFIE STREET HOUSTON, TX 77019 |
 |  X |  |  |
Mustang Capital Management, LLC 1506 MCDUFFIE STREET HOUSTON, TX 77019 |
 |  X |  |  |
Western Mustang Holdings LLC 416 SOUTH JEFFERSON STREET SUITE 600 ROANOKE, VA 24011 |
 |  X |  |  |
WESTERN SIZZLIN CORP 416 SOUTH JEFFERSON STREET SUITE 600 ROANOKE, VA 24011 |
 |  X |  |  |
By: By: Mustang Capital Management, LLC, its general partner, By: /s/ John K. H. Linnartz, Managing Member | 01/23/2009 | |
**Signature of Reporting Person | Date | |
By: By: /s/ John K. H. Linnartz, Managing Member | 01/23/2009 | |
**Signature of Reporting Person | Date | |
By: By: Western Sizzlin Corporation, its sole member, By: /s/ Robyn Mabe, Vice President and CFO | 01/23/2009 | |
**Signature of Reporting Person | Date | |
By: By: /s/ Robyn Mabe, Vice President and CFO | 01/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. |
(2) | Shares of Common Stock beneficially owned by Mustang Capital Advisors, LP ("MCA"). As the general partner of MCA, Mustang Capital Management, LLC ("MCM") may be deemed to beneficially own the shares of Common Stock beneficially owned by MCA. As the managing member of MCM, John K. H. Linnarts may be deemed to beneficially own the shares of Common Stock beneficially owned by MCA. By virtue of its 51% ownership interest in MCM, Western Mustang Holdings LLC ("Western Mustang") may be deemed to beneficially own the shares of Common Stock beneficially owned by MCA. As the sole member of Western Mustang, Western Sizzlin Corporation may be deemed to beneficially own the shares of Common Stock beneficially owned by MCA. |