| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
||
| FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-21926 | ||||||||
| Morgan Stanley China A Share Fund, Inc. | |||||||||
| (Exact name of registrant as specified in charter) | |||||||||
| 522 Fifth Avenue, New York, New York | 10036 | ||||||||
| (Address of principal executive offices) | (Zip code) | ||||||||
|
Stefanie V. Chang Yu, Esq. Managing Director Morgan Stanley Investment Management Inc. 522 Fifth Avenue New York, New York 10036 | |||||||||
| (Name and address of agent for service) | |||||||||
| Registrant's telephone number, including area code: | 800-548-7786 | ||||||||
| Date of fiscal year end: | 12/31 | ||||||||
| Date of reporting period: | 7/1/10 – 6/30/11 | ||||||||
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2010 - 06/30/2011
Morgan Stanley China A Share Fund, Inc.
=================== MORGAN STANLEY CHINA A SHARE FUND, INC. ====================
AGRICULTURAL BANK OF CHINA
Ticker: 601288 Security ID: Y00289101
Meeting Date: MAR 02, 2011 Meeting Type: Special
Record Date: JAN 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules of Procedures Re: For For Management
Shareholders' General Meeting
2 Amend Rules of Procedures Re: Board of For For Management
Directors
3 Amend Rules of Procedures Re: Board of For For Management
Supervisors
4a Elect Frederick Ma Si-Hang as For For Management
Independent Non-Executive Director
4b Elect Wen Tiejun as Independent For For Management
Non-Executive Director
5 Approve Proposed Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
6 Approve Issuance of Subordinated Bonds For For Management
Not Exceeding RMB 50 Billion
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AGRICULTURAL BANK OF CHINA
Ticker: 601288 Security ID: Y00289101
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Work Report of Board of For For Management
Directors
2 Approve 2010 Work Report of Board of For For Management
Supervisors
3 Approve Financial Accounts for the Year For For Management
2010
4 Approve Profit Distribution Plan for For For Management
the Second Half of 2010
5 Approve Fixed Assets Investment Budget For For Management
for the Year 2011
6 Appoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. and Deloitte Touche Tohmatsu as
External Auditors and Authorize Board
to Fix Their Remuneration
7 Appoint Li Yelin as Non-Executive For For Management
Director
8 Approve 2010 Final Emoluments Plan for None For Shareholder
Directors and Supervisors
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BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: AUG 26, 2010 Meeting Type: Special
Record Date: AUG 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Independent For For Management
Directors
2 Elect Supervisors For For Management
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BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A123
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Proposal in Relation to For For Management
Arrangement for Accumulated
Undistributed Profits of the Bank Prior
to the Rights Issue
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds Raised from the
Rights Issue
4 Approve Report on the Use of Proceeds For For Management
Raised from the Previous Issuance of
Securities by the Bank
5a Reelect Hong Zhihua as Non-Executive For For Management
Director
5b Reelect Huang Haibo as Non-Executive For For Management
Director
5c Reelect Cai Haoyi as Non-Executive For For Management
Director
5d Elect Sun Zhijun as Non-Executive For For Management
Director
5e Elect Liu Lina as Non-Executive For For Management
Director
5f Elect Jiang Yansong as Non-Executive For For Management
Director
5g Elect Chow Man Yiu, Paul as Independent For For Management
Non-Executive Director
6 Approve Remuneration Plan for the For For Management
Chairman, Executive Directors, Chairman
of the Board of Supervisors and
Supervisors of 2009
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BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A123
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: AUG 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type and Nominal Value of the For For Management
Rights Shares
1.2 Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1.3 Approve Subscription Price for the For For Management
Rights Shares
1.4 Approve Target Subscribers for the For For Management
Rights Issue
1.5 Approve Use of Proceeds For For Management
1.6 Approve Effective Period of the For For Management
Resolution
1.7 Approve Authorisation for the Rights For For Management
Issue
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BANK OF COMMUNICATIONS CO LTD
Ticker: 601328 Security ID: Y06988110
Meeting Date: FEB 23, 2011 Meeting Type: Special
Record Date: JAN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of RMB Denominated For For Management
Bonds for an Amount Not Exceeding RMB
20 Billion
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BANK OF COMMUNICATIONS CO., LTD.
Ticker: 601328 Security ID: Y06988110
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Supervisory Committee For For Management
3 Approve Audited Accounts of the Bank For For Management
4 Approve Fixed Asset Investment Plan For For Management
5 Appoint Deloitte Touche Tohmatsu and For For Management
Deloitte Touche Tohmatsu CPA Ltd. as
International and Domestic Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
6 Approve Connected Transaction with a For For Management
Related Party
7a Elect Du Yuemei as Non-Executive For For Management
Director
7b Elect Ma Qiang as Non-Executive For For Management
Director
7c Elect Bu Zhaogang as Non-Executive For For Management
Director
7d Elect Choi Yiu Kwan as Independent For For Management
Non-Executive Director
8 Approve Remuneration Plan for Directors For For Shareholder
and Supervisors
9 Approve Profit Distribution Plan For For Management
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BEIJING YANJING BREWERY CO., LTD
Ticker: 000729 Security ID: Y0771Z102
Meeting Date: APR 08, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Financial Statements For For Management
4 Approve 2010 Annual Report and Annual For For Management
Report Summary
5 Approve 2010 Allocation of Income and For For Management
Dividends
6 Approve Confirmation of 2010 Audit Fee For For Management
and Re-Appointment of Company's 2011
Audit Firm
7 Approve Estimation of 2011 Daily For For Management
Continuing Connected Transactions
8 Amend Articles of Association For For Management
9 Approve Adjustment on the Allowance For For Management
Standard for Non-Senior Management
Directors including Independent
Directors and Supervisors
10 Approve Resignation of Liu Xiaoming as For For Management
Supervisor and Nomination of Xu
Yuexiang as the Candidate for
Supervisor
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CHANG CHUN EURASIA GROUP CO., LTD.
Ticker: 600697 Security ID: Y1294G100
Meeting Date: SEP 01, 2010 Meeting Type: Special
Record Date: AUG 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
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CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD.
Ticker: 000157 Security ID: Y1293Y102
Meeting Date: JUL 22, 2010 Meeting Type: Special
Record Date: JUL 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Issuance of H-Share and the For For Management
Listing
2 Approve the Scheme for the Company's For For Management
Issuance of H-Share and the Listing
2.1 Approve Qualifications and Conditions For For Management
of Issuance
2.2 Approve Issue Type and Par Value For For Management
2.3 Approve Issue Time For For Management
2.4 Approve Manner of Issuance For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Issue Price, Basis of Fix Price For For Management
2.7 Approve Parties For For Management
2.8 Approve Principles for Issuance For For Management
3 Approve to Change the Company Into For For Management
Limited Stock Company Issuing Stocks
Abroad
4 Approve the Statement on the Use of For For Management
Previously Raised Funds
5 Approve to Use and Investment Plan of For For Management
Proceeds Raised from the Issuance of
H-Share
6 Approve the Valid Period for the For For Management
Resolution on the Issuance of H-Share
and the Listing
7 Authorize the Board and the Authorized For For Management
Person to Handle Matters in Relation to
the Issuance of H-Share and the Listing
8 Amend Articles of Association For For Management
9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
10 Elect Directors and Independent For For Management
Directors
10.1 Elect Zhan Chunxin as Director For For Management
10.2 Elect Qiu Zhongwei as Director For For Management
10.3 Elect Liu Quan as Director For For Management
10.4 Elect Liu Changkun as Independent For For Management
Director
10.5 Elect Qian Shizheng as Independent For For Management
Director
10.6 Elect Lian Weizeng as Independent For For Management
Director
10.7 Elect Wang Zhile as Independent For For Management
Director
11 Elect Supervisors For For Management
11.1 Elect Liu Chi as Supervisor For For Management
11.2 Elect Cao Yonggang as Supervisor For For Management
12 Approve to Adjust the Allowance for For For Management
Independent Directors
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CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD.
Ticker: 000157 Security ID: Y1293Y102
Meeting Date: SEP 07, 2010 Meeting Type: Special
Record Date: AUG 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
1.1 Approve to Amend the Item Six of the For For Management
Company's Articles of Association
1.2 Approve to Amend the Item Nineteen of For For Management
the Company's Articles of Association
1.3 Approve to Amend the Articles of For For Management
Association about H Share
2 Authorize the Board to Handle Matters For For Management
Related to the Above Amendments
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CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD.
Ticker: 000157 Security ID: Y1293Y102
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3.1 Approve 2010 Audited Financial Report For For Management
Prepared under PRC Generally Accepted
Accounting Principles
3.2 Approve 2010 Audited Financial Report For For Management
Prepared under International Financial
Reporting Standards
4 Approve 2010 Financial Statements For For Management
5 Approve 2011 Financial Budget Report For For Management
6 Approve 2010 Annual Report and Annual For For Management
Report Summary of A Shares
7 Approve 2010 Annual Report of H Shares For For Management
8.1 Approve to Appoint Vocation For For Management
International Certified Public
Accountants as the Domestic Auditor for
the Year Ending 31 December 2011
8.2 Approve and Ratify the Appointment of For For Management
KPMG as the International Auditor for
The Year Ended 31 December 2010
8.3 Approve to Appoint KPMG as the For For Management
International Auditor for The Year
Ending 31 December 2011
8.4 Authorize the Audit Committee of the For For Management
Board of Directors to Determine the
Principles of Fixing the Remunerations
of the PRC and International Auditors
and Authorize the Management to
Determine Their Actual Remunerations
Based on the Agreed Principles
9 Authorize Zoomlion Finance and Leasing For For Management
(China) Co., Ltd. to Apply for Finance
with Maximum Limit of CNY8 Billion
Relating to Finance Leasing Business
10 Authorize Zoomlion Finance and Leasing For For Management
(Beijing) Co., Ltd. to Apply for
Finance with Maximum Limit of CNY12
Billion Relating to Finance Leasing
Business
11 Approve the Company to Apply for Credit For For Management
Facilities and Financing within CNY100
Billion from Relevant Banks
12 Approve Provision of Guarantee with For For Management
Maximum Limit of CNY1.05 Billion for
the Loan of Zoomlion International
Trading (H.K.) Co., Ltd.
13 Approve Adoption of Rules and For For Management
Procedures Regarding Shareholder's
Meeting
14 Approve Adoption of Rules and For For Management
Procedures Regarding Board of
Directors' Meeting
15 Approve Adoption of Rules and For For Management
Procedures Regarding Supervisory
Committee Meeting
16 Approve Adoption of the Management For For Management
Measures on Connected Transactions of H
Shares
17 Approve Adoption of the Guidelines on For For Management
Related Party Transactions
18.1 Approve Change of Company name from For For Management
Changsha Zoomlion Heavy Industry
Science and Technology Development Co.,
Ltd. to Zoomlion Heavy Industry Science
and Technology Co., Ltd.
18.2 Approve the Corresponding Amendments to For For Management
the Articles of Association as a Result
of the Proposed Change of Company Name
19.1 Approve to Declare and Distribute Final For For Management
Dividend of CNY0.26 Per Share
(Inclusive of Tax) Based on the Total
Share Capital at 28 March 2011, the
Aggregate Amount of which is
Approximately CNY1,541 Million
19.2 Approve Capitalization of Capital For For Management
Reserves
19.3 Authorize the Chairman Dr. Zhan Chunxin For For Management
and His Authorized Representative to
Make Relevant Amendments to the
Articles of Association when Necessary
and Required
20 Approve the Grant of General Mandate to For Against Management
the Board of Directors for Issuance of
New Shares
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CHINA COAL ENERGY COMPANY LIMITED
Ticker: 01898 Security ID: Y1434L118
Meeting Date: SEP 03, 2010 Meeting Type: Special
Record Date: AUG 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Projects Invested by For For Management
Funds Raised from A Shares
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CHINA COAL ENERGY COMPANY LIMITED
Ticker: 01898 Security ID: Y1434L118
Meeting Date: DEC 23, 2010 Meeting Type: Special
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Financing For For Management
Guarantee for Wangjialing Coal Mine of
Huajin Coking Coal Company Ltd.
2a Relect Wang An as Executive Director For For Management
2b Relect Yang Lieke as Executive Director For For Management
2c Elect Peng Yi as Non-Executive Director For For Management
2d Elect Li Yanmeng as Non-Executive For For Management
Director
2e Relect Zhang Ke as Independent For For Management
Non-Executive Director
2f Relect Wu Rongkang as Independent For For Management
Non-Executive Director
2g Elect Zhang Jiaren as Independent For For Management
Non-Executive Director
2h Elect Zhao Pei as Independent For For Management
Non-Executive Director
2i Elect Ngai Wai Fung as Independent For For Management
Non-Executive Director
3a Elect Wang Xi as Non-Employee For For Management
Representative Supervisor
3b Relect Zhou Litao as Non-Employee For For Management
Representative Supervisor
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N119
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Furong as Shareholder For For Shareholder
Representative Supervisor
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CHINA INTERNATIONAL MARINE CONTAINERS (GROUP) CO., LTD.
Ticker: 000039 Security ID: Y1457J115
Meeting Date: NOV 15, 2010 Meeting Type: Special
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term For For Management
Financial Bills
2 Approve Provision of Bank Loan For For Management
Guarantee for a Subsidairy
3 Approve Provision of Guarantee for 2010 For For Management
Credit Line of Another Subsidairy
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CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896107
Meeting Date: MAY 30, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report including Audited For For Management
Financial Report
4 Approve Final Financial Report For For Management
5 Approve Profit Appropriation Plan with For For Management
Payment of Final Dividend
6 Reappoint KPMG Huazhen for PRC Audit For For Management
and KPMG for Overseas Audit and Approve
their Remuneration
7 Elect Wong Kwai Lam as Independent For For Management
Non-Executive Director
8 Elect Pan Ji as External Supervisor For For Management
9 Approve Assessment Report on Duty For For Management
Performance of Directors
10 Approve Assessment Report on Duty For For Management
Performance of Supervisors
11 Approve Duty Performance and For For Management
Cross-Evaluation Reports of Independent
Non-Executive Directors
12 Approve Related Party Transaction For For Management
Report
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
14 Approve Issuance of Bonds Not Exceeding For For Management
RMB 30 Billion
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CHINA MINSHENG BANKING CORP LTD.
Ticker: 600016 Security ID: Y1495M104
Meeting Date: MAY 04, 2011 Meeting Type: Special
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Securities to Be Issued For For Management
1.2 Approve Issue Size For For Management
1.3 Approve Par Value and Issue Price For For Management
1.4 Approve Term of the Bonds For For Management
1.5 Approve Bond Interest Rate For For Management
1.6 Approve Method and Timing of Interest For For Management
Payment
1.7 Approve Conversion Period For For Management
1.8 Approve Determination and Adjustment of For For Management
the Conversion Price
1.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
1.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
1.11 Approve Terms of Redemption For For Management
1.12 Approve Terms of Sell-Back For For Management
1.13 Approve Entitlement to Dividend of the For For Management
Year of Conversion
1.14 Approve Method of Issuance and Issue For For Management
Parties
1.15 Approve Subscription Arrangement for For For Management
the Existing Holders of A Shares
1.16 Approve Convertible Bonds Holders and For For Management
Convertible Bonds Holders' meetings
1.17 Approve Use of Proceeds from This Bond For For Management
Issue
1.18 Approve Special Provisions in Relation For For Management
to Supplementary Capital
1.19 Approve Matters Relating to Guarantees For For Management
1.20 Approve Resolution Validity Period For For Management
1.21 Approve Matters Relating to For For Management
Authorization in Connection with the
Issuance of the Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Scale of Issuance For For Management
2.3 Approve Issue Parties For For Management
2.4 Approve Manner of Pricing For For Management
2.5 Approve Accumulated Profit For For Management
2.6 Approve Usage of the Raised Funds For For Management
2.7 Approve Resolution Validity Period For For Management
2.8 Approve Matters Relating to For For Management
Authorization in Connection with the
Issuance of the H Shares
3 Approve Report on the Usage of For For Management
Previously Raised Funds
4 Approve Feasibility Report on the Usage For For Management
of Proceeds Raised from the Issuance of
A Share Convertible Bonds and Issuance
of New H Shares
5 Approve 2011-2013 Capital Management For For Management
Planning
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CHINA MINSHENG BANKING CORP LTD.
Ticker: 600016 Security ID: Y1495M104
Meeting Date: MAY 04, 2011 Meeting Type: Special
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Securities to Be Issued For For Management
1.2 Approve Issue Size For For Management
1.3 Approve Par Value and Issue Price For For Management
1.4 Approve Term of the Bonds For For Management
1.5 Approve Bond Interest Rate For For Management
1.6 Approve Method and Timing of Interest For For Management
Payment
1.7 Approve Conversion Period For For Management
1.8 Approve Determination and Adjustment of For For Management
the Conversion Price
1.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
1.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
1.11 Approve Terms of Redemption For For Management
1.12 Approve Terms of Sell-Back For For Management
1.13 Approve Entitlement to Dividend of the For For Management
Year of Conversion
1.14 Approve Method of Issuance and Issue For For Management
Parties
1.15 Approve Subscription Arrangement for For For Management
the Existing Holders of A Shares
1.16 Approve Convertible Bonds Holders and For For Management
Convertible Bonds Holders' meetings
1.17 Approve Use of Proceeds from This Bond For For Management
Issue
1.18 Approve Special Provisions in Relation For For Management
to Supplementary Capital
1.19 Approve Matters Relating to Guarantees For For Management
1.20 Approve Resolution Validity Period For For Management
1.21 Approve Matters Relating to For For Management
Authorization in Connection with the
Issuance of the Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Scale of Issuance For For Management
2.3 Approve Issue Parties For For Management
2.4 Approve Manner of Pricing For For Management
2.5 Approve Accumulated Profit For For Management
2.6 Approve Usage of the Raised Funds For For Management
2.7 Approve Resolution Validity Period For For Management
2.8 Approve Matters Relating to For For Management
Authorization in Connection with the
Issuance of the H Shares
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CHINA MINSHENG BANKING CORP LTD.
Ticker: 600016 Security ID: Y1495M104
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Annual Report For For Management
2 Approve 2010 Directors' Report For For Management
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Financial Statements For For Management
5 Approve 2010 Allocation of Income and For For Management
Dividends
6 Approve 2011 Financial Budget Report For For Management
7 Approve Appointment of Company's 2011 For For Shareholder
Audit Firm and Audit Fee
8 Approve Amendments to the Company's For For Management
Connected Transaction Management
Measures
9 Approve Report on the Usage of For For Management
Previously Raised Funds
10 Approve Authorization to the Board of For For Management
Directors to Issue RMB Bonds in Hong
Kong at an Appropriate Time
11 Approve Amendments to Certain For For Management
Provisions of the Articles of
Association
12 Approve to Change the Company's For For Management
Registered Capital
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CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505R119
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Annual Report and Annual For For Management
Report Summary for A Shares
4 Approve 2010 Annual Report for H Shares For For Management
5 Approve 2010 Financial Statements For For Management
Report
6 Approve 2010 Allocation of Income and For For Management
Dividends
7 Approve to Appoint Company's 2011 Audit For For Management
Firm
8 Amend Articles of Association For For Management
9 Approve to Amend the Company's Rules For For Management
and Procedures Regarding Shareholder's
Meeting
10 Approve to Amend Remuneration For For Management
Management System of Directors and
Supervisors
11 Approve Authorization to the Board With For For Management
the General Mandate on the Issue of New
Shares
12 Approve 2010 Directors' Due Diligence For For Management
Report
13 Approve 2010 Independent Directors' For For Management
Performance of Duties Report
14 Approve Amendments to the Company's For For Management
Connected Transaction Management
Measures For H Shares
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CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010112
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Consolidated Financial For For Management
Statements
4 Approve Plan for Allocating Surplus For For Management
Common Reserve Funds of RMB 20 Billion
From the After-Tax Profits
5 Approve the Profit Distribution Plan For For Management
for the Year Ended Dec. 31, 2010
6 Authorize the Board to Determine the For For Management
Interim Profit Distribution Plan for
2011
7 Reappoint KPMG Huazhen and KPMG as For For Management
Domestic and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
8 Authorize Board to Determine the For For Management
Proposed Plan for Issuance of Debt
Financing Instruments
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Elect Fu Chengyu as Non-Executive For For Shareholder
Director
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CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD.
Ticker: 600125 Security ID: Y2364B104
Meeting Date: OCT 26, 2010 Meeting Type: Special
Record Date: OCT 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposal on Dismissing Mr. Luo For Against Management
Jinbao as Director
2 Approve Proposal on Nominating Mr. Zhu For Against Shareholder
Youwen as Director
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CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD.
Ticker: 600125 Security ID: Y2364B104
Meeting Date: APR 22, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Annual Report and Annual For For Management
Report Summary
2 Approve 2010 Directors' Report For For Management
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Independent Directors' For For Management
Work Report
5 Approve 2010 Financial Statements For For Management
6 Approve 2010 Allocation of Income and For For Management
Dividends
7 Approve 2010 Capitalization of Capital For For Management
Reserves
8 Approve to Appoint Crowe Horwath China For For Management
CPA Co., Ltd as Company's 2011 Audit
Firm
9 Approve Renewal of 2011 Special Railway For For Management
Container Service and Integrated
Services Agreement
10.1 Elect Zhu Youwen as Director For For Management
10.2 Elect Li Demao as Director For For Management
10.3 Elect Yu Qingxin as Director For For Management
10.4 Elect Wu Yongqi as Director For For Management
10.5 Elect Tian Xiaobin as Director For For Management
10.6 Elect Wu Qiong as Director For For Management
10.7 Elect Miao Runsheng as Independent For For Management
Director
10.8 Elect Zhang Xiaodong as Independent For For Management
Director
10.9 Elect Guo Li as Independent Director For For Management
11.1 Elect Wang Xianfu as Supervisor For For Management
11.2 Elect Liu Huawu as Supervisor For For Management
11.3 Elect Wang Jingxiao as Supervisor For For Management
11.4 Elect Qi Zhiyan as Supervisor For For Management
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CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Annual Report and Audited For For Management
Financial Report
4 Approve 2010 Allocation of Income and For For Management
Dividends
5 Approve to Re-Appoint Company's 2011 For For Management
Audit Firm
6.1 Elect Wang Shi as Director For For Management
6.2 Elect Yu Liang as Director For For Management
6.3 Elect Qiao Shibo as Director For For Management
6.4 Elect Sun Jianyi as Director For For Management
6.5 Elect Wang Yin as Director For For Management
6.6 Elect Xiao Li as Director For For Management
6.7 Elect Jiang Wei as Director For For Management
6.8 Elect Qi Daqing as Independent Director For For Management
6.9 Elect Zhang Liping as Independent For For Management
Director
6.10 Elect Chen Maobo as Independent For For Management
Director
6.11 Elect Hua Sheng as Independent Director For For Management
7 Authorize the Company to Carry out For For Management
Enterprise Citizen Related Work within
Specified Expenditure Amount
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 000002 Security ID: Y77421116
Meeting Date: APR 08, 2011 Meeting Type: Special
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve the Revised A Share Stock For For Management
Option Plan Grants
1.1a Approve the Determination and Scope of For For Management
the Incentive Objects
1.1b Approve Source and Number of the For For Management
Underlying Shares
1.1c Approve Allocation of the Stock Option For For Management
1.1d Approve Validity Period, Grant Day, For For Management
Waiting Period, Exercise Arrangement
and Lockup Period
1.1e Approve Exercise Price and the Basis of For For Management
the Fix Price
1.1f Approve Conditions on Grant and For For Management
Exercise of the Stock Option
1.1g Approve Adjustment Method and For For Management
Procedures of the Stock Option Plan
1.1h Approve Accounting Method of the Stock For For Management
Option
1.1i Approve Grant and Exercise Procedures For For Management
of the Stock Option
1.1j Approve Rights and Obligations of the For For Management
Company and Incentive Objects
1.1k Approve Modification, Termination and For For Management
Other Treatment of the Incentive Plan
under Special Circumstances
1.2 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the Stock
Option Plan Grants
1.3 Approve to Formulate Implementation For For Management
Assessment Methods of the Stock Option
Plan Grants
2 Approve Cooperation with a Company For For Management
--------------------------------------------------------------------------------
DONG-E E JIAO CO LTD SHANDONG CHINA
Ticker: 000423 Security ID: Y20950104
Meeting Date: SEP 13, 2010 Meeting Type: Special
Record Date: SEP 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Setup a Investment Company For For Management
--------------------------------------------------------------------------------
GANSU QILIANSHAN CEMENT CO LTD.
Ticker: 600720 Security ID: Y2682V105
Meeting Date: JUL 28, 2010 Meeting Type: Special
Record Date: JUL 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in a Project For For Management
2 Approve to Sign a General Contracting For Against Management
Agreement with a Company
3 Approve the Retirement of a Production For For Management
Line of a Company
4 Approve to Appoint Company's Audit Firm For For Management
and Approve Payment for Audit Fee
--------------------------------------------------------------------------------
GANSU QILIANSHAN CEMENT GROUP CO., LTD.
Ticker: 600720 Security ID: Y2682V105
Meeting Date: MAR 23, 2011 Meeting Type: Special
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Note For For Management
2 Approve Adjustment on the Issue Amount For For Management
of Medium-term Note
3 Approve to Set up a Company For For Management
4 Approve to Set up a Second Company For For Management
5 Approve to Set up a Third Company For For Management
6 Approve to Set up a Fourth Company For For Management
7 Approve to Set up a Fifth Company For For Management
8 Approve Provision of Guarantee for a For Against Management
Controlled Subsidiary's CNY210 Million
Project Loans
9 Approve Provision of Guarantee for a For For Management
Wholly-owned Subsidiary's CNY100
Million Working Capital Loans
10 Approve Connected Transactions For For Management
Regarding Operations with Related
Parties
--------------------------------------------------------------------------------
GANSU QILIANSHAN CEMENT GROUP CO., LTD.
Ticker: 600720 Security ID: Y2682V105
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: JUN 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Annual Report and Annual For For Management
Report Summary
2 Approve 2010 Directors' Report For For Management
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Financial Statements For For Management
5 Approve 2010 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
6 Approve Estimation of 2011 Daily For For Management
Related-Party Transactions
7 Approve Write-Off of a Wholly-owned For For Management
Subsidiary's Machinery and Equipment of
the Wet Cement Production Line and
Subsidiary Assets
8 Approve the Company to Provide For For Management
Guarantee for another Wholly-owned
Subsidiary's Working Capital Loans
9 Approve Nomination of Li Xinhua as For For Shareholder
Director
10 Approve Investment in Project For For Management
11 Approve to Sign Construction Contract For For Management
of a Project with Two Companies
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 000651 Security ID: Y9890H109
Meeting Date: SEP 20, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Report on the Usage of For For Management
Previously Raised Funds
3 Approve the Company's Eligibility for For For Management
Public Offering of A Shares with
Preemptive Rights
4.1 Approve Issue Type For For Management
4.2 Approve Par Value For For Management
4.3 Approve Number of Shares and Issue For For Management
Scale
4.4 Approve Parties For For Management
4.5 Approve Manner of Issuance For For Management
4.6 Approve Arrangement on Placement to For For Management
Original Shareholders
4.7 Approve Basis of Fix Price and Issue For For Management
Price
4.8 Approve Usage of Funds For For Management
4.9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
4.10 Approve Listing Location For For Management
4.11 Approve Resolution Validity Period For For Management
5 Approve Feasibility Report on the Usage For For Management
of Funds from the Public Offering of A
Shares
6 Authorize Board to Handle Matters For For Management
Related to the Public Offering
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 000651 Security ID: Y9890H109
Meeting Date: OCT 22, 2010 Meeting Type: Special
Record Date: OCT 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Daily Continuing Connected For For Management
Transactions
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 000651 Security ID: Y9890H109
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 President's Work Report For For Management
2 Approve 2010 Directors' Report For For Management
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Financial Statements For For Management
5 Approve 2010 Annual Report and Annual For For Management
Report Summary
6 Approve 2010 Allocation of Income and For For Management
Dividends
7 Approve to Re-Appoint Zhong-shen Yatai For For Management
Certified Public Accountants as
Company's 2011 Audit Firm
8 Approve Special Report of Company's For For Management
Foreign Exchange Transactions in 2011
9 Approve Special Report of Company's For For Management
Bulk Material Hedging Operations in
2011
10 Approve Company's 2011 Daily Continuing For For Management
Connected Transactions Plan
11 Approve the Financial Services For Against Management
Framework Agreement between Two
Companies
--------------------------------------------------------------------------------
HEFEI DEPARTMENT STORE GROUP CO., LTD.
Ticker: 000417 Security ID: Y3121A108
Meeting Date: OCT 15, 2010 Meeting Type: Special
Record Date: OCT 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer of a Company by For For Management
Listing
--------------------------------------------------------------------------------
HEFEI DEPARTMENT STORE GROUP CO., LTD.
Ticker: 000417 Security ID: Y3121A108
Meeting Date: DEC 02, 2010 Meeting Type: Special
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Confirm the Transaction For For Management
Price regarding the Acquisition of
51.375% Equity in a Company via
Non-public Offering Remains Unchanged
2 Approve to Confirm the Transaction For For Management
Price regarding the Acquisition of 40%
Equity in Another Company via
Non-public Offering Remains Unchanged
3 Approve Extension of the Validity For For Management
Period of the Plan on Non-public
Offering of A shares, Adjustment on the
Basic Price and Number of Issuance, and
Confirmation of the Plan on Non-public
Offering
3.1 Approve Issue Type and Par Value For For Management
3.2 Approve Manner of Issuance For For Management
3.3 Approve Parties and Subscription Manner For For Management
3.4 Approve Number of Shares For For Management
3.5 Approve Issue Price and Basis of Fix For For Management
Price
3.6 Approve the Lock-Up Period For For Management
3.7 Approve Usage of Funds For For Management
3.8 Approve Arrangement of Undistributed For For Management
Profits before Issuance
3.9 Approve Resolution Validity Period For For Management
3.10 Approve Listing Location For For Management
4 Approve Adjustment on the Plan of For For Management
Non-public Offering
5 Approve Extension of the Validity For For Management
Period for Authorization to the Board
to Handle Matters in Relation to the
Non-public Offering
--------------------------------------------------------------------------------
HEFEI DEPARTMENT STORE GROUP CO., LTD.
Ticker: 000417 Security ID: Y3121A108
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
4 Approve 2010 Annual Report and Annual For For Management
Report Summary
5 Approve to Re-Appoint Company's 2011 For For Management
Audit Firm and Approve Payment of Audit
Fee
--------------------------------------------------------------------------------
HUAYU AUTOMOTIVE SYSTEMS CO LTD
Ticker: 600741 Security ID: Y7680U108
Meeting Date: MAY 30, 2011 Meeting Type: Annual
Record Date: MAY 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Independent Directors' For For Management
Work Report
4 Approve 2010 Financial Statements For For Management
Report
5 Approve 2010 Allocation of Income and For For Management
Dividends
6 Approve 2010 Annual Report and Annual For For Management
Report Summary
7 Approve Estimated Amount of 2011 Daily For For Management
Operating Related Party Transactions
8 Approve to Re-Appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd as Company's Audit Firm
9 Approve Related Party Transactions For For Shareholder
Regarding Purchase of Related Land and
Estate from the Controlling Shareholder
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 601857 Security ID: Y6883Q138
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Final Dividends For For Management
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends for
the Year 2011
6 Reappoint PricewaterhouseCoopers, For For Management
Certified Public Accountants and
PricewaterhouseCoopers Zhong Tian CPAs
Company Limited, Certified Public
Accountants as International and
Domestic Auditors, Respectively, and
Authorize Board to Fix Their
Remuneration
7a Elect Jiang Jiemin as Director For For Management
7b Elect Zhou Jiping as Director For For Management
7c Elect Wang Yilin as Director None None Management
7d Elect Li Xinhua as Director For For Management
7e Elect Liao Yongyuan as Director For For Management
7f Elect Wang Guoliang as Director For For Management
7g Elect Wang Dongjin as Director For For Management
7h Elect Yu Baocai as Director For For Management
7i Elect Ran Xinquan as Director For For Management
7j Elect Liu Hongru as Independent For For Management
Director
7k Elect Franco Bernabe as Independent For For Management
Director
7l Elect Li Yongwu as Independent Director For For Management
7m Elect Cui Junhui as Independent For For Management
Director
7n Elect Chen Zhiwu as Independent For For Management
Director
8a Elect Chen Ming as Supervisor For For Management
8b Elect Guo Jinping as Supervisor For For Management
8c Elect Wen Qingshan as Supervisor For For Management
8d Elect Sun Xianfeng as Supervisor For For Management
8e Elect Li Yuan as Independent Supervisor For For Management
8f Elect Wang Daocheng as Independent For For Management
Supervisor
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of Debt Financing For For Management
Instruments in the Aggregate Principal
Amount of up to RMB 100 Billion
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y6898C116
Meeting Date: NOV 01, 2010 Meeting Type: Special
Record Date: SEP 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Remuneration For For Management
Domestic Persons of the Company Acting
as Independent Non-Executive Directors
2a Approve Means of Major Asset For For Management
Restructuring, Object of the
Transaction, and Parties to the
Transaction
2b Approve Transaction Price and Basis of For For Management
Pricing Involved in the Major Asset
Restructuring
2c Approve Vesting of Profit or Loss from For For Management
the Relevant Assets from the Base Date
of Asset Pricing to the Completion Date
2d Approve Contract Obligations and For For Management
Default Liabilities under the Transfer
of Ownership of Relevant Assets
2e Approve Validity Period of the For For Management
Resolution of the Major Asset
Restructuring
3 Approve Supplemental Agreement to the For For Management
Share Subscription Agreement between
the Company and SDB
4 Approve Profits Forecast Compensation For For Management
Agreement between the Company and SDB
5 Authorize Board to Process Matter For For Management
Relating to the Major Asset
Restructuring of the Company
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y6898C116
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Approve Annual Report and its Summary For For Management
for the Year Ended Dec. 31, 2010
4 Accept Financial Statements and For For Management
Auditors' Report
5 Approve Profit Distribution Plan and For For Management
Final Dividend
6 Reappoint Ernst & Young Hua Ming as PRC For For Management
Auditors and Ernst & Young as
International Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Redesignation of Cheung Chi For For Management
Yan, Louis as Non-Executive Director
8 Elect Woo Ka Biu, Jackson as For For Management
Independent Non-Executive Director
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y8997F107
Meeting Date: JAN 31, 2011 Meeting Type: Special
Record Date: JAN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Revised Stock Option Plan For For Management
Grants II
1.1 Approve the Determination and Scope of For For Management
the Incentive Objects
1.2 Approve Source and Number of the Stock For For Management
1.3 Approve Allocation of the Stock Option For For Management
1.4 Approve Validity Period, Grant Day, For For Management
Exercise Day and Lockup Period
1.5 Approve Exercise Price and the Basis of For For Management
the Fix Price
1.6 Approve Conditions on Grant and For For Management
Exercise of the Stock Option
1.7 Approve Accounting Method and the For For Management
Impact on Operating Performance
1.8 Approve Adjustment Method and For For Management
Procedures of the Stock Option Plan
1.9 Approve Implementation Procedures of For For Management
the Stock Option Plan, Grant and
Exercise Procedures of the Stock Option
1.10 Approve Rights and Obligations of the For For Management
Company and Incentive Objects
1.11 Approve Modification, Termination and For For Management
Other Terms of the Stock Option Plan
2 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the Stock
Option Plan Grants II
3 Approve Implementation Assessment For For Management
Methods of the Stock Option Plan Grants
II
--------------------------------------------------------------------------------
QINGDAO HAIER CO., LTD.
Ticker: 600690 Security ID: Y8997F107
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: JUN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Financial Statements For For Management
3 Approve 2010 Annual Report and Annual For For Management
Report Summary
4 Approve 2010 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
5 Approve to Pay 2010 Audit Fee of CNY For For Management
2.6 Million for Shandong Huide CPAs and
Re-Appoint It as the Company's 2011
Audit Firm
6 Approve the Revised Daily Connected For For Management
Transactions Agreement and Estimation
of 2011 Daily Continuing Connected
Transactions
7 Approve 2010 Supervisors' Report For For Management
8 Amend Articles of Association For For Management
9 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
10 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
11 Approve Related-Party Transaction For For Shareholder
Regarding Acquisition of Equity of 10
Companies
12 Approve a Controlled Subsidiary's For For Shareholder
Issuance of RMB Bonds in Hong Kong and
Provision of Guarantee for It
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: JAN 26, 2011 Meeting Type: Special
Record Date: JAN 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Extend the Validity Period For For Management
for Authorization to the Board to
Handle the Connected Transactions
Regarding the Company's Absorption and
Merger of Salt Lake Industry Group via
Newly Added Shares Swap and
Cancellation of Equity Held by that
Company
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 000792 Security ID: Y7170U105
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Financial Statements and For For Management
2011 Financial Budget Report
2 Approve 2010 Directors' Report For For Management
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Allocation of Income and For For Management
Dividends
5 Approve to Re-appoint Company's 2011 For For Management
Audit Firm
6 Approve 2011 Daily Continuing Connected For For Management
Transactions
7 Approve a Company to Build Equipment For For Management
with Production Capacity of 1 Milllion
Potash Fertilizer
8 Approve a Second Company's 2010 For For Management
Allocation of Income and Dividends
9 Approve to Increase Capital in a Third For For Management
Company
10.1 Elect An Pingsui as Director For For Shareholder
10.2 Elect Li Xiaosong as Director For For Shareholder
10.3 Elect Cao Daling as Director For For Shareholder
10.4 Elect Wang Xingfu as Director For For Shareholder
10.5 Elect Feng Zhibin as Director For For Shareholder
10.6 Elect Feng Mingwei as Director For For Shareholder
10.7 Elect Yao Weixing as Director For For Shareholder
11.1 Elect Wang Jianjun as Independent For For Management
Director
11.2 Elect Cheng Youhai as Independent For For Management
Director
11.3 Elect Wang Fugui as Independent For For Management
Director
11.4 Elect Ren Xuan as Independent Director For For Management
12.1 Elect Li Kai as Supervisor For For Shareholder
12.2 Elect Liang Xiaotian as Supervisor For For Shareholder
12.3 Elect Lu Gang as Supervisor For For Shareholder
12.4 Elect Wang Xiongfei as Supervisor For For Shareholder
12.5 Elect Xia Danning as Supervisor For For Shareholder
12.6 Elect Jiang Hong as Supervisor For For Shareholder
13 Approve to Change Company Name For For Management
14 Amend Part of Terms in Articles of For For Management
Association
15 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
16 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
17 Approve Implementation Rules for For For Management
Cumulative Voting System
18 Approve to Amend Rules and Procedures For For Management
Regarding Supervisory Committee Meeting
19 Approve Provision of Guarantee for a For For Management
Sub-Subsidiary
20 Approve 2010 Independent Directors' For For Management
Work Report
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: SEP 29, 2010 Meeting Type: Special
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Qi Jun as Independent Director For For Management
2 Approve 2010 Interim Allocation of For For Management
Income and Dividends
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption and Merger of a For For Management
Company
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: APR 08, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Annual Report and Annual For For Management
Report Summary
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Independent Directors' For For Management
Work Report
5 Approve 2010 Financial Statements For For Management
6 Approve 2010 Allocation of Income and For For Management
Dividends
7 Approve Application for Credit Line For For Management
from Banks
8 Approve Provision of Guarantee for a For For Management
Company and Its Controlled Subsidiaries
9 Approve Estimation of 2011 Daily For For Management
Continuing Connected Transactions
10 Approve to Increase Allowance of For For Management
Independent Directors
11 Approve to Re-Appoint Company's Audit For For Management
Firm
--------------------------------------------------------------------------------
SHANDONG DONG-E E-JIAO CO., LTD.
Ticker: 000423 Security ID: Y20950104
Meeting Date: NOV 11, 2010 Meeting Type: Special
Record Date: NOV 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Financing For Against Management
Products
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Financial Statements For For Management
3 Approve 2010 General Manager's Work For For Management
Report
4 Approve 2010 Allocation of Income and For For Management
Dividends
5 Approve 2010 Annual Report and Annual For For Management
Report Summary
6 Approve Reappointment of 2011 Audit For For Management
Firm and Payment of 2010 Audit Fee
7 Approve Remuneration of Directors and For For Management
Other Senior Management Members
8 Approve 2010 Supervisors' Report For For Management
9 Approve Remuneration of Supervisors For For Management
10 Approve to Provide Credit Guarantee for For For Management
a Wholly-owned Subsidiary
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: MAY 28, 2011 Meeting Type: Special
Record Date: MAY 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Song Jianbo as Director For For Management
1.2 Elect Song Xiao as Director For For Management
1.3 Elect Cheng Rence as Director For For Management
1.4 Elect Song Jianpeng as Director For For Management
1.5 Elect Song Changming as Director For For Management
1.6 Elect Luo Jiasen as Director For For Management
1.7 Elect Jin Wenqi as Independent Director For For Management
1.8 Elect Ji Weiqun as Independent Director For For Management
1.9 Elect Liang Kun as Independent Director For For Management
2.1 Elect Pi Jianqing as Supervisor For For Management
2.2 Elect Lv Zhengfeng as Supervisor For For Management
2.3 Elect Liu Fujing as Supervisor For For Management
3 Approve to Change Partial For For Management
Implementation Parties and Location of
a Project Financed via Raised Funds
--------------------------------------------------------------------------------
SHANDONG PHARMACEUTICAL GLASS CO., LTD.
Ticker: 600529 Security ID: Y7678P103
Meeting Date: MAY 07, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Independent Directors' For For Management
Work Report
4 Approve 2010 Financial Statements For For Management
5 Approve 2010 Allocation of Income and For For Management
Dividends
6 Approve 2010 Annual Report and Annual For For Management
Report Summary
7 Approve to Re-Appoint Shanghai For For Management
Certified Public Accountants as
Company's 2011 Audit Firm
8 Approve Estimation of 2011 For For Management
Related-Party Transactions
9 Amend Articles of Association For For Management
10 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
11 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
12 Approve Remuneration of Directors and For For Management
Supervisors
13 Approve Provision for 2010 Incentive For For Management
Funds
14 Approve the Fourth Use Plan of the For For Management
Incentive Funds
15 Approve Investment in Expansion of a For For Management
Production Line
16 Approve Investment in an Energy Saving For For Management
and Environmental Control Project
17 Approve Transfer of 95.5% Shares Held For For Management
in a Company
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7682C106
Meeting Date: SEP 27, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Issuance of H For For Management
Shares and listing in Hong Kong
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Time of Issuance For For Management
2.3 Approve Manner of Issuance For For Management
2.4 Approve Scale of Issuance For For Management
2.5 Approve Manner of Pricing For For Management
2.6 Approve Parties For For Management
2.7 Approve Principle of Issurance For For Management
3 Approve the Company's Conversion to For For Management
Offering Shares Offshore
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Plan for Usage of Funds Raised For For Management
by H Share Offering
6 Approve Resolution Validity Period of H For For Management
Share Issurance
7 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Issuance of H Shares
8 Amend the Draft of the Company's For For Management
Articles of Association
9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
10 Approve to Amend Guidelines on the For For Management
Usage and Management of Raised Proceeds
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7682C106
Meeting Date: DEC 30, 2010 Meeting Type: Special
Record Date: DEC 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction Regarding For For Management
Purchase of Assets from a Company
2 Approve Authorization to the Board and For For Management
Authorized Persons to Handle All
Matters Related to the Purchase of
Assets from the Above Company
3 Approve Acquisition of Equity in China For Against Management
Health System Ltd.
4 Approve Authorization to the Board and For Against Management
Authorized Persons to Handle All
Matters Related to the Acquisition of
Equity in China Health System Ltd.
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7682C106
Meeting Date: JUN 30, 2011 Meeting Type: Annual
Record Date: JUN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Financial Statements For For Management
4 Approve 2010 Audit Fees for the For For Management
Financial Report
5 Approve to Appoint Audit Firm For For Management
6 Approve 2011 Aggregate Amount of For For Management
External Guarantee
7 Approve Daily Related-Party For For Management
Transactions with Shanghai
Pharmaceutical (Group) Co., Ltd.
8 Approve Adjustment on Allowance of For For Management
Independent Directors
9 Approve Plan of 2010 Allocation of For For Management
Income and Dividends
10 Approve to Grant a General Mandate to For For Management
the Board of Directors to Allot, Issue
and Deal with the Shares
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: SEP 20, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Independent For For Management
Directors
2 Elect Li Qingfeng as Supervisor For For Management
3 Approve Payment of Remuneration of For For Management
External Supervisors
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Financial Statements and For For Management
2011 Financial Budget Report
4 Approve 2010 Allocation of Income and For For Management
Dividends
5 Approve to Appoint Company's Audit Firm For For Management
6 Approve the Company's Issuance of For For Management
Subordinate Debenture
7 Approve to Hear 2010 Independent For For Management
Directors' Work Report
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: AUG 18, 2010 Meeting Type: Special
Record Date: AUG 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jin Zhixin as Director For For Management
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: JAN 14, 2011 Meeting Type: Special
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Increase Capital in a For For Management
Controlled Subsidiary
2 Amend Articles of Association For For Management
3 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 000983 Security ID: Y7701C103
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Annual Report and Annual For For Management
Report Summary
4 Approve 2010 Financial Statements For For Management
5 Approve 2010 Allocation of Income and For For Management
Dividends
6.1 Elect Jin Zhixin as Director For For Management
6.2 Elect Hu Wenqiang as Director For For Management
6.3 Elect Xue Daocheng as Director For For Management
6.4 Elect Wang Yubao as Director For For Management
6.5 Elect Li Xingren as Director For For Management
6.6 Elect Ning Zhihua as Director For For Management
6.7 Elect Zhang Jiwu as Independent For For Management
Director
6.8 Elect Li Duansheng as Independent For For Management
Director
6.9 Elect Shan Weihong as Independent For For Management
Director
6.10 Elect Wang Lijie as Independent For For Management
Director
7.1 Elect Wang Yongxin as Supervisor For For Management
7.2 Elect Li Hongdong as Supervisor For For Management
7.3 Elect Pei Tianqiang as Supervisor For For Management
7.4 Elect Zhai Fujun as Supervisor For For Management
8 Approve Reconsideration of the For For Management
Excessive Amount of 2010 Daily
Continuing Connected Transactions
9 Approve to Sign 2011 Integrated For For Management
Services Agreement with a Company
10 Approve Connected Transactions For For Management
Regarding a Controlled Subsidiary's
2011 Procurement of Fuel Coal
11 Approve Connected Transactions For For Management
Regarding a Second Controlled
Subsidiary's 2011 Procurement of Fuel
Coal and Heat Supply
12 Approve Connected Transactions For For Management
Regarding a Wholly-owned Subsidiary's
2011 Procurement of Raw Coal
13 Approve Connected Transactions For For Management
Regarding the Company's 2011 Sales of
Coal to Shanxi Coking Group Co., Ltd.
14 Approve Connected Transactions For For Management
Regarding the Company's 2011 Sales of
Coal to Shanxi Coking Coal Group the
International Trading Co., Ltd.
15 Approve to Re-Appoint Company's Audit For For Management
Firm and Approve Payment of Audit Fee
--------------------------------------------------------------------------------
SHENYANG MACHINE TOOL CO., LTD.
Ticker: 000410 Security ID: Y7743A107
Meeting Date: NOV 11, 2010 Meeting Type: Special
Record Date: NOV 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Setup of a Company For For Management
--------------------------------------------------------------------------------
SHENYANG MACHINE TOOL CO., LTD.
Ticker: 000410 Security ID: Y7743A107
Meeting Date: DEC 22, 2010 Meeting Type: Special
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Connected Transaction Regarding For For Management
a Controlled Subsidiary to Entrust
another Company with the Research and
Development and Purchase of Equipment
--------------------------------------------------------------------------------
SHENYANG MACHINE TOOL CO., LTD.
Ticker: 000410 Security ID: Y7743A107
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Allocation of Income and For For Management
Dividends
4 Approve 2010 Annual Report and Annual For For Management
Report Summary
5 Approve to Re-Appoint Company's 2011 For For Management
Audit Firm
--------------------------------------------------------------------------------
SHENYANG MACHINE TOOL CO., LTD.
Ticker: 000410 Security ID: Y7743A107
Meeting Date: MAY 03, 2011 Meeting Type: Special
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction For For Management
Regarding a Controlling Shareholder's
Provision of Financial Aid for the
Company
--------------------------------------------------------------------------------
SOHU.COM INC.
Ticker: SOHU Security ID: 83408W103
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Zhang For For Management
1.2 Elect Director Charles Huang For For Management
1.3 Elect Director Dave Qi For Withhold Management
1.4 Elect Director Shi Wang For Withhold Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNING APPLIANCE CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: NOV 24, 2010 Meeting Type: Special
Record Date: NOV 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
3 Approve 2010 Stock Option Plan Grants For For Management
and Its Abstract
3.1 Approve the Determination and Scope of For For Management
the Incentive Objects
3.2 Approve Number, Source, and Type of For For Management
Underlying Stocks
3.3 Approve Allocation of the Stock Option For For Management
3.4 Approve Validity Period, Grant Day, For For Management
Waiting Period, Exercise Day and Lockup
Period of the Underlying Stocks
3.5 Approve Exercise Price and the Basis of For For Management
the Fix Price
3.6 Approve Conditions on Grant and For For Management
Exercise of the Stock Option
3.7 Approve Adjustment Method and For For Management
Procedures of the Stock Option Plan
3.8 Approve Grant and Exercise Procedures For For Management
of the Stock Option
3.9 Approve Modification, Termination and For For Management
Other Terms of the Stock Option Plan
4 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the Stock
Option Plan Grants
--------------------------------------------------------------------------------
SUNING APPLIANCE CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3 Approve 2010 Financial Statements For For Management
4 Approve 2010 Annual Report and Annual For For Management
Report Summary
5 Approve 2010 Allocation of Income and For For Management
Dividends
6 Approve Report on the Allocation and For For Management
Usage of 2010 Raised Funds
7 Approve to Re-Appoint Company's Audit For For Management
Firm
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO
Ticker: 600600 Security ID: Y8997D110
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Dismissal of For For Management
PricewaterhouseCoopers Being the
Company's Overseas Auditor
2 Approve Provision of Guarantees to the For Against Management
Bank Facilities of Tsingtao Brewery
(Hong Kong) Trade Company Limited
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO., LTD.
Ticker: 600600 Security ID: Y8997D110
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Articles of For For Management
Association and the Order of Meeting
for the Board of Directors
2 Approve the Company to Merge with Two For Abstain Management
Wholly-Owned Subsidiaries
3 Approve Work Report of Board of For For Management
Directors
4 Approve Work Report of Board of For For Management
Supervisors
5 Approve Audited Financial Statements For For Management
6 Approve Profit Distribution Plan and For For Management
Dividend Distribution Plan
7 Reappoint PricewaterhouseCoopers Zhong For Abstain Management
Tian CPAs Company Limited as Auditor
and Authorize Board to Fix Their
Remuneration
8 Appoint PricewaterhouseCoopers Zhong For Abstain Management
Tian CPAs Company Limited as Internal
Control Auditor and Authorize Board to
Fix Their Remuneration
9a Elect Jin Zhi Guo as Executive Director For For Management
9b Elect Wang Fan as Executive Director For For Management
9c Elect Sun Ming Bo as Executive Director For For Management
9d Elect Jiang Hong as Executive Director For For Management
9e Elect Sun Yu Guo as Executive Director For For Management
9f Elect Fumio Yamazaki as Non-Executive For For Management
Director
9g Elect Chen Zhi Yuan as Non-Executive For For Management
Director
9h Elect Wang Xue Zheng as Independent For For Management
Non-Executive Director
9i Elect Zhao Chang Wen as Independent For For Management
Non-Executive Director
9j Elect Wu Xiao Bo as Independent For For Management
Non-Executive Director
9k Elect Ma Hai Tao as Independent For For Management
Non-Executive Director
10a Elect Du Chang Gong as Supervisor For For Management
10b Elect Yang Wei Cheng as Supervisor For For Management
10c Elect Li Yan as Supervisor For For Management
10d Elect Kazuo Motoyama as Supervisor For For Management
11 Approve Remuneration Proposal for the For For Management
Members of the New Board and Board of
Supervisors and Authorize Board to Fix
Remuneration of Directors and
Supervisors
12 Approve to Purchase the Director and For Abstain Management
Senior Management Liability Insurance
for Members of the New Board, Board of
Supervisors, and Senior Management
13 Approve Use of Proceeds from the For For Management
Exercise of the Warrants of the Bonds
with Warrants
--------------------------------------------------------------------------------
UFIDA SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: DEC 03, 2010 Meeting Type: Special
Record Date: DEC 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Did Not Vote Management
2 Approve to Amend Rules and Procedures For Did Not Vote Management
Regarding Supervisory Committee Meeting
--------------------------------------------------------------------------------
UFIDA SOFTWARE CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For Did Not Vote Management
2 Approve 2010 Supervisors' Report For Did Not Vote Management
3 Approve 2010 Financial Statements Plan For Did Not Vote Management
4 Approve 2010 Allocation of Income and For Did Not Vote Management
Dividends
5 Approve 2010 Annual Report and Annual For Did Not Vote Management
Report Summary
6 Approve to Appoint Company's Audit Firm For Did Not Vote Management
7 Approve Amendments of Articles and the For Did Not Vote Management
Revised Articles of Association
8.1 Elect Wang Wenjing as Director For Did Not Vote Management
8.2 Elect Guo Xinping as Director For Did Not Vote Management
8.3 Elect Wu Zhengping as Director For Did Not Vote Management
8.4 Elect Wu Xiaoqiu as Independent For Did Not Vote Management
Director
8.5 Elect Xia Donglin as Independent For Did Not Vote Management
Director
8.6 Elect Li Shaotang as Independent For Did Not Vote Management
Director
9.1 Elect Zhang Ke as Supervisor For Did Not Vote Shareholder
9.2 Elect Gao Zhiyong as Supervisor For Did Not Vote Shareholder
10 Approve Issuance of Medium-term Note For Did Not Vote Management
11 Approve the Revised Stock Option Plan For Did Not Vote Management
Grants and Its Abstract
11.1 Approve the Determination and Scope of For Did Not Vote Management
the Incentive Objects
11.2 Approve Source and Number of the Stocks For Did Not Vote Management
11.3 Approve Allocation of the Stock Option For Did Not Vote Management
11.4 Approve Validity Period, Grant Day, For Did Not Vote Management
Waiting Period, Exercise Day and Lockup
Period
11.5 Approve Exercise Price and the Basis of For Did Not Vote Management
the Fix Price
11.6 Approve Conditions on Grant and For Did Not Vote Management
Conditions on Exercise
11.7 Approve Adjustment Method and For Did Not Vote Management
Procedures of the Stock Option Plan
11.8 Approve Implementation Procedures of For Did Not Vote Management
the Stock Option Plan, Grant and
Exercise Procedures of the Stock Option
11.9 Approve Modification and Termination of For Did Not Vote Management
the Stock Option Plan
11.10 Approve Rights and Obligations of the For Did Not Vote Management
Company and Incentive Objects
11.11 Others For Did Not Vote Management
12 Approve Implementation Assessment For Did Not Vote Management
Methods of the Stock Option Plan Grants
13 Approve Authorization to the Board to For Did Not Vote Management
Handle Matters in Relation to the Stock
Option Plan Grants
--------------------------------------------------------------------------------
WUHAN ZHONGBAI GROUP CO., LTD.
Ticker: 000759 Security ID: Y9715V101
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Annual Report and Annual For For Management
Report Summary
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Financial Statements For For Management
5 Approve 2010 Allocation of Income and For For Management
Dividends
6 Approve Special Report on the For For Management
Allocation and Usage of 2010 Raised
Funds
7 Approve to Provide Guarantee for For For Management
Subsidiaries
8 Approve to Re-Appoint Wuhan Zhonghuan For For Management
Certified Public Accountants as
Company's Audit Firm
9 Approve to Change Company Name For For Management
10 Amend Articles of Association For For Management
11 Approve 2010 Independent Directors' For For Management
Work Report
--------------------------------------------------------------------------------
WULIANGYE YIBIN CO., LTD.
Ticker: 000858 Security ID: Y9828D105
Meeting Date: APR 22, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Annual Report For For Management
2 Approve 2010 Directors' Report For For Management
3 Approve 2010 Supervisors' Report For For Management
4 Approve 2010 Financial Statements For For Management
5 Approve 2010 Allocation of Income and For For Management
Dividends
6 Approve Estimation of 2011 Daily For For Management
Continuing Connected Transactions
7 Approve the Company's Several Rules and For For Management
Regulations
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: JUL 09, 2010 Meeting Type: Special
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Project of Cement-Making For For Management
Using Acetylene Sludge Phrase 1 For 3
New Dry-Process Cement Clinker
Production Line with a Daily Output of
2500tons of Fukang Industrial Park
2 Approve the Proposal on Aksu Tianshan For For Management
Duolang Cement Company Ltd. Kashibranch
Expanding New Dry-Process Cement
Clinker Production Line with a
Dailyoutput of 4000 Tons
3 Approve the Proposal on Aksu Tianshan For For Management
Duolang Cement Company Ltd.
Kargilikcounty Branch Constructing a
New Dry-Process Cement Clinker
Production Line with a Daily Output of
4000 Tons
4 Approve the New Construction of For For Management
Commercial Concrete Project with an
Annual Output of 400,000 Cubic Meters
Located in Kashgar by Korla Tianshan
Shenzhouconcrete Company Ltd.
5 Approve the New Construction Of For For Management
Commercial Concrete Project With an
Annual Output Of 400,000 Cubic Meters
Located in Yu Shugou Town, Changji City
6 Approve the Proposal on Xinjiang Tunhe For For Management
Cement Company Ltd. Burqin
Branchsupporting the Construction of
Low-Temperature Co Generation Project
4.5mwupon, the Production Line with a
Daily Output of 2000 Tons
7 Approve the Proposal on Accepting the For For Management
Equity of Xinjiang Western
Tourismcompany Ltd. Held by The
Company's Holding Subsidiary-Turpan
Tourism Development Company Ltd.
8 Approve the Short-Term Liquidity For For Management
Borrowing
9 Approve the Proposal on Re-Appointing For For Management
the Accountant Firm and Payment of
Audit Fee
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: AUG 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Working Capital For For Management
and Project Loan
2 Approve the Construction of a For For Management
Production Line
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: OCT 15, 2010 Meeting Type: Special
Record Date: OCT 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Project Regarding For For Management
Production Line
2 Approve the Company's Project on For For Management
Production Line
3 Approve Another Company's Project on For For Management
Production Line
4 Approve the Above Company's Another For For Management
Project
5 Approve the Third Company's Project on For For Management
Production Line
6 Approve the Fourth Company's Project on For For Management
Production Line
7 Approve the Fifth Company's Extension For For Management
Project on Production Line
8 Approve the Sixth Company's Project on For For Management
Production Line
9 Approve the Implementation of Increase For For Management
in Capital and Expansion in Shares By
Current Shareholders of the Company's
Controlled Subsidiary
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: NOV 16, 2010 Meeting Type: Special
Record Date: NOV 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Production Line Project in For For Management
Fukang Industry Park
2 Approve Application for Medium and For For Management
Long-Term Project Loan from Seven Banks
by Controlled Subsidiaries
3 Approve Application for Credit from For For Management
Five Banks by the Company and
Controlled Subsidiary
4 Approve Provision of Loan and Credit For For Management
Guarantee for Controlled Subsidiaries
5 Approve Application for RMB 95 Million For For Management
Working Capital Loan from Another Two
Banks
6 Approve Additional Quota Upper Limit in For For Management
2010 Continuing Connected Transactions
between the Company and Controlled
Subsidiary and Related Party
--------------------------------------------------------------------------------
XINJIANG TIANSHAN CEMENT CO., LTD.
Ticker: 000877 Security ID: Y97241106
Meeting Date: JAN 27, 2011 Meeting Type: Special
Record Date: JAN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Company's Construction For For Management
Project of the Ready-Mixed Concrete
Production Line
2 Approve a Second Company's Construction For For Management
Project of the Ready-Mixed Concrete
Production Line
3 Approve a Third Company's Construction For For Management
Project of the Ready-Mixed Concrete
Production Line
4 Approve a Controlled Subsidiary to For Against Management
Purchase Pump Car
5 Approve the Company's 2011 Loan and For For Management
Credit Line and Authorization to the
President to Sign the Related Legal
Documents within the Limits
6 Approve Provision of Guarantee by the For Against Management
Company and Its Controlled Subsidiaries
7 Approve the Company's Issuance of For For Management
Medium-term Note and Short-term
Financing Bill
8 Approve Provision for Impairment by the For For Management
Company and Its Subsidiaries
--------------------------------------------------------------------------------
XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: SEP 16, 2010 Meeting Type: Special
Record Date: SEP 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Withdrawl of Application For For Management
Materials for Asset Acquisition via
Share Offering
2 Approve Cancellation of Related For For Management
Agreement nn Asset Acquisition via
Share Offering
--------------------------------------------------------------------------------
XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Annual Report and Annual For For Management
Report Summary
2 Approve 2010 Directors' Report For For Management
3 Approve 2010 Financial Statements For For Management
4 Approve 2010 Allocation of Income and For For Management
Dividends
5 Approve to Re-Appoint Beijing Xinghua For For Management
Certified Public Accountants
6 Approve Estimation of 2011 Daily For For Management
Related-Party Transactions
7 Approve the Excessive Amount of 2010 For For Management
Daily Related-Party Transactions
8 Approve 2010 Supervisors' Report For For Management
9 Approve Expansion of Business Scope and For For Management
Amendments on Articles of Association
10 Approve the Company's Eligibility for For For Management
Issuance of Corporate Bonds
11 Approve Plan on Issuance of Corporate For For Management
Bonds
11.1 Approve Issue Size For For Management
11.2 Approve Par Value and Issue Price For For Management
11.3 Approve Term of the Bonds For For Management
11.4 Approve Bond Interest Rate and For For Management
Determination
11.5 Approve Issue Manner For For Management
11.6 Approve Matters Relating to Guarantees For For Management
11.7 Approve Issue Parties For For Management
11.8 Approve Placement Arrangement for For For Management
Original Shareholders
11.9 Approve Usage of the Raised Funds For For Management
11.10 Approve Arrangement on Redemption and For For Management
Sell-Back
11.11 Approve Method of Repayment of Capital For For Management
and Interest
11.12 Approve Bond Type For For Management
11.13 Approve Listing Arrangement For For Management
11.14 Approve Resolution Validity Period For For Management
12 Authorize Board to Handle All Matters For For Management
Related to the Issuance and Listing of
Corporate Bonds
--------------------------------------------------------------------------------
XJ ELECTRIC CO., LTD.
Ticker: 000400 Security ID: Y9722U104
Meeting Date: JUN 21, 2011 Meeting Type: Special
Record Date: JUN 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Li Fusheng as Director For For Management
2.2 Elect Yu Shixin as Director For For Management
2.3 Elect Tan Guobiao as Director For For Management
2.4 Elect Yao Zhiqing as Director For For Management
2.5 Elect Zhang Xinchang as Director For For Management
2.6 Elect Ma Baozhou as Director For For Management
2.7 Elect Pan Fei as Independent Director For For Management
2.8 Elect Geng Mingzhai as Independent For For Management
Director
2.9 Elect Tian Tucheng as Independent For For Management
Director
3.1 Elect Cheng Limin as Supervisor For For Shareholder
3.2 Elect Jin Guoyun as Supervisor For For Shareholder
4 Approve Adjustment on Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 01171 Security ID: Y97417110
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Grant Thornton Jingdu Tianhua For For Management
as International Auditors and Authorize
Board to Fix Their Remuneration
2 Amend Articles of Association of the For For Management
Company
3 Amend Rules of Procedures for the For For Management
Shareholders' Meeting
4 Amend Rules of Procedures for the Board For For Management
of Directors
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: SEP 16, 2010 Meeting Type: Special
Record Date: SEP 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: JAN 26, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Rights Issue
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Allotment Base, Proportion and For For Management
Number of Shares
2.3 Approve Issue Price and Basis of Fix For For Management
Price
2.4 Approve Issue Parties For For Management
2.5 Approve Usage of Funds For For Management
2.6 Approve Manner of Issuance For For Management
2.7 Approve Time of Issuance For For Management
2.8 Approve Approach of Underwriting For For Management
2.9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
2.10 Approve Resolution Validity Period For For Management
3 Approve Feasibility Report on the Usage For For Management
of Funds from Rights Issue
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Rights Issue
6 Approve the Company's Guidelines on the For For Management
Usage and Management of Raised Proceeds
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO., LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: APR 02, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For Did Not Vote Management
2 Approve 2010 Supervisors' Report For Did Not Vote Management
3 Approve 2010 Independent Directors' For Did Not Vote Management
Work Report
4 Approve 2010 Financial Statements For Did Not Vote Management
5 Approve 2010 Annual Report and Annual For Did Not Vote Management
Report Summary
6 Approve 2010 Allocation of Income and For Did Not Vote Management
Dividends
7.1 Approve Implementation status and For Did Not Vote Management
Ratification of the Excessive Amount of
2010 Daily Continuing Connected
Transactions
7.2 Approve Estimation of 2011 Daily For Did Not Vote Management
Continuing Connected Transactions
8.1 Elect Tang Yuxiang as Director For Did Not Vote Management
8.2 Elect Zhu Zhongxia as Director For Did Not Vote Management
8.3 Elect Yang Xiangying as Director For Did Not Vote Management
8.4 Elect Sun Qian as Director For Did Not Vote Management
8.5 Elect Ning Jincheng as Independent For Did Not Vote Management
Director
8.6 Elect Si Linsheng as Independent For Did Not Vote Management
Director
8.7 Elect Zhu Yongming as Independent For Did Not Vote Management
Director
9.1 Elect Peng Xuemin as Supervisor For Did Not Vote Management
9.2 Elect Li Lin as Supervisor For Did Not Vote Management
9.3 Elect Huang Xiaojin as Supervisor For Did Not Vote Management
10 Approve the Bus Special Vehicle For Did Not Vote Management
Capacity Improving Project of a Branch
Company
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Morgan Stanley China A Share Fund, Inc. | ||
| By (Signature and Title)* | /s/ Arthur Lev | ||
|
Arthur Lev President and Principal Executive Officer | |||
|
| |||
| Date | August 25, 2011 | ||
|
* Print the name and title of each signing officer under his or her signature.
| |||