CUSIP No. CUSIP 004319 10 9 |
13D
|
1
|
NAME
OF REPORTING PERSONS. I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
E*TRADE
Information Services, LLC
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
(b)
|
o
o
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
AF
|
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d)
or 2(e)
|
o
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
8
|
SHARED
VOTING POWER
5,778,120
|
|
9
|
SOLE
DISPOSITIVE POWER
-0-
|
|
10
|
SHARED
DISPOSITIVE POWER
5,778,120
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See
Row 8 above.
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
o
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.6
percent (E*TRADE purchased 5,778,120 shares and the Issuer had
36,997,266 shares outstanding after taking those shares into
account)
|
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
OO
|
CUSIP No. CUSIP 004319 10 9 |
13D
|
1
|
NAME
OF REPORTING PERSONS. I.R.S
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
E*TRADE
Holdings, Inc.
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
(b)
|
o
o
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
AF
|
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d)
or 2(e)
|
o
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
8
|
SHARED
VOTING POWER
5,778,120
|
|
9
|
SOLE
DISPOSITIVE POWER
-0-
|
|
10
|
SHARED
DISPOSITIVE POWER
5,778,120
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See
Row 8 above.
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
o
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.6
percent (E*TRADE purchased 5,778,120 shares and the Issuer had
36,997,266 shares outstanding after taking those shares into
account)
|
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
CO
|
CUSIP No. CUSIP 004319 10 9 |
13D
|
1
|
NAME
OF REPORTING PERSONS. I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
E*TRADE
Financial Corporation
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
(b)
|
o
o
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS (See Instructions)
WC
|
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d)
or 2(e)
|
o
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON
WITH
|
7
|
SOLE
VOTING POWER
-0-
|
8
|
SHARED
VOTING POWER
5,778,120
|
|
9
|
SOLE
DISPOSITIVE POWER
-0-
|
|
10
|
SHARED
DISPOSITIVE POWER
5,778,120
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See
Row 8 above.
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
o
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.6
percent (E*TRADE purchased 5,778,120 shares and the Issuer had
36,997,266 shares outstanding after taking those shares into
account)
|
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
CO
|
(a)
|
Number
of shares: 5,778,120 shares
|
|
Percentage
of shares: 15.6 percent (E*TRADE purchased 5,778,120 shares and
the Issuer had 36,997,266 shares outstanding after taking those
shares
into account)
|
|
|
(b)
|
Sole
power to vote or direct the vote: 0 shares
|
|
Shared
power to vote or direct the vote: 5,778,120 shares
|
|
Sole
power to dispose or to direct the disposition: 0
shares
|
|
Shared
power to dispose or direct the disposition:
5,778,120 shares
|
(c)
|
During
the last 60 days the Reporting Persons did not engage in any open
market
transactions in the Issuer’s Common Stock.
|
(d)
|
Not
applicable.
|
(e)
|
Not
applicable.
|
10.1
|
|
Common
Stock Purchase Agreement, dated as of January 17, 2008 (incorporated
by
reference to Exhibit 10(wwwww) to the Issuer's Form 8-K as filed with
the Securities and Exchange Commission on January 24,
2008).
|
10.2
|
|
Voting
Agreement, dated as of January 17, 2008 (incorporated by reference
to
Exhibit 10(xxxxx) to the Issuer's Form 8-K as filed with the Securities
and Exchange Commission on January 24, 2008).
|
10.3
|
|
Option
to Purchase Agreement, dated of as January 17, 2008 (incorporated
by
reference to Exhibit 10(yyyyy) to the Issuer's Form 8-K as filed
with the
Securities and Exchange Commission on January 24,
2008).
|
10.4
|
|
Master
Services Agreement, dated June 1, 2005 (incorporated by reference
to
Exhibit 10(zzzzz) to the Issuer's Form 8-K as filed with the Securities
and Exchange Commission on January 24, 2008).
|
10.5
|
|
Amendment
to Master Services Agreement, dated as of January 17, 2008 (incorporated
by reference to Exhibit 10(aaaaaa) to the Issuer's Form 8-K as
filed with
the Securities and Exchange Commission on January 24,
2008).
|
E*TRADE Information Services LLC | E*TRADE Financial Corporation | ||||
By: |
/s/
Michael
Curcio
|
By: |
/s/
Arlen
Gelbard
|
||
Michael
Curcio, Director
and
President
|
Arlen
Gelbard,
General Counsel and
Corporate
Secretary
|
||||
|
|||||
ETFC Holding, Inc. | |||||
By: |
E*TRADE
Financial
Corporation
its
parent
|
||||
By: |
/s/
Arlen
Gelbard
|
||||
Arlen
Gelbard,
Director and
President
|