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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U5B
JOINT REGISTRATION STATEMENT
Filed Pursuant to Section 5 of the
Public Utility Holding Company Act of 1935
CenterPoint Energy, Inc.
Utility Holding, LLC
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Name of Registrants
Name, Title and Address of Officer to Whom Notices
And Correspondence Concerning This Statement Should Be Addressed
Rufus S. Scott
Vice President, Deputy General Counsel and Assistant Corporate Secretary
CenterPoint Energy, Inc.
1111 Louisiana
Houston, TX 77002
Glossary of Defined Terms
1935 Act Application Application/Declaration of Reliant Energy, Incorporated
and CenterPoint Energy, Inc. Under the Public Utility
Holding Company Act of 1935, as amended (File No.
070-09895), (as amended and restated by Amendment No. 7,
filed with the Commission on July 5, 2002, and as
further amended by Amendment No. 8, filed with the
Commission on October 11, 2002)
Act Public Utility Holding Company Act of 1935, as amended
CenterPoint CenterPoint Energy, Inc.
Commission Securities and Exchange Commission
REGISTRATION STATEMENT
1. Exact Name of Registrants: CenterPoint Energy, Inc.
Utility Holding, LLC(1)
2. Address of Principal Executive Offices:
CenterPoint Energy, Inc. is located at: 1111 Louisiana, Houston,
Texas 70002
Utility Holding, LLC is located at: 200 West Ninth Street Plaza,
Suite 411
Wilmington, Delaware 19801
3. Name and address of Chief Accounting Officer: James S. Brian, Senior Vice
President and Chief Accounting Officer, CenterPoint Energy, Inc.,
1111 Louisiana, Houston, Texas 70002
4. Certain information as to the registrant and each subsidiary:
See Schedule 4.1 hereto.
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(1) Utility Holding, LLC was created solely as a special-purpose entity for
tax efficiency purposes, so many of the requests for information herein are not
applicable. Utility Holding, LLC is being registered to comply with the
technical requirements of the Act, but the responses herein do not specifically
address Utility Holding, LLC except where information is otherwise provided for
CenterPoint's subsidiaries.
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BUSINESS
5. (a) The general character of the business done by the registrant and its
subsidiaries, separated as between the holding companies, public
utility subsidiaries (as defined in the Act) and the various
non-utility subsidiaries.
Information regarding the general business of CenterPoint and
its subsidiaries can be found in the following documents which were
previously filed with the Commission: the Current Report on Form 8-K
filed by CenterPoint on September 13, 2002 (File No. 1-31447), the
Quarterly Report on Form 10-Q filed by CenterPoint on November 14, 2002
(File No. 1-31447), the Current Report on Form 8-K/A (Amendment No. 1)
filed by CenterPoint Energy Houston Electric, LLC on September 6, 2002
(File No. 1-3187), the Quarterly Report on Form 10-Q filed by
CenterPoint Energy Houston Electric, LLC on November 14, 2002 (File No.
1-3187), Item 1 of the Annual Report on Form 10-K/A (Amendment No. 1)
of Reliant Energy Resources Corp., filed on July 15, 2002 (File No.
1-13265), the Quarterly Report on Form 10-Q filed by CenterPoint Energy
Resources Corp. on November 14, 2002 (File No. 1-13265), and the 1935
Act Application, all of which are incorporated by reference herein.
(b) Any substantial changes which may have occurred in the general
character of the business of such companies during the preceding five
years.
Information regarding any substantial changes which may have
occurred in the general character of the business of CenterPoint and
its subsidiaries during the past five years may be found in the
Registration Statement on Form S-4/A (Amendment No. 1) filed by
CenterPoint Energy, Inc. on November 5, 2001 (File No. 333-69502), the
Current Report on Form 8-K filed by CenterPoint on September 13, 2002
(File No. 1-31447), the Quarterly Report on Form 10-Q filed by
CenterPoint on November 14, 2002 (File No. 1-31447), the Current Report
on Form 8-K/A (Amendment No. 1) filed by CenterPoint Energy Houston
Electric, LLC on September 6, 2002 (File No. 1-3187), the Quarterly
Report on Form 10-Q filed by CenterPoint Energy Houston Electric, LLC
on November 14, 2002 (File No. 1-3187), the Quarterly Report on Form
10-Q filed by CenterPoint Energy Resources Corp. on November 14, 2002
(File No. 1-13265), Item 1 of the Annual Report on Form 10-K/A
(Amendment No. 1) of Reliant Energy Resources Corp., filed on July 15,
2002 (File No. 1-13265), Item 1 of the Annual Report on Form 10-K of
Reliant Energy Resources Corp., filed on March 22, 2001 (File No.
1-13265), Item 1 of the Annual Report on Form 10-K of Reliant Energy
Resources Corp., filed on March 17, 2000 (File No. 1-13265), Item 1 of
the Annual Report on Form 10-K of Reliant Energy Resources Corp.,
filed on March 19, 1999 (File No. 1-13265), Item 1 of the Annual Report
on Form 10-K of Reliant Energy Resources Corp., filed on March 24,
1998 (File No. 1-13265), and the 1935 Act Application, all of which are
incorporated by reference herein.
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PROPERTY
6. Describe briefly the general character and location of the principal
plants, properties, and other important physical units of the registrant
and its subsidiaries, showing separately (a) public utility and (b) other
properties. If any principal plant or important unit is not held in fee, so
state and describe how held.
See the Quarterly Report on Form 10-Q filed by CenterPoint on November
14, 2002 (File No. 1-31447), Item 2 of the Annual Report on Form 10-K/A
(Amendment No. 1) of Reliant Energy Resources Corp., filed on July 15, 2002
(File No. 1-13265), the Quarterly Report on Form 10-Q filed by CenterPoint
Energy Resources Corp. on November 14, 2002 (File No. 1-13265), and the
1935 Act Application, all of which are incorporated by reference herein.
INTERSTATE TRANSACTIONS
7. For each public utility company in the holding company system of the
registrant which is engaged in the transmission of electric energy or gas
in interstate commerce, furnish the following information for the last
calendar year:
Reliant Energy HL&P has on file with the Federal Energy Regulatory
Commission its FERC Form 1 (provided as Exhibit G-1 hereto under cover of
Form SE). Reliant Energy Gas Transmission Company has on file with the
Federal Regulatory Commission its FERC Form No. 2 (provided as Exhibit G-6
hereto under cover of Form SE). In addition, the Mississippi River
Transmission Corporation has on file with the Federal Regulatory Commission
its FERC Form No. 2 (provided as Exhibit G-7 hereto under cover of Form
SE).
SECURITIES OUTSTANDING
8. Submit the following information concerning the registrant and each
subsidiary thereof as of the latest available date:
FUNDED DEBT
(a) For each issue or series of funded debt, including funded debt secured
by liens on property owned, whether or not such debt has been assumed:
(Do not include here any contingent liabilities reported under
paragraph 8(c)).
See Schedule 8.1 hereto.
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CAPITAL STOCK
(b) For each class of capital stock including certificates of beneficial
interest give information in number of shares and in dollar amounts:
(Do not include here any warrants, options, or other securities
reported under paragraph 8(d)).
See Schedule 8.2 hereto. In addition, a description of CenterPoint's
common stock and associated rights to purchase its Series A preferred stock
can be found in CenterPoint's Current Report on Form 8-K filed with the
Commission on September 3, 2002 (File No. 333-69502).
CONTINGENT LIABILITIES
(c) A brief outline of the nature and amount of each contingent liability
on account of endorsement or other guarantees of any securities.
Information regarding contingent liabilities of CenterPoint and its
subsidiary companies can be found in the following documents, all of which
are incorporated by reference herein: Note 10 to the consolidated financial
statements of the Annual Report on Form 10-K/A (Amendment No. 1) of Reliant
Energy Resources Corp. filed on July 15, 2002 (File No. 1-13265), the
Quarterly Report on Form 10-Q filed by CenterPoint Energy Resources Corp.
on November 14, 2002 (File No. 1-13265), Note 14 to the consolidated
financial statements in the Annual Report on Form 10-K/A (Amendment No. 1)
of Reliant Energy, Incorporated (filed July 5, 2002) (File No. 1-3187), and
Schedule 8.1 hereto.
OTHER SECURITIES
(d) A statement of the amount of warrants, rights, or options and of any
class of securities of the registrant and subsidiary companies not
elsewhere herein described which is outstanding and/or authorized. A
brief description of the provisions thereof should be included.
Information need not be set forth under this item as to notes, drafts,
bills of exchange or bankers' acceptances which mature within nine
months.
Information with respect to the Reliant Energy, Incorporated Savings
Plan, the CenterPoint Energy, Inc. Long-Term Incentive Compensation Plan
(formerly the Houston Industries Incorporated Long-Term Incentive
Compensation Plan), the CenterPoint Energy, Inc. 1994 Long-Term Incentive
Compensation Plan (formerly the Reliant Energy, Incorporated 1994 Long-Term
Incentive Compensation Plan), and the CenterPoint Energy, Inc. Stock Plan
for Outside Directors (formerly the Houston Industries Incorporated Stock
Plan for Outside Directors) can be found in the Post-Effective Amendment
No. 5 (on Form S-8) to the Form S-4 Registration Statement No. 333-11329 of
Reliant Energy, Incorporated (filed September 4, 2002 by CenterPoint
Energy, Inc.). Additional information with respect to the CenterPoint
Energy, Inc. 1994 Long-Term Incentive Compensation Plan (formerly the
Reliant Energy, Incorporated 1994 Long-Term Incentive Compensation Plan)
can be found in the Post-Effective Amendment No. 1 to the Form S-8
Registration Statement No. 333-98271 of Reliant Energy, Incorporated (filed
September 4, 2002 by CenterPoint Energy, Inc.). Information with respect to
the Reliant Energy, Incorporated Supplemental Stock Plan for Outside
Directors can be found in the Post-
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Effective Amendment No. 1 to the Form S-8 Registration Statement
No. 333-38188 of Reliant Energy, Incorporated (filed September 4, 2002 by
CenterPoint Energy, Inc.). Information with respect to the CenterPoint
Energy, Inc. Common Stock Participation Plan for Designated New Employees
and Non-Officer Employees (formerly the Reliant Energy, Incorporated Common
Stock Participation Plan for Designated New Employees and Non-Officer
Employees) can be found in the Post-Effective Amendment No. 1 to the Form
S-8 Registration Statement No. 333-49333 of Reliant Energy, Incorporated
(filed September 4, 2002 by CenterPoint Energy, Inc.). Information with
respect to the Long-Term Incentive Plan of CenterPoint Energy, Inc.
(formerly the Long-Term Incentive Compensation Plan of Reliant Energy,
Incorporated) can be found in the Post-Effective Amendment No. 1 to the
Form S-8 Registration Statement No. 333-60260 of Reliant Energy,
Incorporated (filed September 4, 2002 by CenterPoint Energy, Inc.).
Information with respect to the employee stock options assumed by Houston
Lighting & Power Company (renamed Houston Industries Incorporated) pursuant
to the Agreement and Plan of Merger dated as of August 11, 1996, as
amended, by and among Houston Industries Incorporated, Houston Lighting &
Power Company, HI Merger, Inc. and Noram Energy Corp. can be found in the
Post-Effective Amendment No. 1 to the Form S-8 Registration Statement No.
333-32413 of Reliant Energy, Incorporated (filed September 6, 2002 by
CenterPoint Energy, Inc.).
In addition, see Schedule 8.3 hereto for information regarding
CenterPoint Energy Resources Corp.'s Term Enhanced Remarketable Securities
and the issuance of Zero-Premium Exchangeable Subordinated Notes by
CenterPoint. See also Schedule 8.4 hereto for information on the amounts of
classes of securities of CenterPoint and its subsidiaries which are
authorized but unissued or unutilized.
INVESTMENTS IN SYSTEM SECURITIES
9. Give a tabulation showing principal amount, par or stated value, the
cost to the system company originally acquiring such security, and the
number of shares or units, of each security described under Item 8 that is
held by the registrant and by each subsidiary company thereof as the record
(or beneficial) owner, and the amount at which the same are carried on the
books of each such owner. This information should be given as of the same
date as the information furnished in Item 8.
See Schedule 9.1 hereto. CenterPoint will provide supplemental
information regarding book value and foreign subsidiaries within thirty
days of the date of this filing.
INVESTMENTS IN OTHER COMPANIES
10. Give a tabulation showing all investment of the registrant and each
subsidiary thereof in holding companies and in public utility companies
which are not subsidiary companies of the registrant. Also, show all other
investments of the registrant and each subsidiary thereof in the securities
of any other enterprise, if the book value of the investment in any such
enterprise exceeds 2% of the total debit accounts shown on the balance
sheet of the company owning investment or an amount in excess of $25,000
(whichever amount is the lesser). Give the principal amount and number of
shares or units and the
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cost of each issue of such securities to the system company originally
acquiring such security, and the amount at which the same are carried on
the books of the owner. List all such securities pledged as collateral for
loans or other obligations and identify loans and obligations for which
pledged. This information should be given as of the same date as the
information furnished in Item 8.
See Schedule 10.1 hereto.
INDEBTEDNESS OF SYSTEM COMPANIES
11. List each indebtedness of the registrant and of each subsidiary company
thereof (other than indebtedness reported under Item 8, but as of the same
date) where the aggregate debt owed by any such company to any one person
exceeds $25,000 or an amount exceeding 2% of the total of the debit
accounts shown on the balance sheet of the debtor (whichever amount is the
lesser) but not including any case in which such aggregate indebtedness is
less than $5,000, and give the following additional information as to each
such indebtedness:
(a) Debts owed to associate companies as of September 30, 2002.
See Schedule 11.1 hereto.
(b) Debts owed to others as of September 30, 2002.
See Schedule 8.1 hereto.
PRINCIPAL LEASES
12. Describe briefly the principal features of each lease (omitting oil and gas
leases) to which the registrant or any subsidiary company thereof is a
party, which involves rental at an annual rate of more than $50,000 or an
amount exceeding 1% of the annual gross operating revenue of such party to
said lease during its last fiscal year (whichever of such sums is the
lesser) but not including any lease involving rental at a rate of less than
$5,000 per year.
See Schedule 12.1 hereto.
SECURITIES SOLD
13. If, during the last five years, the registrant or any subsidiary company
thereof has issued, sold, or exchanged either publicly or privately any
securities having a principal amount, par, stated or declared value
exceeding $1,000,000 or exceeding an amount equal to 10% of the total
liabilities as shown by the balance sheet of issuer at the time such issue
(whichever of such sums is the lesser), give the following information with
respect to each such issue or sale:
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See Schedule 13.1 hereto. In addition, under various benefit plans
additional securities may be purchased from CenterPoint from time to time.
See Item 8(d) herein.
AGREEMENTS FOR FUTURE DISTRIBUTION OF SECURITIES
14. (a) Summarize the terms of any existing agreement to which the registrant
or any associate or affiliate company thereof is a party or in which
any such company has a beneficial interest with respect to future
distributions of securities of the registrant or of any subsidiary.
As noted in Item 8(d) herein, information with respect to the
Reliant Energy, Incorporated Savings Plan, the CenterPoint Energy, Inc.
Long-Term Incentive Compensation Plan (formerly the Houston Industries
Incorporated Long-Term Incentive Compensation Plan), the CenterPoint
Energy, Inc. 1994 Long-Term Incentive Compensation Plan (formerly the
Reliant Energy, Incorporated 1994 Long-Term Incentive Compensation
Plan), and the CenterPoint Energy, Inc. Stock Plan for Outside
Directors (formerly the Houston Industries Incorporated Stock Plan for
Outside Directors) can be found in the Post-Effective Amendment No. 5
(on Form S-8) to the Form S-4 Registration Statement No. 333-11329 of
Reliant Energy, Incorporated (filed September 4, 2002 by CenterPoint
Energy, Inc.). Additional information with respect to the CenterPoint
Energy, Inc. 1994 Long-Term Incentive Compensation Plan (formerly the
Reliant Energy, Incorporated 1994 Long-Term Incentive Compensation
Plan) can be found in the Post-Effective Amendment No. 1 to the Form
S-8 Registration Statement No. 333-98271 of Reliant Energy,
Incorporated (filed September 4, 2002 by CenterPoint Energy, Inc.).
Information with respect to the Reliant Energy, Incorporated
Supplemental Stock Plan for Outside Directors can be found in the Post-
Effective Amendment No. 1 to the Form S-8 Registration Statement No.
333-38188 of Reliant Energy, Incorporated (filed September 4, 2002 by
CenterPoint Energy, Inc.). Information with respect to the CenterPoint
Energy, Inc. Common Stock Participation Plan for Designated New
Employees and Non-Officer Employees (formerly the Reliant Energy,
Incorporated Common Stock Participation Plan for Designated New
Employees and Non-Officer Employees) can be found in the Post-Effective
Amendment No. 1 to the Form S-8 Registration Statement No. 333-49333 of
Reliant Energy, Incorporated (filed September 4, 2002 by CenterPoint
Energy, Inc.). Information with respect to the Long-Term Incentive Plan
of CenterPoint Energy, Inc. (formerly the Long-Term Incentive
Compensation Plan of Reliant Energy, Incorporated) can be found in the
Post-Effective Amendment No. 1 to the Form S-8 Registration Statement
No. 333-60260 of Reliant Energy, Incorporated (filed September 4, 2002
by CenterPoint Energy, Inc.). Information with respect to the employee
stock options assumed by Houston Lighting & Power Company (renamed
Houston Industries Incorporated) pursuant to the Agreement and Plan of
Merger dated as of August 11, 1996, as amended, by and among Houston
Industries Incorporated, Houston Lighting & Power Company, HI Merger,
Inc. and Noram Energy Corp. can be found in the Post-Effective
Amendment No. 1 to the Form S-8 Registration Statement No. 333-32413 of
Reliant Energy, Incorporated (filed September 6, 2002 by CenterPoint
Energy, Inc.). In addition, information about the Investor's Choice
Plan, a program whereby current holders of CenterPoint's common stock
and CenterPoint's first mortgage bonds are permitted to purchase and
sell shares of CenterPoint common stock directly through the plan, can
be found in the Prospectus filed on Form 424b3 by CenterPoint on
November 19, 2002 (File No. 333-68290-99).
(b) Describe briefly the nature of any financial interest (other than the
ownership of securities acquired as a dealer for the purpose of
resale) which any person with whom such agreement exists, has in the
registrant or in any associate company thereof.
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The beneficiaries of the employee benefit plans referred to above
may be deemed to have a financial interest in the registrant or affiliated
companies thereof by virtue of their employment relationship with the
registrant or such other companies and compensation and benefit agreements
and other arrangements relating to such employment.
TWENTY LARGEST HOLDERS OF CAPITAL STOCKS
15. As of a recent date (indicating such date for each class) give the
following information with respect to the holders of each class of stock
and/or certificates of beneficial interest of the registrant:
(a) The twenty largest registered holders of common stock of CenterPoint,
as of September 30, 2002.
See Schedule 15.1.
(b) Number of shareholders of record each holding 1,000 shares or more, and
aggregate number of shares so held.
As of September 30, 2002, there were 8,877 shareholders of record
holding 1,000 shares or more, for a total of 292,224,726 shares.
(c) Number of shareholders of record each holding less than 1,000 shares,
and aggregate number of shares so held.
As of September 30, 2002, there were 59,266 shareholders of record
holding less than 1,000 shares, for a total of 12,110,731 shares.
OFFICERS, DIRECTORS AND EMPLOYEES
16. (a) Positions and Compensation of Officers and Directors. Give name and
address of each director and officer (including any person who performs
similar functions) of the registrant, of each subsidiary company
thereof, and of each mutual service company which is a member of the
same holding company system. Opposite the name of each such individual
give the title of every such position held by him and briefly describe
each other employment of such individual by each such company.
Each director of CenterPoint who is not an employee receives an
annual retainer of $30,000, paid in quarterly installments. Each
director also receives $1,200 for each meeting attended. In November
2002, the Board of Directors also authorized an additional retainer
for the director serving as the non-executive chairman of the board
during the period from October 2002 through September 2004. The
chairman will receive an additional retainer of $25,000 per month
during that period and also will be rewarded a total of 20,000 shares
of common stock.
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Additional information is set forth in the Current Report on Form
8-K filed by CenterPoint on September 13, 2002 (File No. 1-31447), and
the Current Report on Form 8-K filed by CenterPoint on October 1, 2002
(File No. 1-31447), each of which is incorporated by reference herein.
State the present rate of compensation on an annual basis for each
director whose aggregate compensation from all such companies exceeds
$1,000 per year, and of each officer whose aggregate compensation from
such companies is at the rate of $20,000 or more per year. In the event
any officer devotes only part of his time to a company or companies in
the system this fact should be indicated by appropriate footnote. Such
compensation for such part time should be computed on an annual rate
and if such annual rate exceeds $20,000 the actual compensation as well
as annual rate should also be reported.
Compensation of the executive and senior officers of CenterPoint
are set forth on Schedule 16.1, for which confidential treatment is
requested.
16. (b) Compensation of Certain Employees. As to regular employees of such
companies who are not directors or officers of any one of them, list
the name, address, and aggregate annual rate of compensation of all
those who receive $20,000 or more per year from all such companies.
This information can only be compiled by CenterPoint by incurring
unreasonable effort because a large proportion of the employees of
CenterPoint and its subsidiaries receive an annual rate of compensation
of $20,000 or more per year.
16. (c) Indebtedness to System Companies. As to every such director, trustee or
officer as aforesaid, who is indebted to any one of such companies, or
on whose behalf any such company has now outstanding and effective any
obligation to assume or guarantee payment of any indebtedness to
another, and whose total direct and contingent liability to such
company exceeds the sum of $1,000, give the name of such director,
trustee, or officer, the name of such company, and describe briefly the
nature and amount of such direct and contingent obligations.
CenterPoint maintains an appliance loan program through which all
employees are allowed to purchase certain appliances on an
interest-free basis, subject to paying a five percent up-front
administrative charge. Although some officers of CenterPoint and its
subsidiaries have loans under this program, no senior or executive
officer has a loan under this program.
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16. (d) Contracts. If any such director, trustee, or officer as aforesaid:
(1) has an existing contract with any such company (exclusive of an
employment contract which provides for no compensation other than that
set forth in paragraph (a) of this Item); or, (2) either individually
or together with the members of his immediate family, owns, directly or
indirectly, 5% or more of the voting securities of any third person
with whom any such company has an existing contract; or, (3) has any
other beneficial interest in an existing contract to which any such
company is a party; describe briefly the nature of such contract, the
names of the parties thereto, the terms thereof, and the interest of
such officer, trustee, or director therein.
Not applicable.
16. (e) Banking Connections. If any such director, trustee, or officer is an
executive officer, director, partner, appointee, or representative of
any bank, trust company, investment banker, or banking association or
firm, or of any corporation a majority of whose stock having the
unrestricted right to vote for the election of directors, is owned by
any bank, trust company, investment banker, or banking association or
firm, state the name of such director or officer, describe briefly such
other positions held by him and indicate which of the rules under
Section 17(c) authorizes the registrant and subsidiary companies of
which he is a director or officer to retain him in such capacity.
Not applicable.
INTERESTS OF TRUSTEES IN SYSTEM COMPANIES
17. Describe briefly the nature of any substantial interest which any
trustee under indentures executed in connection with any outstanding
issue of securities of the registrant or any subsidiary thereof, has in
either the registrant or such subsidiary, and any claim which any such
trustee may have against registrant or any subsidiary; provided,
however, that it shall not be necessary to include in such description
any evidences of indebtedness owned by such trustee which were issued
pursuant to such an indenture.
To the knowledge of CenterPoint, there is no substantial interest
of any trustee under indentures executed in connection with any
outstanding issue of securities.
SERVICE, SALES, AND CONSTRUCTION CONTRACTS
18. As to each service, sales, or construction contract (as defined in
paragraphs (19) to (21) of Section 2(a) of the Act) which the
registrant and any subsidiary company thereof has had in effect within
the last three months, describe briefly the nature of such contract,
the name and address of the parties thereto, the dates of execution and
expiration, and the compensation to be paid thereunder. Attach typical
forms of any such contracts as an exhibit to this registration
statement. If the other party to any such contract is a
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mutual service company or a subsidiary service company which is a
member of the same holding company system as the registrant and as to
which the Commission has made a favorable finding in accordance with
Rule 13-22, specific reference may be made to the application or
declaration filed by such company pursuant to Rule 13-22 and no further
details need be given as to such contracts.
Note: This item is intended to apply to service, sales or construction
contracts within the scope of Section 13. It is not intended to apply
to any contracts for purchase of power or gas or ordinary contracts for
materials and supplies, printing, etc., made with non-affiliates.
See Schedule 18.1 hereto.
LITIGATION
19. Describe briefly any existing litigation of the following descriptions,
to which the registrant or any subsidiary company thereof is a party,
or of which the property of the registrant or any such subsidiary
company is the subject, including the names of the parties and the
court in which such litigation is pending:
(1) Proceedings to enforce or to restrain enforcement of any order
of a State commission or other governmental agency;
(2) Proceedings involving any franchise claimed by any such company;
(3) Proceedings between any such company and any holder, in his
capacity as such, of any funded indebtedness or capital stock
issued, or guaranteed by such company, or between any such
company and any officer thereof;
(4) Proceedings in which any such company sues in its capacity as
owner of capital stock or funded indebtedness issued or
guaranteed by any other company; and
(5) Each other proceeding in which the matter in controversy,
exclusive of interest and costs, exceeds an amount equal to 2%
of the debit accounts shown on the most recent balance sheet
of such company.
Information regarding litigation involving CenterPoint and
its subsidiary companies is incorporated by reference to the
following documents previously filed with the Commission: Item 3
of the Annual Report on Form 10-K/A of Reliant Energy,
Incorporated for the year ended December 31, 2001 (Amendment No.
1), filed on July 5, 2002 (File No. 1-3187), as well as Notes 4,
14(f), 14(g) and 21 to the consolidated financial statements in
such Annual Report, the Quarterly Report on Form 10-Q filed by
CenterPoint on November 14, 2002 (File No. 1-31447), the Current
Report on Form 8-K filed by CenterPoint on September 13, 2002
(File No. 1-31447), Item 3 of the Annual Report on Form 10-K/A
(Amendment No. 1) of Reliant Energy Resources Corp., filed on
July 15, 2002
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(File No. 1-13265), as well as Notes 10(c) and 10(d) to the
consolidated financial statements in such Annual Report, and the
Quarterly Report on Form 10-Q filed by CenterPoint Energy
Resources Corp. on November 14, 2002 (File No. 1-13265).
EXHIBITS
EXHIBIT A. Furnish a corporate chart showing graphically relationships
existing between the registrant and all subsidiary companies
thereof as of the same date as the information furnished in the
answer to Item 8. The chart should show the percentage of each
class voting securities of each subsidiary owned by the
registrant and by each subsidiary company.
See Exhibit A hereto.
EXHIBIT B. With respect to the registrant and each subsidiary company
thereof, furnish a copy of the charter, articles of
incorporation, trust agreement, voting trust agreement, or other
fundamental document of organization, and a copy of its bylaws,
rules, and regulations, or other instruments corresponding
thereto. If such documents do not set forth fully the rights,
priorities, and preferences of the holders of each class of
capital stock described in the answer to Item 8(b) and those of
the holders of any warrants, options or other securities
described in the answer to Item 8(d), and of any limitations on
such rights, there shall also be included a copy of each
certificate, resolution, or other document establishing or
defining such rights and limitations. Each such document shall
be in the amended form effective at the date of filing the
registration statement or shall be accompanied by copies of any
amendments to it then in effect.
The documents required by this exhibit are being filed with the
Commission under cover of Form SE.
EXHIBIT C.(a) With respect to each class of funded debt shown in the answers
to Items 8(a) and 8(c), submit a copy of the indenture or other
fundamental document defining the rights of the holders of such
security, and a copy of each contract or other instrument
evidencing the liability of the registrant or a subsidiary
company thereof as endorser or guarantor of such security.
Include a copy of each amendment of such document and of each
supplemental agreement, executed in connection therewith. If
there have been any changes of trustees thereunder, such
changes, unless otherwise shown, should be indicated by notes on
the appropriate documents. No such indenture or other document
need be filed in connection with any such issue if the total
amount of securities that are now, or may at any time hereafter,
be issued and outstanding thereunder does not exceed either
$1,000,000 or an amount equal to 10% of the total of the debit
accounts shown on the most recent balance sheet of the
registrant or subsidiary company which issued or guaranteed such
securities or which is the owner of
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property subject to the lien of such securities, whichever of
said sums is the lesser.
See Exhibit C hereto. Such indentures or other fundamental
documents that have not previously been filed with the
Commission are being filed in connection herewith under separate
cover of Form SE, for which confidential treatment is requested.
(b) As to each outstanding and uncompleted contract or agreement
entered into by registrant or any subsidiary company thereof
relating to the acquisition of any securities, utility assets
(as defined in section 2(a)(18) of the Act), or any other
interest in any business, submit a copy of such contract or
agreement and submit details of any supplementary understandings
or arrangements that will assist in securing an understanding of
such transactions.
Not applicable to CenterPoint or its utility subsidiaries.
EXHIBIT D. A consolidating statement of income and surplus of the
registrant and its subsidiary companies for its last fiscal year
ending prior to the date of filing this registration statement,
together with a consolidating balance sheet of the registrant
and its subsidiary companies as of the close of such fiscal
year.
See Exhibit D hereto.
EXHIBIT E. For each public utility company and natural gas producing and
pipe line property in the holding company system of the
registrant, furnish the following maps (properties of associate
companies operating in contiguous or nearby areas may be shown
on the same map, provided property and service areas of each
company are shown distinctively), provided that all maps shall
be filed in paper under cover of Form SE (Section 259.603) if
submitted by an electronic filer.
(1) Map showing service area in which electric service is furnished,
indicating the names of the companies serving contiguous areas.
(2) Electric system map showing location of electric property
(exclusive of local distribution lines) owned and/or operated,
and information as follows:
(a) Generating plants - kind and capacity;
(b) Transmission lines - voltage, number of circuits, kind of
supports, kind and size of conductors;
(c) Transmission substations - capacity;
(d) Distribution substation - capacity; and
13
(e) Points of interconnection with all other electric
utility companies and with all electrical enterprises
operated by municipal or governmental agencies,
giving names of such companies and enterprises.
(3) Map showing service area in which gas service is furnished,
indicating the names of companies serving contiguous areas;
and
(4) Gas system map showing location of gas property (exclusive of
low pressure local distribution lines) owned and/or operated,
and information as follows:
(a) Generating plants - kind and daily capacity;
(b) Holders - kind and capacity;
(c) Compressor stations - capacity in horsepower;
(d) Transmission pipe lines - size, approximate average
transmission pressure and the estimated daily delivery
capacity of the system;
(e) Points of interconnection with all other private and
public gas utilities, pipe lines, or producing
enterprises; giving names of such companies and other
enterprises; and
(f) General location and outline of gas producing and reserve
areas and diagrammatic location of gathering lines.
The following maps are being filed with the Commission under
cover of Form SE:
1. Cities in Minnesota served by CenterPoint Energy Minnegasco
(filed herewith as Exhibit E-1 on Form SE).
2. CenterPoint Energy, Interstate Gas Transmission and Field
Services Pipeline Systems, last edited November 22, 2002
(filed herewith as Exhibit E-2 on Form SE).
3. CenterPoint Energy, Areas Served by Arkansas, Louisiana,
Mississippi, Oklahoma, Texas (filed herewith as Exhibit
E-3 on Form SE).
4. Service Area Map, Houston, Texas, of CenterPoint Energy
Houston Electric (filed herewith as Exhibit E-4 on
Form SE).
EXHIBIT F. Furnish an accurate copy of each annual report for the last
fiscal year ending prior to the date of the filing of this
registration statement, which the registrant and each subsidiary
company thereof has previously submitted to its stockholders.
For companies for which no reports are submitted the reason for
omission should be indicated; provided that electronic filers
shall submit such reports in paper format only under cover of
Form SE.
The Annual Report on Form 10-K/A of Reliant Energy,
Incorporated for the year ended December 31, 2001 (Amendment No.
1) (filed July 5, 2002) (File
14
No. 1-3187) and the Annual Report on Form 10-K/A of Reliant
Energy Resources Corp. for the year ended December 31, 2001
(Amendment No. 1) (filed July 15, 2002) (File No. 1-13265) are
incorporated herein by reference.
EXHIBIT G. Furnish a copy of each annual report that the registrant and
each public utility subsidiary company thereof shall have filed
with any State Commission having jurisdiction to regulate public
utility companies for the last fiscal year ending prior to the
date of filing this registration statement. If any such company
shall have filed similar reports with more than one such State
Commission, the registrant need file a copy of only one of such
reports provided that notation is made of such fact, giving the
names of the different commissions with which such report was
filed, and setting forth any differences between the copy
submitted and the copies filed with such other commissions. In
the event any company submits an annual report to the Federal
Power Commission but not to a State commission, a copy of such
report should be furnished. In the case of a registrant or any
public utility subsidiary company for which no report is
appended the reasons for such omission should be indicated such
as "No such reports required or filed;" provided that electronic
filers shall submit such reports in paper format only under
cover of Form SE.
The following reports are being filed with the Commission under
cover of Form SE:
1. FERC Form No. 1: Annual Report of Major Electric Utilities,
Licensees and Others, filed by Reliant Energy HL&P for the
year ending December 31, 2001 (filed herewith as Exhibit
G-1 on Form SE).
2. 2001 Operating Reports for the State of Oklahoma Submitted
by Reliant Energy Arkla (filed herewith as Exhibit G-2 on
Form SE).
3. Annual Report Pursuant to PURA Sec. 39.257 of Reliant
Energy HL&P for the year ended December 31, 2001 - Revision
No. 2 (filed herewith as Exhibit G-3 on Form SE).
4. 2001 Annual Report to the Arkansas Public Service
Commission for Reliant Energy Arkla (filed herewith as
Exhibit G-4 on Form SE).
5. 2001 Annual Report to the Louisiana Public Service
Commission for Reliant Energy Arkla (filed herewith as
Exhibit G-5 on Form SE).
6. FERC Form No. 2: Annual Report of Major Natural Gas
Companies, filed by Reliant Energy Gas Transmission Company
for the year ending December 31, 2001 (filed herewith as
Exhibit G-6 on Form SE).
15
7. FERC Form No. 2: Annual Report of Major Natural Gas
Companies, filed by Mississippi River Transmission
Corporation for the year ending December 31, 2001 (filed
herewith as Exhibit G-7 on Form SE).
8. Gas Utilities 2001 Distribution Annual Report to the
Railroad Commission of Texas for Reliant Energy Arkla
(filed herewith as Exhibit G-8 on Form SE).
9. 2001 Annual Report to the Louisiana Public Service
Commission for Reliant Energy - Entex (filed herewith as
Exhibit G-9 on Form SE).
10. 2001 Annual Reports of the Mississippi Transmission
Operations and Mississippi Distribution Operations for
Reliant Energy - Entex (filed herewith as Exhibit G-10 on
Form SE).
11. Gas Utilities 2001 Distribution Annual Report to the
Railroad Commission of Texas for Reliant Energy - Entex
(filed herewith as Exhibit G-11 on Form SE).
12. 2001 Gas Company Jurisdictional Annual Report to the State
of Minnesota Department of Commerce for Reliant Energy
Minnegasco (filed herewith as Exhibit G-12 on Form SE).
EXHIBIT H. Typical forms of service, sales, or construction contracts
described in answer to Item 18.
A form of the Service Agreement was filed as Attachment G-12
to the 1935 Act Application, and is incorporated herein by
reference.
This registration statement is comprised of:
(a) Pages numbered 1 to 18 consecutively.
(b) The following Schedules: the schedules shown on the attached
Schedule Index
(c) The following Exhibits: the exhibits shown on the attached
Exhibit Index.
16
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company
Act of 1935, the registrant has caused this registration statement to be duly
signed on its behalf in the City of Houston and State of Texas on the 2nd day of
December, 2002.
CENTERPOINT ENERGY, INC.
By: /s/ RUFUS S. SCOTT
--------------------------------------
Name: Rufus S. Scott
Title: Vice President, Deputy General
Counsel and Assistant Corporate
Secretary
Attest:
/s/ RICHARD DAUPHIN
--------------------------
Name: Richard Dauphin
Title: Assistant Secretary
17
VERIFICATION
State of Texas
County of Harris
The undersigned being duly sworn deposes and states that he has duly executed
the attached Joint Registration Statement dated December 2, 2002 for and on
behalf of CenterPoint Energy, Inc. and Utility Holding, LLC; that he is the Vice
President, Deputy General Counsel and Assistant Corporate Secretary of
CenterPoint Energy, Inc. (Utility Holding, LLC's parent company); and that all
action taken by stockholders, directors, and other bodies necessary to authorize
deponent to execute and file such instrument has been taken. Deponent further
says that he is familiar with such instrument and the contents thereof, and that
the facts therein set forth are true to the best of his knowledge, information
and belief.
By: /s/ RUFUS S. SCOTT
--------------------------------------
Name: Rufus S. Scott
Title: Vice President, Deputy General
Counsel and Assistant Corporate
Secretary
Subscribed and sworn to before me, a notary public this 2nd day of December,
2002.
/s/ JUNE M. BRADEN
-----------------------------
My commission expires 4/18/05
18
INDEX OF SCHEDULES
TO REGISTRATION STATEMENT ON FORM U5B OF CENTERPOINT ENERGY, INC. AND
UTILITY HOLDING, LLC
SCHEDULE NO. DESCRIPTION
Schedule 4.1 CenterPoint Energy, Inc. Parent-Subsidiary Chart
Schedule 8.1 Description of Funded Debt
Schedule 8.2 Description of CenterPoint Energy, Inc.'s and Subsidiaries'
Capital Stock
Schedule 8.3 Description of CenterPoint Energy Resource Corp.'s Term
Enhanced Remarketable Securities and CenterPoint Energy,
Inc.'s Zero Premium Exchangeable Subordinated Notes
Schedule 8.4 Amounts of Classes of Securities of CenterPoint, Inc. and
Subsidiaries Authorized (but Unissued or Unutilized)
Schedule 9.1 Investments in CenterPoint Energy, Inc. System Securities
Schedule 10.1 Investments in Companies Not Subsidiary Companies of
CenterPoint Energy, Inc.
Schedule 11.1 Debts Owed to Associate Companies as of September 30, 2002
Schedule 12.1 Principal Leases of CenterPoint Energy, Inc. Subsidiaries
Schedule 13.1 Certain Securities Sold by CenterPoint Energy, Inc. and
Subsidiaries
Schedule 15.1 20 Largest Registered Holders of CenterPoint Energy, Inc.
Common Stock
Schedule 16.1 Compensation of Senior and Executive
Officers (filed under separate cover with
the Commission in connection herewith;
confidential treatment requested)
Schedule 18.1 Information on Corporate Services, Support Services and
Information Technology Services Charged to Certain
Subsidiaries for Third Quarter 2002
20
INDEX OF EXHIBITS
TO REGISTRATION STATEMENT ON FORM U5B OF CENTERPOINT ENERGY, INC. AND
UTILITY HOLDING, LLC
EXHIBIT NO. DESCRIPTION
Exhibit A CenterPoint Energy, Inc. Corporate Chart
Exhibit B-1 Organizational Documents of CenterPoint Energy, Inc. (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-2 Organizational Documents of Utility Holding, LLC (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-3 Organizational Documents of CenterPoint Energy Houston
Electric, LLC (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-4 Organizational Documents of Texas Genco Holdings, Inc. (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-5 Organizational Documents of Texas Genco LP, LLC (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-6 Organizational Documents of Texas Genco GP, LLC (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-7 Organizational Documents of Texas Genco, LP (filed with
the Commission in connection herewith under cover of Form SE)
Exhibit B-8 Organizational Documents of CenterPoint Energy Resources Corp.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-9 Organizational Documents of ALG Gas Supply Company (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-10 Organizational Documents of Allied Materials Corporation
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-11 Organizational Documents of Arkansas Louisiana Finance
Corporation (filed with the Commission in connection herewith
under cover of Form SE)
20
Exhibit B-12 Organizational Documents of Arkla Industries Inc. (filed with
the Commission in connection herewith under cover of Form SE)
Exhibit B-13 Organizational Documents of Arkla Products Company (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-14 Organizational Documents of Blue Jay Gas Company (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-15 Organizational Documents of CenterPoint Energy Alternative
Fuels, Inc. (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-16 Organizational Documents of Entex Gas Marketing Company
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-16A Organizational Documents of CenterPoint Energy Gas
Receivables, LLC (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-17 Organizational Documents of CenterPoint Energy Gas
Resources Corp. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-18 Organizational Documents of Entex NGV, Inc. (filed with
the Commission in connection herewith under cover of Form SE)
Exhibit B-19 Organizational Documents of Entex Oil & Gas Company
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-20 Organizational Documents of CenterPoint Energy - Illinois
Gas Transmission Company (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit B-21 Organizational Documents of Industrial Gas Supply
Corporation (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-22 Organizational Documents of Intex, Inc. (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit B-23 Organizational Documents of Louisiana Unit Gas
Transmission Company (filed with the Commission in connection
herewith under cover of Form SE)
21
Exhibit B-24 Organizational Documents of Minnesota Intrastate Pipeline
Company (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-25 Organizational Documents of CenterPoint Energy -
Mississippi River Transmission Corporation (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit B-26 Organizational Documents of CenterPoint Energy MRT
Holdings, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-27 Organizational Documents of CenterPoint Energy MRT
Services Company (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-28 Organizational Documents of CenterPoint Energy Gas
Marketing Company (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-29 Organizational Documents of National Furnace Company
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-30 Organizational Documents of NorAm Financing I (filed with
the Commission in connection herewith under cover of Form SE)
Exhibit B-31 Organizational Documents of NorAm Utility Services, Inc.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-32 Organizational Documents of CenterPoint Energy Consumer
Group, Inc. (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-33 Organizational Documents of CenterPoint Energy Field
Services, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-34 Organizational Documents of CenterPoint Energy Field
Services Holdings, Inc. (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit B-35 Organizational Documents of CenterPoint Energy Gas
Processing, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
22
Exhibit B-36 Organizational Documents of Reliant Energy Funds
Management, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-37 Organizational Documents of CenterPoint Energy Gas
Transmission Company (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-38 Organizational Documents of CenterPoint Energy Hub
Services, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-39 Organizational Documents of CenterPoint Energy Intrastate
Holdings, LLC (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-40 Organizational Documents of Pine Pipeline Acquisition Company,
LLC (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-41 Organizational Documents of CenterPoint Energy Pipeline
Services, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-42 Organizational Documents of CenterPoint Energy OQ, LLC
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-43 Organizational Documents of CenterPoint Energy Marketing,
Inc. (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-44 Organizational Documents of CenterPoint Energy Retail
Interests, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-45 Organizational Documents of CenterPoint Energy Trading
and Transportation Group, Inc. (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit B-46 Organizational Documents of Unit Gas Transmission Company
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-47 Organizational Documents of United Gas, Inc. (filed with
the Commission in connection herewith under cover of Form SE)
23
Exhibit B-48 Organizational Documents of HL&P Capital Trust I (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-49 Organizational Documents of HL&P Capital Trust II (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-50 Organizational Documents of HL&P Receivables, Inc. (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-51 Organizational Documents of Houston Industries Energy
(UK), Inc. (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-52 Organizational Documents of Houston Industries FinanceCo
GP, LLC (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-53 Organizational Documents of Houston Industries FinanceCo
LP (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-54 Organizational Documents of CenterPoint Energy Funding
Company (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-55 Organizational Documents of NorAm Energy Corp. (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-56 Organizational Documents of REI Trust I (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit B-57 Organizational Documents of REI Trust II (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit B-58 Organizational Documents of Reliant Energy FinanceCo II
GP, LLC (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-59 Organizational Documents of Reliant Energy FinanceCo II
LP (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-60 Organizational Documents of Reliant Energy FinanceCo III
GP, LLC (filed with the Commission in connection herewith
under cover of Form SE)
24
Exhibit B-61 Organizational Documents of Reliant Energy FinanceCo III
LP (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-62 Organizational Documents of Reliant Energy FinanceCo IV
GP, LLC (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit B-63 Organizational Documents of Reliant Energy FinanceCo IV
LP (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-64 Organizational Documents of Reliant Energy Investment
Management, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-65 Organizational Documents of CenterPoint Energy Power
Systems, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-66 Organizational Documents of CenterPoint Energy Products,
Inc. (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-67 Organizational Documents of CenterPoint Energy
Properties, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-68 Organizational Documents of CenterPoint Energy Tegco,
Inc. (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-69 Organizational Documents of CenterPoint Energy Management
Services, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-70 Organizational Documents of Reliant Energy Thermal
Systems (Delaware), Inc. (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit B-71 Organizational Documents of Northwind Houston L.P. (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit B-72 Organizational Documents of CenterPoint Energy District
Cooling, LLC (filed with the Commission in connection herewith
under cover of Form SE)
25
Exhibit B-73 Organizational Documents of CenterPoint Energy Transition
Bond Company, LLC (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-74 Organizational Documents of Reliant Energy Water, Inc.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-75 Organizational Documents of Utility Rail Services, Inc.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-76 Organizational Documents of CenterPoint Energy
International, Inc. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-77 Organizational Documents of Reliant Energy Brazil Ltd.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-78 Organizational Documents of Reliant Energy Brazil Tiete
Ltd. (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-79 Organizational Documents of Reliant Energy Brazil
Ventures Ltd. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-80 Organizational Documents of Reliant Energy Holdings Ltd.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-81 Organizational Documents of CenterPoint Energy
International II, Inc. (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit B-82 Organizational Documents of HIE Ford Heights, Inc. (filed
with the Commission in connection herewith under cover of Form
SE)
Exhibit B-83 Organizational Documents of HIE Fulton, Inc. (filed with
the Commission in connection herewith under cover of Form SE)
Exhibit B-84 Organizational Documents of Reliant Energy India, Inc.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-85 Organizational Documents of Reliant Energy Rain, Inc.
(filed with the Commission in connection herewith under cover
of Form SE)
26
Exhibit B-86 Organizational Documents of CenterPoint Energy
International Holdings, LLC (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit B-87 Organizational Documents of Reliant Energy Salvador
Holding Company Ltd. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-88 Organizational Documents of CenterPoint Energy
International Services, Inc. (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit B-89 Organizational Documents of CenterPoint Energy Light,
Inc. (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit B-90 Organizational Documents of Reliant Energy Cayman
Holdings Ltd. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-91 Organizational Documents of Reliant Energy Argentina S.A.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-92 Organizational Documents of Reliant Energy Argener S.A.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-93 Organizational Documents of Reliant Energy Argentine
Holdings Ltd. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-94 Organizational Documents of Reliant Energy Opco S.A.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-95 Organizational Documents of Reliant Energy Cayman
Investments Ltd. (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit B-96 Organizational Documents of Reliant Energy Cayman Ltd.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-97 Organizational Documents of Reliant Energy Cayman
Acquisitions Ltd. (filed with the Commission in connection
herewith under cover of Form SE)
27
Exhibit B-98 Organizational Documents of Reliant Energy Outsource Ltd.
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-99 Organizational Documents of Venus Generation El Salvador
(filed with the Commission in connection herewith under cover
of Form SE)
Exhibit B-100 Organizational Documents of Reliant Energy Santiago Del
Estero, S.A. (filed with the Commission in connection herewith
under cover of Form SE)
Exhibit C-1 References to Prior Filings with the Commission by Reliant
Energy, Incorporated, CenterPoint Energy, Inc. and Certain
Subsidiaries Whereby Indentures and Other Fundamental
Documents Related to Funded Debt Were Filed
Exhibit C-2 Indentures and Other Fundamental Documents Related to
Funded Debt Not Previously Filed with the Commission (filed
under separate cover with the Commission in connection
herewith; confidential treatment requested)
Exhibit D Consolidating Statement of Income and Surplus of CenterPoint
Energy, Inc. and Subsidiary Companies for Year Ended December
2001, with Consolidating Balance Sheet of CenterPoint Energy
Inc. and its Subsidiaries as of December 31, 2001, on a pro
forma basis
Exhibit E-1 Map Showing Cities in Minnesota served by CenterPoint
Energy Minnegasco (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit E-2 Map Showing CenterPoint Energy, Interstate Gas
Transmission and Field Services Pipeline Systems, last edited
November 22, 2002 (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit E-3 Map Showing CenterPoint Energy, Areas Served by Arkansas,
Louisiana, Mississippi, Oklahoma, Texas (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit E-4 Service Area Map, Houston, Texas, of CenterPoint Energy
Houston Electric (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit G-1 Federal Energy Regulatory Commission ("FERC") Form No. 1:
Annual Report of Major Electric Utilities, Licensees and
Others, filed by Reliant Energy HL&P for the year ending
December 31,
28
2001 (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit G-2 2001 Operating Reports for the State of Oklahoma Submitted
by Reliant Energy Arkla (filed with the Commission in
connection herewith under cover of Form SE)
Exhibit G-3 Annual Report Pursuant to PURA Sec. 39.257 of Reliant
Energy HL&P for the year ended December 31, 2001 - Revision
No. 2 (filed with the Commission in connection herewith under
cover of Form SE)
Exhibit G-4 2001 Annual Report to the Arkansas Public Service
Commission for Reliant Energy Arkla (filed with the Commission
in connection herewith under cover of Form SE)
Exhibit G-5 2001 Annual Report to the Louisiana Public Service
Commission for Reliant Energy Arkla (filed with the Commission
in connection herewith under cover of Form SE)
Exhibit G-6 FERC Form No. 2: Annual Report of Major Natural Gas
Companies, filed by Reliant Energy Gas Transmission Company
for the year ending December 31, 2001 (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit G-7 FERC Form No. 2: Annual Report of Major Natural Gas
Companies, filed by Mississippi River Transmission Corporation
for the year ending December 31, 2001 (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit G-8 Gas Utilities 2001 Distribution Annual Report to the
Railroad Commission of Texas for Reliant Energy Arkla (filed
with the Commission in connection herewith under cover of
Form SE)
Exhibit G-9 2001 Annual Report to the Louisiana Public Service
Commission for Reliant Energy - Entex (filed with the
Commission in connection herewith under cover of Form SE)
Exhibit G-10 2001 Annual Reports of the Mississippi Transmission
Operations and Mississippi Distribution Operations for Reliant
Energy - Entex (filed with the Commission in connection
herewith under cover of Form SE)
Exhibit G-11 Gas Utilities 2001 Distribution Annual Report to the
Railroad Commission of Texas for Reliant Energy - Entex (filed
with the Commission in connection herewith under cover of
Form SE)
29
Exhibit G-12 2001 Gas Company Jurisdictional Annual Report to the
State of Minnesota Department of Commerce for Reliant Energy
Minnegasco (filed with the Commission in connection herewith
under cover of Form SE)
30
SCHEDULE 4.1
STATE OF
NAME OF COMPANY ORGANIZATION ORGANIZATION TYPE OF BUSINESS
--------------- ------------ ------------ ----------------
CENTERPOINT ENERGY, INC Corporation TX Holding Company
CenterPoint Energy, Inc. Corporation DE Inactive
UTILITY HOLDING, LLC LLC DE Holding Company(1)
CenterPoint Energy Houston Electric, LLC ("T&D Utility") LLC TX Electric Utility
TEXAS GENCO HOLDINGS, INC Corporation TX Holding Company
Texas Genco LP, LLC LLC DE Holding Company
Texas Genco GP, LLC LLC TX Holding Company
Texas Genco, LP (99% interest owned by CenterPoint Energy, Inc.; Limited TX Electric Utility
1% interest owned by Texas Genco GP, LLC)(2) Partnership
CENTERPOINT ENERGY RESOURCES CORP Corporation DE Gas Utility Company
ALG Gas Supply Company Corporation DE Inactive
Allied Materials Corporation Corporation TX Inactive
Arkansas Louisiana Finance Corporation Corporation DE Financing
Arkla Industries Inc. Corporation DE Inactive
Arkla Products Company Corporation DE Inactive
Blue Jay Gas Company Corporation DE Inactive
CenterPoint Energy Alternative Fuels, Inc. Corporation TX Gas Sales and
Marketing
Entex Gas Marketing Company Corporation TX Gas Sales and
Marketing
CenterPoint Energy Gas Receivables, LLC LLC DE Financing
CenterPoint Energy Gas Resources Corp. Corporation TX Gas Sales and
Marketing
Entex NGV, Inc. Corporation DE Inactive
Entex Oil & Gas Co. Corporation TX Inactive
1
STATE OF
NAME OF COMPANY ORGANIZATION ORGANIZATION TYPE OF BUSINESS
--------------- ------------ ------------ ----------------
CenterPoint Energy - Illinois Gas Transmission Company Corporation DE Intrastate Pipeline
Operations
Industrial Gas Supply Corporation Corporation TX Intrastate Pipeline
Operations
Intex, Inc. Corporation TX Inactive
Louisiana Unit Gas Transmission Company Corporation TX Intrastate Pipeline
Operations
Minnesota Intrastate Pipeline Company Corporation DE Intrastate Pipeline
Operations
CenterPoint Energy - Mississippi River Transmission Corporation Corporation DE Interstate Pipeline
CenterPoint Energy MRT Holdings, Inc. Corporation DE Financing
CenterPoint Energy MRT Services Company Corporation DE Real Estate
CenterPoint Energy Gas Marketing Company Corporation DE Gas Sales and
Marketing
National Furnace Company Corporation TX Inactive
NorAm Financing I Statutory DE Financing
Business
Trust
NorAm Utility Services, Inc. Corporation DE Inactive
CenterPoint Energy Consumer Group, Inc. Corporation DE Inactive
CenterPoint Energy Field Services, Inc. Corporation DE Natural Gas
Gathering Systems
CenterPoint Energy Field Services Holdings, Inc. Corporation DE Financing
CenterPoint Energy Gas Processing, Inc. Corporation DE Gas Processing
Reliant Energy Funds Management, Inc. Corporation DE Financing
CenterPoint Energy Gas Transmission Company Corporation DE Interstate Pipeline
CenterPoint Energy Hub Services, Inc. Corporation DE Inactive
CenterPoint Energy Intrastate Holdings, LLC LLC DE Intrastate Pipeline
Operations
Pine Pipeline Acquisition Company, LLC (81.4%
interest) LLC DE Intrastate Pipeline
Operations
2
STATE OF
NAME OF COMPANY ORGANIZATION ORGANIZATION TYPE OF BUSINESS
--------------- ------------ ------------ ----------------
CenterPoint Energy Pipeline Services, Inc. Corporation DE Pipeline Project
Management and
Facility Operation
Services
CenterPoint Energy OQ, LLC LLC DE Intermediate Holding
Company
OQ Partners, a general partnership (50% interest) Partnership TX Training Services
CenterPoint Energy Marketing, Inc. Corporation DE Gas Sales and
Marketing
CenterPoint Energy Retail Interests, Inc. Corporation DE Financing
CenterPoint Energy Trading and Transportation Group, Inc. Corporation TX Administrative
Payroll Services
Unit Gas Transmission Company Corporation TX Intrastate Pipeline
Operations
United Gas, Inc. Corporation TX Inactive
HL&P Capital Trust I Statutory DE Financing
Business
Trust
HL&P Capital Trust II Statutory DE Financing
Business
Trust
HL&P Receivables, Inc. Corporation DE Inactive
Houston Industries Energy (UK), Inc Corporation DE Inactive
Houston Industries FinanceCo GP, LLC LLC DE Financing
Houston Industries FinanceCo LP (99% interest owned by CenterPoint Energy,
Inc.; 1% interest owned by Houston Industries FinanceCo GP, LLC)) Limited DE Financing
Partnership
CenterPoint Energy Funding Company Corporation DE Financing
NorAm Energy Corp.(2) Corporation DE Inactive
REI Trust I Statutory DE Financing
Business
Trust
3
STATE OF
NAME OF COMPANY ORGANIZATION ORGANIZATION TYPE OF BUSINESS
--------------- ------------ ------------ ----------------
REI Trust II Statutory DE Financing
Business
Trust
Reliant Energy FinanceCo II GP, LLC LLC DE Financing
Reliant Energy FinanceCo II LP (99% interest owned by CenterPoint Energy, Limited DE Financing
Inc.; 1% interest owned by Reliant Energy FinanceCo II GP, LLC) Partnership
Reliant Energy FinanceCo III GP, LLC LLC DE Financing
Reliant Energy FinanceCo III LP (99% interest owned by CenterPoint Energy, Limited DE Financing
Inc; 1% interest owned by Reliant Energy FinanceCo III GP, LLC) Partnership
Reliant Energy FinanceCo IV GP, LLC LLC DE Financing
Reliant Energy FinanceCo IV LP (99% interest owned by CenterPoint Energy, Limited DE Financing
Inc.; 1% interest owned by Reliant Energy FinanceCo IV GP, LLC) Partnership
Reliant Energy Investment Management, Inc. Corporation DE Financing
CenterPoint Energy Power Systems, Inc. Corporation DE Energy-related
CenterPoint Energy Products, Inc. Corporation DE Inactive
CenterPoint Energy Properties, Inc. Corporation DE Real Estate
CenterPoint Energy Tegco, Inc. Corporation DE Inactive
CenterPoint Energy Management Services, Inc. Corporation DE Energy-related
Reliant Energy Thermal Systems (Delaware), Inc. Corporation DE Energy-related
Northwind Houston L.P. (99% interest owned by CenterPoint Energy, Limited DE Energy-related
Inc.; 1% owned by CenterPoint Energy District Cooling, L.L.C.) Partnership
CenterPoint Energy District Cooling, LLC (75% interest) LLC DE Energy-related
CenterPoint Energy Transition Bond Company, LLC LLC DE Financing
Reliant Energy Water, Inc. Corporation DE Inactive
Utility Rail Services, Inc. Corporation DE Inactive
UFI Services, Inc. Corporation DE Inactive
CENTERPOINT ENERGY INTERNATIONAL, INC Corporation DE Holding Company
(Foreign Utility
Investments)
HI Energy Holdings I B.V.*
Reliant Energy Brazil Ltd.*
4
STATE OF
NAME OF COMPANY ORGANIZATION ORGANIZATION TYPE OF BUSINESS
--------------- ------------ ------------ ----------------
HIE Brasil Rio Sul Ltda.*
Reliant Energy International Brasil Ltda. (99.9%; 0.1% interest owned
by Reliant Energy Brazil Tiete Ltd.)*
Reliant Energy Brasil, Ltda. (99.9995% interest)*
Reliant Energy Brazil Tiete Ltd.*
Reliant Energy Brazil Ventures Ltd.*
Reliant Energy Colombia Ltda. (99% interest; 1% interest owned by Reliant
Energy International Holdings, LLC)*
Reliant Energy Holdings Ltd.*
CenterPoint Energy International II, Inc. Corporation DE Holding Company
HIE Ford Heights, Inc. Corporation DE Inactive
HIE Fulton, Inc. Corporation DE Inactive
Reliant Energy India, Inc. Corporation Mauritius Intermediate Holding
Company
Reliant Energy Rain, Inc. Corporation Mauritius Intermediate Holding
Company
Rain Calcining Limited (24.79% interest)**
CenterPoint Energy International Holdings, LLC**
Reliant Energy El Salvador, S.A. de C.V. (99% interest; 1% owned by
Reliant Energy International, Inc.)**
CenterPoint Energy International Services, Inc.*
CenterPoint Energy Light, Inc. Corporation DE Holding Company
Reliant Energy Cayman Holdings Ltd. Corporation Cayman Intermediate
Islands Holding Company
Reliant Energy Argentina S.A. (99% interest) Corporation Argentina Intermediate
Holding Company
Reliant Energy Argener S.A. (51% interest owned by
Reliant Energy Argentina S.A; 49% owned by Reliant Energy
Argentine Holdings, Ltd.)**
Reliant Energy Opco S.A. (99.94% interest held by Reliant Corporation Argentina Power Generation
Energy Argener S.A.; 0.06% owned by Security Holdings S.A. on Maintenance Services
behalf of Reliant Energy International, Inc.)
5
STATE OF
NAME OF COMPANY ORGANIZATION ORGANIZATION TYPE OF BUSINESS
--------------- ------------ ------------ ----------------
Reliant Energy Argentine Holdings Ltd. Corporation Cayman Intermediate
Islands Holding Company
Reliant Energy Cayman Investments Ltd.*
Reliant Energy Cayman Ltd.*
Reliant Energy Cayman Acquisitions Ltd.*
Reliant Energy Outsource Ltd.*
Venus Generation El Salvador (50% interest)*
Reliant Energy Salvador Holding Company Ltd.*
Reliant Energy Santiago del Estero, S.A. (99% interest held by Salvador Corporation Argentina Holding Company
Holding Company Ltd.; 1% owned by Security Holdings S.A. on behalf of
Reliant Energy International, Inc.)
Empresa Distribuidora de Electricidad de Santiago del Estero S.A
("EDESE") (90% interest; 10% owned by Provincia de Santiago del
Estero (employees of EDESE through ESOP))**
Worldwide Electric Holdings B.V.*
* Entity is in the process of being dissolved.
**Investment is in the process of being divested.
(1) Special-purpose entity created solely for tax efficiency purposes.
(2) All subsidiaries are 100% owned unless otherwise noted.
6
SCHEDULE 8.1
FUNDED DEBT
(as of September 30, 2002)
AMOUNT ISSUED
NAME OF OBLIGOR TITLE OF ISSUE AMOUNT AUTHORIZED LESS RETIRED
--------------- -------------- ----------------- -------------
CenterPoint Energy Collateralized Medium-Term $150,000,000 $150,000,000
Houston Electric, LLC (1) Notes, Series C, 6.50%
(CEHE) Due April 21, 2003
Secured by CEHE First Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy, Inc. 2.0% Zero-Premium 999,999,943 840,362,323
(CNP) Exchangeable Subordinated
Notes (ZENS)
Due September 15, 2029
Unsecured
CenterPoint Energy Brazos River Authority 43,820,000 43,820,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1992A, 6.70%
Due March 1, 2017
Secured by CEHE First Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Brazos River Authority 33,470,000 33,470,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1992B, 6.375%
Due April 1, 2012
Secured by CEHE First Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Brazos River Authority 83,565,000 83,565,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1993, 5.60%
Due December 1, 2017
Secured by CEHE First Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Brazos River Authority 91,945,000 91,945,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1995, 5.80%
Due August 1, 2015
Secured by CEHE First Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Brazos River Authority 50,000,000 50,000,000
Houston Electric, LLC (1) Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1997, 5.05%
Due November 1, 2018
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
AGGREGATE AMOUNT
OWNED BY REGISTRANT
AMOUNT REACQUIRED BY AMOUNT IN SINKING AMOUNT PLEDGED AND SUBSIDIARIES
ISSUER OR OBLIGOR AND OR OTHER FUNDS OF BY REGISTRANT AND OTHER THAN ISSUER
NAME OF OBLIGOR AVAILABLE FOR RESALE ISSUER OR OBLIGOR EACH SUBSIDIARY OR OBLIGOR NAME OF TRUSTEE
--------------- --------------------- ----------------- ----------------- ------------------- ---------------
CenterPoint Energy $0 $0 $0 $0 JPMorgan Chase Bank
Houston Electric, LLC (1)
(CEHE)
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
(CNP)
CenterPoint Energy 0 0 0 0 The Bank of New York
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 The Bank of New York
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 Bank One, N.A.
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 Bank One, N.A.
Houston Electric, LLC (1)
CenterPoint Energy Brazos River Authority 100,000,000 100,000,000
Houston Electric, LLC (1) Revenue Refunding Bonds
(Houston Industries Incorporated Project)
Series 1998A, 5.125%
Due May 1, 2019
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Brazos River Authority 90,000,000 90,000,000
Houston Electric, LLC (1) Revenue Refunding Bonds
(Houston Industries Incorporated Project)
Series 1998B, 5.125%
Due November 1, 2020
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Brazos River Authority 100,000,000 100,000,000
Houston Electric, LLC (1) Revenue Refunding Bonds
(Houston Industries Incorporated Project)
Series 1998C, 5.125%
Due May 1, 2019
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy, Inc. Brazos River Authority 68,700,000 68,700,000
Revenue Refunding Bonds
(Houston Industries Incorporated Project)
Series 1998D, 4.90%
Due October 1, 2015
Unsecured
CenterPoint Energy, Inc. Brazos River Authority 100,000,000 100,000,000
Revenue Refunding Bonds
(Reliant Energy, Incorporated Project)
Series 1999A, 5.375%
Due April 1, 2019
Unsecured
CenterPoint Energy, Inc. Brazos River Authority 100,000,000 100,000,000
Revenue Refunding Bonds
(Reliant Energy, Incorporated Project)
Series 1999B, 5.20%
Due December 1, 2018
Unsecured
CenterPoint Energy Gulf Coast Waste Disposal Authority 12,100,000 12,100,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1992A, 6.375%
Due April 1, 2012
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Gulf Coast Waste Disposal Authority 16,600,000 16,600,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1993, 4.90%
Due December 1, 2003
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Gulf Coast Waste Disposal Authority 19,200,000 19,200,000
Houston Electric, LLC (1) Revenue Refunding Bonds
(Reliant Energy, Incorporated Project)
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC (1)
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
CenterPoint Energy 0 0 0 0 The Bank of New York
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC (1)
Series 1999, 4.70%
Due January 1, 2011
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Matagorda County Navigation District Number One 56,095,000 56,095,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1992A, 6.70%
Due March 1, 2027
Secured by CEHE First Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Matagorda County Navigation District Number One 58,905,000 58,905,000
Houston Electric, LLC (1) Collateralized Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1995, 5.80%
Due October 15, 2015
Secured by CEHE First Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy Matagorda County Navigation District Number One 68,000,000 68,000,000
Houston Electric, LLC (1) Revenue Refunding Bonds
(Houston Lighting & Power Company Project)
Series 1997, 5.125%
Due November 1, 2028
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy, Inc. Matagorda County Navigation District Number One 29,685,000 29,685,000
Revenue Refunding Bonds
(Houston Industries Incorporated Project)
Series 1998A, 5.25%
Due November 1, 2029
Unsecured
CenterPoint Energy, Inc. Matagorda County Navigation District Number One 75,000,000 75,000,000
Revenue Refunding Bonds
(Houston Industries Incorporated Project)
Series 1998B, 5.15%
Due November 1, 2029
Unsecured
CenterPoint Energy Matagorda County Navigation District Number One 100,000,000 100,000,000
Houston Electric, LLC (1) Revenue Refunding Bonds
(Reliant Energy, Incorporated Project)
Series 1999A, 5.25%
Due June 1, 2026
Secured by CEHE General Mortgage Bonds
Obligor: CNP
Not Assumed
CenterPoint Energy, Inc. Matagorda County Navigation District Number One 70,315,000 70,315,000
Revenue Refunding Bonds
(Reliant Energy, Incorporated Project)
Series 1999B, 5.95%
Due May 1, 2030
Unsecured
CenterPoint Energy, Inc. Matagorda County Navigation District Number One 75,000,000 75,000,000
Revenue Refunding Bonds
(Reliant Energy, Incorporated Project)
Series 1999C, 5.20%
Due May 1, 2029
Unsecured
CenterPoint Energy 0 0 0 0 The Bank of New York
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 Bank One, N.A.
Houston Electric, LLC (1)
CenterPoint Energy 0 0 0 0 Bank One, N.A.
Houston Electric, LLC (1)
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC (1)
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
CenterPoint Energy, Inc. 0 0 0 0 JPMorgan Chase Bank
CenterPoint Energy First Mortgage Bonds 160,000,000 102,442,000
Houston Electric, LLC 9.15% Series
Due March 15, 2021
Secured
CenterPoint Energy First Mortgage Bonds 100,000,000 62,275,000
Houston Electric, LLC 8-3/4% Series
Due March 1, 2022
Secured
CenterPoint Energy First Mortgage Bonds 250,000,000 250,000,000
Houston Electric, LLC 7-3/4% Series
Due March 15, 2023
Secured
CenterPoint Energy First Mortgage Bonds 200,000,000 200,000,000
Houston Electric, LLC 7-1/2% Series
Due July 1, 2023
Secured
Reliant Energy Senior Notes 300,000,000 300,000,000
FinanceCo II LP 7.40%
Due November 15, 2002
Not secured by liens on property
CenterPoint Energy Debentures, 8.90% 150,000,000 145,070,000
Resources Corp. Due December 15, 2006
Unsecured
CenterPoint Energy Convertible Subordinated 130,000,000 79,421,750
Resources Corp. Debentures, 6%
Due March 15, 2012 (with annual sinking fund)
Unsecured
CenterPoint Energy Debentures, 6-1/2% 300,000,000 300,000,000
Resources Corp. Due February 1, 2008
Unsecured
CenterPoint Energy Term Enhanced ReMarketable 500,000,000 500,000,000
Resources Corp. Securities (TERMS), 6-3/8%
Due November 1, 2003
Unsecured
CenterPoint Energy Notes, 8.125% 325,000,000 325,000,000
Resources Corp. Due July 15, 2005
Unsecured
CenterPoint Energy Notes, 7.75% 550,000,000 550,000,000
Resources Corp. Due February 15, 2011
Unsecured
CenterPoint Energy Transition Bonds 115,000,000 101,894,302
Transition Bond Company, LLC Series 2001-1, Class A-1
Expected to mature serially 2002-2005
Secured by transition property
CenterPoint Energy Transition Bonds 118,000,000 118,000,000
Transition Bond Company, LLC Series 2001-1, Class A-2
Expected to mature serially 2005-2007
Secured by transition property
CenterPoint Energy Transition Bonds 130,000,000 130,000,000
Transition Bond Company, LLC Series 2001-1, Class A-3
Expected to mature serially 2007-2009
Secured by transition property
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Houston Electric, LLC
Reliant Energy 0 0 0 0 JPMorgan Chase Bank
FinanceCo II LP
CenterPoint Energy 0 0 0 0 Citibank, N.A.
Resources Corp.
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Resources Corp.
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Resources Corp.
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Resources Corp.
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Resources Corp.
CenterPoint Energy 0 0 0 0 JPMorgan Chase Bank
Resources Corp.
CenterPoint Energy 0 0 0 0 Deutsche Bank Trust
Transition Bond Company, LLC Company Americas
CenterPoint Energy 0 0 0 0 Deutsche Bank Trust
Transition Bond Company, LLC Company Americas
CenterPoint Energy 0 0 0 0 Deutsche Bank Trust
Transition Bond Company, LLC Company Americas
CenterPoint Energy Transition Bonds 385,897,000 385,897,000
Transition Bond Company, LLC Series 2001-1, Class A-4
Expected to mature serially 2009-2013
Secured by transition property
NorAm Financing I Convertible Trust Originated 150,000,000 386,500
Preferred Securities
(Convertible TOPrS)
Due June 30, 2026
HL&P Capital Trust I Trust Preferred Securities 250,000,000 250,000,000
Series A
Due March 31, 2046
HL&P Capital Trust II Capital Securities 100,000,000 100,000,000
Series B
Due February 1, 2037
REI Trust I Trust Originated 375,000,000 375,000,000
Preferred Securities
Series C
Due March 31, 2048
Texas Genco, LP Kilman Note Payable 1,090,194 467,226
CenterPoint Energy, Inc. Bank Facility 4,300,000,000 3,298,000,000(2)
Due October 10, 2002
Unsecured
CenterPoint Energy Bank Facility 400,000,000 246,000,000(3)
Houston Electric, LLC Due October 10, 2002
Unsecured
CenterPoint Energy Bank Facility 350,000,000 0(4)
Resources Corp. Due March 31, 2003
Unsecured
CenterPoint Energy Receivables Facility, 1.80% at 9/30/02 150,000,000 106,160,000
Resources Corp. Due October 31, 2002
Secured if not deemed a sale
CenterPoint Energy 0 0 0 0 Deutsche Bank Trust
Transition Bond Company, LLC Company Americas
NorAm Financing I 0 0 0 0 The Bank of New York
HL&P Capital Trust I 0 0 0 0 The Bank of New York
HL&P Capital Trust II 0 0 0 0 The Bank of New York
REI Trust I 0 0 0 0 The Bank of New York
Texas Genco, LP 0 0 0 0 NA
CenterPoint Energy, Inc. 0 0 0 0 NA
CenterPoint Energy 0 0 0 0 NA
Houston Electric, LLC
CenterPoint Energy 0 0 0 0 NA
Resources Corp.
CenterPoint Energy 0 0 0 0 NA
Resources Corp.
(1) Obligation of CenterPoint Energy, Inc. was formerly an
obligation of Reliant Energy, Incorporated, an electric
utility, and is collateralized by mortgage bonds of
CenterPoint Energy Houston Electric, LLC
(2) Amount reflects bank loans having a weighted average interest
rate of 5.36%, but not commercial paper supported by the bank
facility or letters of credit obtained under the bank facility
(3) Amount reflects bank loans having a weighted average interest
rate of 5.40%, but not commercial paper supported by the bank
facility
(4) No bank loans were outstanding under the facility, but
facility was utilized in the form of letters of credit
aggregating approximately $2.5 million
SCHEDULE 8.2
AMOUNT ADDITIONAL
TITLE OF AUTHORIZED BY AMOUNT
NAME OF ISSUER ISSUE CHARTER UNISSUED
-------------- -------- ------------- ----------
CENTERPOINT ENERGY, INC. Com. Stock 1,000,000,000 700,581,095
Preferred 20,000,000
CenterPoint Energy, Inc. Com. Stock 1,000
UTILITY HOLDING, LLC Com. Shares 1,000
CenterPoint Energy Houston Electric, LLC Com. Shares 1,000
Series A Preferred 3,160 3,160
TEXAS GENCO HOLDINGS, INC. Com. Stock 1,000
Texas Genco LP, LLC Com. Shares 1,000
Texas Genco GP, LLC Com. Shares 1,000
Texas Genco, LP N/A N/A N/A
CenterPoint Energy Resources Corp. Com. Stock 1,000
ALG Gas Supply Company Com. Stock 1,000 999
Allied Materials Corporation Com. Stock 1,000
Arkansas Louisiana Finance Corporation Com. Stock 100,000 50,000
Arkla Industries Inc. Com. Stock 60,000 30,000
Arkla Products Company Com. Stock 1,000
Blue Jay Gas Company Com. Stock 1,000
CenterPoint Energy Alternative Fuels, Inc. Com. Stock 1,000
Entex Gas Marketing Company Com. Stock 1,000,000 999,000
CenterPoint Energy Gas Resources Corp. Com. Stock 1,000
Entex NGV, Inc. Com. Stock 1,000
Entex Oil & Gas Co. Com. Stock 1,000
CenterPoint Energy - Illinois Gas Transmission Company Com. Stock 1,000
Industrial Gas Supply Corporation Com. Stock 1,000
Intex, Inc. Com. Stock 1,000
Louisiana Unit Gas Transmission Company Com. Stock 1,000
Minnesota Intrastate Pipeline Company Com. Stock 1,000
CenterPoint Energy - Mississippi River Transmission Com. Stock 2,000 1,000
Corporation
CenterPoint Energy MRT Holdings, Inc. Com. Stock 1,000
TITLE OF AMOUNT
NAME OF ISSUER ISSUE ISSUED
-------------- -------- ------
CENTERPOINT ENERGY, INC. Com. Stock 299,418,905
Preferred -0-
CenterPoint Energy, Inc. Com. Stock 1,000
UTILITY HOLDING, LLC Com. Shares 1,000
CenterPoint Energy Houston Electric, LLC Com. Shares 1,000
Series A Preferred -0-
TEXAS GENCO HOLDINGS, INC. Com. Stock 1,000
Texas Genco LP, LLC Com. Shares 1,000
Texas Genco GP, LLC Com. Shares 1,000
Texas Genco, LP N/A N/A
CenterPoint Energy Resources Corp. Com. Stock 1,000
ALG Gas Supply Company Com. Stock 1
Allied Materials Corporation Com. Stock 1,000
Arkansas Louisiana Finance Corporation Com. Stock 50,000
Arkla Industries Inc. Com. Stock 30,000
Arkla Products Company Com. Stock 1,000
Blue Jay Gas Company Com. Stock 1,000
CenterPoint Energy Alternative Fuels, Inc. Com. Stock 1,000
Entex Gas Marketing Company Com. Stock 1,000
CenterPoint Energy Gas Resources Corp. Com. Stock 1,000
Entex NGV, Inc. Com. Stock 1,000
Entex Oil & Gas Co. Com. Stock 1,000
CenterPoint Energy - Illinois Gas Transmission Company Com. Stock 1,000
Industrial Gas Supply Corporation Com. Stock 1,000
Intex, Inc. Com. Stock 1,000
Louisiana Unit Gas Transmission Company Com. Stock 1,000
Minnesota Intrastate Pipeline Company Com. Stock 1,000
CenterPoint Energy - Mississippi River Transmission Com. Stock 1,000
Corporation
CenterPoint Energy MRT Holdings, Inc. Com. Stock 1,000
1
AMOUNT ADDITIONAL
TITLE OF AUTHORIZED BY AMOUNT
NAME OF ISSUER ISSUE CHARTER UNISSUED
-------------- -------- ------------- ----------
CenterPoint Energy MRT Services Company Com. Stock 1,000
CenterPoint Energy Gas Marketing Company Com. Stock 1,000
National Furnace Company Com. Stock 1,000
NorAm Financing I N/A N/A
NorAm Utility Services, Inc. Com. Stock 1,000
CenterPoint Energy Consumer Group, Inc. Com. Stock 1,000
CenterPoint Energy Field Services, Inc. Com. Stock 1,000
CenterPoint Energy Field Services Holdings, Inc. Com. Stock 1,000
CenterPoint Energy Gas Processing, Inc. Com. Stock 1,000
Reliant Energy Funds Management, Inc. Com. Stock 1,000
CenterPoint Energy Gas Transmission Company Com. Stock 1,000
CenterPoint Energy Hub Services, Inc. Com. Stock 1,000
CenterPoint Energy Intrastate Holdings, LLC Com. Stock 1,000
Pine Pipeline Acquisition Company, LLC Com. Stock 1,000
CenterPoint Energy Pipeline Services, Inc. Com. Stock 1,000
CenterPoint Energy OQ, LLC Com. Share 1,000
OQ Partners (a general partnership) N/A N/A
CenterPoint Energy Marketing, Inc. Com. Stock 1,000
CenterPoint Energy Retail Interests, Inc. Com. Stock 1,000
CenterPoint Energy Trading and Transportation Group, Inc. Com. Stock 1,000
Unit Gas Transmission Company Com. Stock 1,000
United Gas, Inc. Com. Stock 1,000
HL&P Capital Trust I N/A
HL&P Capital Trust II N/A
HL&P Receivables, Inc. Com. Stock 1,000
Houston Industries Energy (UK), Inc Com. Stock 1,000
Houston Industries FinanceCo GP, LLC Com. Shares 1,000
Houston Industries FinanceCo LP N/A N/A
NorAm Energy Corp. Com. Stock 1,000
REI Trust I N/A
REI Trust II N/A.
Reliant Energy FinanceCo II GP, LLC Com. Shares 1,000
TITLE OF AMOUNT
NAME OF ISSUER ISSUE ISSUED
-------------- -------- ------
CenterPoint Energy MRT Services Company Com. Stock 1,000
CenterPoint Energy Gas Marketing Company Com. Stock 1,000
National Furnace Company Com. Stock 1,000
NorAm Financing I N/A N/A
NorAm Utility Services, Inc. Com. Stock 1,000
CenterPoint Energy Consumer Group, Inc. Com. Stock 1,000
CenterPoint Energy Field Services, Inc. Com. Stock 1,000
CenterPoint Energy Field Services Holdings, Inc. Com. Stock 1,000
CenterPoint Energy Gas Processing, Inc. Com. Stock 1,000
Reliant Energy Funds Management, Inc. Com. Stock 1,000
CenterPoint Energy Gas Transmission Company Com. Stock 1,000
CenterPoint Energy Hub Services, Inc. Com. Stock 1,000
CenterPoint Energy Intrastate Holdings, LLC Com. Stock 1,000
Pine Pipeline Acquisition Company, LLC Com. Stock 1,000
CenterPoint Energy Pipeline Services, Inc. Com. Stock 1,000
CenterPoint Energy OQ, LLC Com. Share 1,000
OQ Partners (a general partnership) N/A N/A
CenterPoint Energy Marketing, Inc. Com. Stock 1,000
CenterPoint Energy Retail Interests, Inc. Com. Stock 1,000
CenterPoint Energy Trading and Transportation Group, Inc. Com. Stock 1,000
Unit Gas Transmission Company Com. Stock 1,000
United Gas, Inc. Com. Stock 1,000
HL&P Capital Trust I N/A N/A
HL&P Capital Trust II N/A N/A
HL&P Receivables, Inc. Com. Stock 1,000
Houston Industries Energy (UK), Inc Com. Stock 1,000
Houston Industries FinanceCo GP, LLC Com. Shares 1,000
Houston Industries FinanceCo LP N/A N/A
NorAm Energy Corp. Com. Stock 1,000
REI Trust I N/A N/A
REI Trust II N/A. N/A
Reliant Energy FinanceCo II GP, LLC Com. Shares 1,000
2
AMOUNT ADDITIONAL
TITLE OF AUTHORIZED BY AMOUNT
NAME OF ISSUER ISSUE CHARTER UNISSUED
-------------- -------- ------------- ----------
Reliant Energy FinanceCo II LP N/A
Reliant Energy FinanceCo III GP, LLC Com. Shares 1,000
Reliant Energy FinanceCo III LP N/A
Reliant Energy FinanceCo IV GP, LLC Com. Shares 1,000
Reliant Energy FinanceCo IV LP N/A
Reliant Energy Investment Management, Inc. Com. Stock 1,000
CenterPoint Energy Power Systems, Inc. Com. Stock 1,000
CenterPoint Energy Products, Inc. Com. Stock 1,000
CenterPoint Energy Properties, Inc. Com. Stock 1,000
CenterPoint Energy Tegco, Inc. Com. Stock 1,000
CenterPoint Energy Management Services, Inc. Com. Stock 1,000
Reliant Energy Thermal Systems (Delaware), Inc. Com. Stock 1,000
Northwind Houston L.P. N/A N/A
CenterPoint Energy District Cooling, LLC
CenterPoint Energy Transition Bond Company, LLC Com. Stock 1,000
Reliant Energy Water, Inc. Com. Stock 1,000
Utility Rail Services, Inc. Com. Stock 1,000
UFI Services, Inc. Com. Stock 1,000
CENTERPOINT ENERGY INTERNATIONAL, INC. Com. Stock 1,000
HI Energy Holdings I B.V.* Com. Stock 200
Reliant Energy Brazil Ltd.* Com. Stock 50,000
HIE Brasil Rio Sul Ltda.*
Reliant Energy International Brasil Ltda. *
Reliant Energy Brasil, Ltda. * Com. Stock 200,001
Reliant Energy Brazil Tiete Ltd.* Com. Stock 1,000
Reliant Energy Brazil Ventures Ltd.* Com. Stock 50,000
Reliant Energy Colombia Ltda. * Com. Stock 3,000.000
Reliant Energy Holdings Ltd.* Com. Stock 50,000
CenterPoint Energy International II, Inc. Com. Stock 1,000
HIE Ford Heights, Inc. Com. Stock 1,000
HIE Fulton, Inc. Com. Stock 1,000
Reliant Energy India, Inc. Com. Stock 1,000,000
TITLE OF AMOUNT
NAME OF ISSUER ISSUE ISSUED
-------------- -------- ------
Reliant Energy FinanceCo II LP N/A N/A
Reliant Energy FinanceCo III GP, LLC Com. Shares 1,000
Reliant Energy FinanceCo III LP N/A N/A
Reliant Energy FinanceCo IV GP, LLC Com. Shares 1,000
Reliant Energy FinanceCo IV LP N/A N/A
Reliant Energy Investment Management, Inc. Com. Stock 1,000
CenterPoint Energy Power Systems, Inc. Com. Stock 1,000
CenterPoint Energy Products, Inc. Com. Stock 1,000
CenterPoint Energy Properties, Inc. Com. Stock 1,000
CenterPoint Energy Tegco, Inc. Com. Stock 1,000
CenterPoint Energy Management Services, Inc. Com. Stock 1,000
Reliant Energy Thermal Systems (Delaware), Inc. Com. Stock 1,000
Northwind Houston L.P. N/A N/A
CenterPoint Energy District Cooling, LLC
CenterPoint Energy Transition Bond Company, LLC Com. Stock 1,000
Reliant Energy Water, Inc. Com. Stock 1,000
Utility Rail Services, Inc. Com. Stock 1,000
UFI Services, Inc. Com. Stock 1,000
CENTERPOINT ENERGY INTERNATIONAL, INC. Com. Stock 1,000
HI Energy Holdings I B.V.* Com. Stock 40
Reliant Energy Brazil Ltd.* Com. Stock 2
HIE Brasil Rio Sul Ltda.*
Reliant Energy International Brasil Ltda. *
Reliant Energy Brasil, Ltda. * Com. Stock 0
Reliant Energy Brazil Tiete Ltd.* Com. Stock 1,000
Reliant Energy Brazil Ventures Ltd.* Com. Stock 2
Reliant Energy Colombia Ltda. * Com. Stock 3,000
Reliant Energy Holdings Ltd.* Com. Stock 2
CenterPoint Energy International II, Inc. Com. Stock 1,000
HIE Ford Heights, Inc. Com. Stock 1,000
HIE Fulton, Inc. Com. Stock 1,000
Reliant Energy India, Inc. Com. Stock 2
3
AMOUNT ADDITIONAL
TITLE OF AUTHORIZED BY AMOUNT
NAME OF ISSUER ISSUE CHARTER UNISSUED
-------------- -------- ------------- ----------
Reliant Energy Rain, Inc. Com. Stock 1,000,000
Rain Calcining Limited **
CenterPoint Energy International Holdings, LLC** Com. Share 1,000
Reliant Energy El Salvador, S.A. de C.V. ** Com. Stock 3,000
CenterPoint Energy International Services, Inc.* Com. Stock 1,000
CenterPoint Energy Light, Inc. Com. Stock 1,000
Reliant Energy Cayman Holdings Ltd. Com. Stock 50,000
Reliant Energy Argentina S.A. Stock 12,000
Reliant Energy Argener S.A. ** Stock 62,963,979
Reliant Energy Opco S.A. Stock 212,000
Reliant Energy Argentine Holdings Ltd. Com. Stock 50,000
Reliant Energy Cayman Investments Ltd.* Com. Stock 50,000
Reliant Energy Cayman Ltd.* Com. Stock 50,000
Reliant Energy Cayman Acquisitions Ltd.* Com. Stock 50,000
Reliant Energy Outsource Ltd.** Com. Stock 50,000
Venus Generation El Salvador * Com. Stock 100,000
Reliant Energy Salvador Holding Company Ltd.* Com. Stock 50,000
Reliant Energy Santiago del Estero, S.A. Com. Stock 12,000
Empresa Distribuidora de Electricidad de Santiago del Estero
S.A.** Stock 17,406,444
Worldwide Electric Holdings B.V.* Stock 200
TITLE OF AMOUNT
NAME OF ISSUER ISSUE ISSUED
-------------- -------- ------
Reliant Energy Rain, Inc. Com. Stock 2
Rain Calcining Limited **
CenterPoint Energy International Holdings, LLC** Com. Share 1,000
Reliant Energy El Salvador, S.A. de C.V. ** Com. Stock 3,000
CenterPoint Energy International Services, Inc.* Com. Stock 1,000
CenterPoint Energy Light, Inc. Com. Stock 1,000
Reliant Energy Cayman Holdings Ltd. Com. Stock 17
Reliant Energy Argentina S.A. Stock 12,000
Reliant Energy Argener S.A. ** Stock 62,963,979,
Reliant Energy Opco S.A. Stock 212,000
Reliant Energy Argentine Holdings Ltd. Com. Stock 200
Reliant Energy Cayman Investments Ltd.* Com. Stock 2
Reliant Energy Cayman Ltd.* Com. Stock 2
Reliant Energy Cayman Acquisitions Ltd.* Com. Stock 200
Reliant Energy Outsource Ltd.** Com. Stock 2
Venus Generation El Salvador * Com. Stock 2
Reliant Energy Salvador Holding Company Ltd.* Com. Stock 2
Reliant Energy Santiago del Estero, S.A. Com. Stock 12,000
Empresa Distribuidora de Electricidad de Santiago del Estero
S.A.** Stock 17,406,444
Worldwide Electric Holdings B.V.* Stock 40
* Entity is in the process of being dissolved.
** Investment is in the process of being divested.
4
SCHEDULE 8.3
OTHER SECURITIES
(as of September 30, 2002)
CenterPoint Energy Resources Corp.'s (CERC Corp.) $500 million aggregate
principal amount of 6 3/8% Term Enhanced ReMarketable Securities (TERM Notes)
provide an investment bank with a call option, which gives it the right to have
the TERM Notes redeemed from the investors on November 1, 2003 and then
remarketed if it chooses to exercise the option. The TERM Notes are unsecured
obligations of CERC Corp. which bear interest at an annual rate of 6 3/8% to
November 1, 2003. On November 1, 2003, the holders of the TERM Notes are
required to tender their notes at 100% of their principal amount. If the option
is not exercised by the investment bank, CERC Corp. will repurchase the TERM
Notes at 100% of their principal amount on November 1, 2003. If the option is
exercised, the TERM Notes will be remarketed on a date, selected by CERC Corp.,
within the 52-week period beginning November 1, 2003. During this period and
prior to remarketing, the TERM Notes will bear interest at rates, adjusted
weekly, based on an index selected by CERC Corp. If the TERM Notes are
remarketed, the final maturity date of the TERM Notes will be November 1, 2013,
subject to adjustment, and the effective interest rate on the remarketed TERM
Notes will be 5.66% plus CERC Corp.'s applicable credit spread at the time of
such remarketing.
On September 21, 1999, 17.2 million 2.0% Zero-Premium Exchangeable Subordinated
Notes due 2029 (ZENS) having an original principal amount of $1.0 billion were
issued. At maturity the holders of the ZENS will receive in cash the higher of
the original principal amount of the ZENS (subject to adjustment) or an amount
based on the then-current market value of AOL Time Warner Common Stock, or other
securities distributed with respect to AOL Time Warner Common Stock (1.5 shares
of AOL Time Warner Common Stock and such other securities, if any, are referred
to as reference shares). Each ZENS has an original principal amount of $58.25,
and is exchangeable at any time at the option of the holder for cash equal to
95% (100% in some cases) of the market value of the reference shares
attributable to one ZENS. CenterPoint Energy, Inc. pays interest quarterly on
each ZENS at an annual rate of 2% plus the amount of any quarterly cash
dividends paid in respect of the reference shares attributable to each ZENS.
Upon adoption of SFAS No. 133 effective January 1, 2001, the ZENS obligation was
bifurcated into a debt component and a derivative component (the holder's option
to receive the appreciated value of AOL Time Warner Common Stock at maturity).
SCHEDULE 8.4
AMOUNTS OF CLASSES OF SECURITIES
OF REGISTRANT AND SUBSIDIARY COMPANIES
WHICH ARE AUTHORIZED BUT UNISSUED/UNUTILIZED
AUTHORIZED BUT UNISSUED
ISSUED SECURITY / AGREEMENT AT 9/30/02
------ -------------------- -----------------------
CenterPoint Energy, Inc. Common Stock 695,664,543 shares
CenterPoint Energy Resources Corp. Credit Agreement $850 million
CenterPoint Energy, Inc. Debt Securities $2,500 million
CenterPoint Energy Resources Corp. Debt Securities $50 million
CenterPoint Energy Resources Corp. Receivables $350 million
SCHEDULE 9.1
NAME OF ISSUER TITLE OF SHARES PAR OR STATED COST OF
ISSUE ISSUED VALUE ORIGINAL ISSUE
--------------------- ------------ -------------- ----------------
CENTERPOINT ENERGY, INC. Com. Stock 299,418,905 $0.01 Publicly Held
Preferred -0- $0.01
CenterPoint Energy, Inc. Com. Stock 1,000 $1.00 $1,000
UTILITY HOLDING, LLC Com. Shares 1,000 N/A $1,000
CenterPoint Energy Houston Electric, LLC Com. Shares 1,000 N/A Converted
from REI
Series A
Preferred -0- N/A
TEXAS GENCO HOLDINGS, INC. Com. Stock 1,000 $1.00 $1,000
Texas Genco LP, LLC Com. Shares 1,000 N/A $1,000
Texas Genco GP, LLC Com. Shares 1,000 N/A $1,000
Texas Genco, LP N/A N/A N/A -0-
CenterPoint Energy Resources Corp. Com. Stock 1,000 $0.01 $10.00
ALG Gas Supply Company Com. Stock 1 $1,000 $1,000
Allied Materials Corporation Com. Stock 1,000 $1.00 $1,000
Arkansas Louisiana Finance Corporation Com. Stock 50,000 $5.00 $250,000
Arkla Industries Inc. Com. Stock 30,000 $100 $3,000,000
Arkla Products Company Com. Stock 1,000 $1.00 $1,000
Blue Jay Gas Company Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Alternative Fuels, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Gas Resources Corp. Com. Stock 1,000 $1.00 $1,000
Entex NGV, Inc. Com. Stock 1,000 $1.00 $1,000
Entex Oil & Gas Co. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy - Illinois Gas
Transmission Company Com. Stock 1,000 $1.00 $1,000
Industrial Gas Supply Corporation Com. Stock 1,000 $1.00 $1,000
Intex, Inc. Com. Stock 1,000 $1.00 $1,000
Louisiana Unit Gas Transmission Company Com. Stock 1,000 $1.00 $1,000
Minnesota Intrastate Pipeline Company Com. Stock 1,000 $1.00 $1,000
1
SCHEDULE 9.1
NAME OF ISSUER TITLE OF SHARES PAR OR STATED COST OF
ISSUE ISSUED VALUE ORIGINAL ISSUE
--------------------- ------------ -------------- ----------------
CenterPoint Energy - Mississippi River
Transmission Corporation Com. Stock 1,000 No Par Value $1,000
CenterPoint Energy MRT Holdings, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy MRT Services Company Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Gas Marketing Company Com. Stock 1,000 $1.00 $1,000
National Furnace Company Com. Stock 1,000 $1.00 $1,000
NorAm Financing I N/A N/A
NorAm Utility Services, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Consumer Group, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Field Services, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Field Services Holdings, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Gas Processing, Inc. Com. Stock 1,000 $1.00 $1,000
Reliant Energy Funds Management, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Gas Transmission Company Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Hub Services, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Intrastate Holdings, LLC Com. Stock 1,000 N/A $1,000
Pine Pipeline Acquisition Company, LLC Com. Stock 1,000 N/A $2,150,000
CenterPoint Energy Pipeline Services, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy OQ, LLC Com. Share 1,000 N/A $1,000
OQ Partners (a general partnership) N/A N/A
CenterPoint Energy Marketing, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Retail Interests, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Trading and Transportation Group, Inc. Com. Stock 1,000 $1.00 $1,000
Unit Gas Transmission Company Com. Stock 1,000 $1.00 $1,000
United Gas, Inc. Com. Stock 1,000 $1.00 $1,000
HL&P Capital Trust I N/A
HL&P Capital Trust II N/A
HL&P Receivables, Inc. Com. Stock 1,000 $1.00 $1,000
Houston Industries Energy (UK), Inc Com. Stock 1,000
Houston Industries FinanceCo GP, LLC Com. Shares 1,000 N/A $100,000
2
SCHEDULE 9.1
NAME OF ISSUER TITLE OF SHARES PAR OR STATED COST OF
ISSUE ISSUED VALUE ORIGINAL ISSUE
--------------------- ------------ -------------- ----------------
Houston Industries FinanceCo LP N/A N/A N/A $10,000,000
NorAm Energy Corp. Com. Stock 1,000
REI Trust I N/A N/A
REI Trust II N/A. N/A
Reliant Energy FinanceCo II GP, LLC Com. Shares 1,000 N/A $1,000
Reliant Energy FinanceCo II LP N/A N/A N/A $1,000
Reliant Energy FinanceCo III GP, LLC Com. Shares 1,000 N/A $1,000
Reliant Energy FinanceCo III LP N/A N/A N/A $1,000
Reliant Energy FinanceCo IV GP, LLC Com. Shares 1,000 N/A $1,000
Reliant Energy FinanceCo IV LP N/A N/A N/A $1,000
Reliant Energy Investment Management, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Power Systems, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Products, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Properties, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Tegco, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Management Services, Inc. Com. Stock 1,000 $1.00 $1,000
Reliant Energy Thermal Systems (Delaware), Inc. Com. Stock 1,000 $1.00 $1,000
Northwind Houston L.P. N/A N/A N/A $225,000
CenterPoint Energy District Cooling, LLC N/A N/A N/A $10,000
CenterPoint Energy Transition Bond Company, LLC Com. Stock 1,000 $1.00 $1,000
Reliant Energy Water, Inc. Com. Stock 1,000 $1.00 $1,000
Utility Rail Services, Inc. Com. Stock 1,000 $1.00 $1,000
UFI Services, Inc. Com. Stock 1,000 $1.00 $1,000
CENTERPOINT ENERGY INTERNATIONAL, INC. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy International II, Inc. Com. Stock 1,000 $0.01 $10.00
HIE Ford Heights, Inc. Com. Stock 1,000 $1.00 $1,000
HIE Fulton, Inc. Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy International Holdings, LLC** Com. Share 1,000 N/A $1,000
CenterPoint Energy International Services, Inc.* Com. Stock 1,000 $1.00 $1,000
CenterPoint Energy Light, Inc. Com. Stock 1,000 $1.00 $1,000
* Entity is in the process of being dissolved.
**Investment is in the process of being divested.
3
SCHEDULE 10.1
INVESTOR INVESTEE TYPE QUANTITY COST (X1,000)
-------- -------- ---- -------- -------------
CenterPoint Energy Houston Electric, LLC Pantellos Corporation Common 191,950 1,920
Reliant Energy Investment Management AOL-Time Warner Common 21,640,246 253,191
Pantellos "cost" (last column) is based on the original investment at $10 per
share.
AOL-TW "cost" (last column) is per the CNP 10-Q and is based on the closing
AOL-TW price as of September 30, 2002.
SCHEDULE 11.1
INDEBTEDNESS OF SYSTEM COMPANIES
(a) Debts owed to associate companies as of September 30, 2002
Name of Debtor Name of Creditor Amount Owed Rate of Interest Date of Maturity
-------------- ---------------- ----------- ---------------- ----------------
CenterPoint Energy, Inc. CenterPoint Energy $ 750,000,000 Prime On demand
Houston Electric, LLC
CenterPoint Energy CenterPoint Energy, Inc. $1,086,500,000 5.90% January 1, 2028
Houston Electric, LLC
CenterPoint Energy CenterPoint Energy, Inc. $ 546,500,000 Prime Serially
Houston Electric, LLC
CenterPoint Energy CenterPoint Energy, Inc. $ 350,000,000 Prime On demand
Resources Corp.
CenterPoint Energy
Thermal Systems, Inc. CenterPoint Energy International, Inc. $ 9,803,751 Prime On demand
CenterPoint Energy, Inc. HL&P Capital Trust I $ 257,732,000 8.125% March 31, 2046
CenterPoint Energy, Inc. HL&P Capital Trust II $ 103,093,000 8.257% February 1, 2037
CenterPoint Energy, Inc. REI Trust I $ 386,598,000 7.20% March 31, 2048
CenterPoint Energy, Inc. Reliant Energy Investment Management, LLC $ 45,234,915 None On demand
Texas Genco, LP CenterPoint Energy, Inc. $ 56,178,567 Variable On demand
Reliant Energy FinanceCo II LP $ 3,141,225 Variable On demand
Centerpoint Energy Funding Company $ 3,648,548 Variable On demand
Centerpoint Energy International, Inc. $ 3,329,830 Variable On demand
Centerpoint Energy Products, Inc. $ 149,810 Variable On demand
Centerpoint Energy Resources Corp. $ 5,798,404 Variable On demand
Centerpoint Energy Properties, Inc. $ 2,042,423 Variable On demand
CenterPoint Energy Thermal
Systems, Inc. CenterPoint Energy, Inc. $ 37,937,358 Variable On demand
Reliant Energy FinanceCo II LP $ 2,121,268 Variable On demand
Centerpoint Energy Funding Company $ 2,463,863 Variable On demand
Centerpoint Energy International, Inc. $ 2,248,632 Variable On demand
Centerpoint Energy Products, Inc. $ 101,166 Variable On demand
Centerpoint Energy Resources Corp. $ 3,915,659 Variable On demand
Centerpoint Energy Properties, Inc. $ 1,379,247 Variable On demand
Reliant Energy FinanceCo II
GP, LLC CenterPoint Energy Inc. $ 9,074 Variable On demand
CenterPoint Energy, Inc. Reliant Energy Tegco, Inc. $ 124,038 None On demand
CenterPoint Energy, Inc. Reliant Energy Power Systems Inc. $ 61,793 None On demand
SCHEDULE 12.1
CENTERPOINT ENERGY, INC.
LEASES WITH ANNUAL PAYMENTS EXCEEDING $50,000
Total Annual
Lessee Lessor Description of Lease Lease Payments
------ ------ -------------------- --------------
Texas Genco HNG Dayton Storage North Dayton Salt Dome $ 9,069,216
Texas Genco GE Capital Long-term capital lease; 324 rotary
steel coal gondolas 7,520,040
Texas Genco First Union Rail Long-term capital lease; 316 rotary
steel coal gondolas 7,333,560
Texas Genco Residco Long-term capital lease; 411 rotary
steel coal gondolas 10,724,160
Texas Genco CIT Group Short-term capital lease; 524 rotary
aluminum coal gondolas 27,792,024
Texas Genco Benetech, Inc. Lease/purchas of dust suppression
system for coal handling system 1,406,880
CenterPoint Energy Arkla Computer Sales International PC Laptop Equipment 1,109,600
CenterPoint Energy Arkla Computer Sales International Arkla Call Center (includes furniture,
phones, PC Equipment) 292,350
CenterPoint Energy Arkla Computer Sales International Monthly Phone Lease 103,309
CenterPoint Energy Arkla Comdisco, Inc. Motorola Equipment 164,038
CenterPoint Energy Arkla FL Building Corporation Little Rock Office Space 307,211
CenterPoint Energy C&I S&L Properties Management, LLC Office Space 246,209
CenterPoint Energy Entex Computer Sales International PC Desktop Equipment 443,393
CenterPoint Energy Entex Computer Sales International PC Laptop Equipment 115,188
CenterPoint Energy Entex Computer Sales International Itron and Telecom Equipment 75,180
CenterPoint Energy Entex Evangeline Life Ins Crowley Office Lease 82,836
CenterPoint Energy Entex Evangeline Life Ins Jennings Office Lease 62,196
CenterPoint Energy Entex Evangeline Life Ins New Iberia Office Lease 293,871
CenterPoint Energy Entex Shearman Corp Lake Charles Office Lease 317,628
CenterPoint Energy Entex AEW/McCord LLP Leased Space at Travis Tower 1,169,819
CenterPoint Energy Entex Republic Parking System/AEW McCord LLP Parking at Travis Twr Garage 87,647
CenterPoint Energy Entex Greater Texas Equities, LTD Lease for Entex Service Center Buildings 1,509,550
CenterPoint Energy Entex Missoram & Missntex, LLC Andrew Shapiro Gulfport Office Space 168,195
CenterPoint Energy Entex Missoram & Missntex, LLC Andrew Shapiro Laurel Office Space 52,692
CenterPoint Energy Entex Missoram & Missntex, LLC Andrew Shapiro Pearl Office Space 66,168
CenterPoint Energy Entex Underwood Investment Co Brandon Office Space 85,699
CenterPoint Energy Entex John Clark Hudson Jr Oxford Office Space 64,800
CenterPoint Energy Entex Hugh Kelly Dabbs Ridgeland Office Space 118,200
CenterPoint Energy Entex Greater Texas Equities Laredo Office & Service Center 138,000
CenterPoint Energy Entex Greater Texas Equities New Braunfels Office & Service Center 69,600
CenterPoint Energy Entex Quintan Chamness Tyler Customer Service Office 118,680
CenterPoint Energy Entex Mark D. Merrill Beaumont Customer Service Office 201,000
CenterPoint Energy Minnegasco Equity Management La Salle Plaza (Minnegasco Headquarters) 1,149,303
CenterPoint Energy Minnegasco Woodpark Crossing LLC Fireplace Store 55,130
CenterPoint Energy Minnegasco Ridgedale Plaza Ltd. Partners Fireplace Store 57,500
CenterPoint Energy Minnegasco H P Financial Services Personal Computers 788,361
CenterPoint Energy Resources
Corp CBL Capital Corporation Vehicles and PC's 430,000
CenterPoint Energy Electric AEW/McCord, LLP Leased space at Travis Tower 4,102,183
CenterPoint Energy Electric AEW/McCord LLP Parking at Travis Twr Garage 258,879
CenterPoint Energy Electric CNP Properties Operational Costs of Travis Tower 190,680
CenterPoint Energy Electric CNP Properties Leased space at 1111 Louisiana 2,103,540
CenterPoint Energy Electric CNP Properties Leased space at ECDC Bldg 3,447,708
------------
$ 83,892,223
============
SCHEDULE 13.1
SECURITIES SOLD
PROCEEDS RECEIVED APPROXIMATE
AMOUNT ISSUED BY ISSUER PER $100 EXPENSES OF
OBLIGOR TITLE OF ISSUE OR SOLD ($000) (BEFORE EXPENSES) ISSUE PER $100(1)
------- -------------- -------------- ------------------ -----------------
1997 (OCTOBER - DECEMBER)
CenterPoint Energy, Inc. Common Stock 1,273 100.000% Unknown
1998
CenterPoint Energy, Inc. Revenue Refunding Bonds 100,000 99.425% 1.027%
Brazos River Authority
Series 1998A, 5.125%
CenterPoint Energy, Inc. Revenue Refunding Bonds 90,000 99.425% 1.071%
Brazos River Authority
Series 1998B, 5.125%
CenterPoint Energy, Inc. Revenue Refunding Bonds 100,000 99.425% 0.998%
Brazos River Authority
Series 1998C, 5.125%
CenterPoint Energy, Inc. Revenue Refunding Bonds 29,685 99.425% 2.590%
Matagorda County Navigation
District Number One
Series 1998A, 5.25%
CenterPoint Energy, Inc. Revenue Refunding Bonds 75,000 99.425% 2.718%
Matagorda County Navigation
District Number One
Series 1998B, 5.15%
CenterPoint Energy Debentures, 6-1/2% 300,000 99.186% 0.451%
Resources Corp.
CenterPoint Energy, Inc. Revenue Refunding Bonds 68,700 99.550% 1.280%
Brazos River Authority
Series 1998D, 4.90%
CenterPoint Energy, Inc. Revenue Refunding Bonds 50,000 99.571% 1.777%
Brazos River Authority
Series 1997, 5.05%
CenterPoint Energy, Inc. Revenue Refunding Bonds 68,000 99.571% 2.397%
Matagorda County Navigation
District Number One
Series 1997, 5.125%
CenterPoint Energy Term Enhanced ReMarketable 500,000 99.192% 0.242%
Resources Corp. Securities (TERMS), 6-3/8%
NAME OF PRINCIPAL UNDERWRITERS
UNDERWRITERS OR INITIAL OFFERING
OBLIGOR PURCHASERS PRICE
------- ----------------- ----------------
1997 (OCTOBER - DECEMBER)
CenterPoint Energy, Inc. Not Applicable Not Applicable
1998
CenterPoint Energy, Inc. Goldman, Sachs & Co. 100.000%
Merrill Lynch & Co.
CenterPoint Energy, Inc. Goldman, Sachs & Co. 100.000%
Merrill Lynch & Co.
CenterPoint Energy, Inc. Goldman, Sachs & Co. 100.000%
Merrill Lynch & Co.
CenterPoint Energy, Inc. J.P. Morgan & Co. 100.000%
Salomon Smith Barney
CenterPoint Energy, Inc. J.P. Morgan & Co. 100.000%
Salomon Smith Barney
CenterPoint Energy Merrill Lynch & Co. 99.836%
Resources Corp. Credit Suisse First Boston
NationsBanc Montgomery Securities LLC
Salomon Smith Barney
CenterPoint Energy, Inc. J.P. Morgan & Co. 100.000%
CenterPoint Energy, Inc. Salomon Smith Barney 100.000%
CenterPoint Energy, Inc. J.P. Morgan & Co. 100.000%
CenterPoint Energy Credit Suisse First Boston 99.792%
Resources Corp. Chase Securities Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
NationsBanc Montgomery Securities LLC
PROCEEDS RECEIVED APPROXIMATE
AMOUNT ISSUED BY ISSUER PER $100 EXPENSES OF
OBLIGOR TITLE OF ISSUE OR SOLD ($000) (BEFORE EXPENSES) ISSUE PER $100(1)
------- -------------- -------------- ------------------ -----------------
CenterPoint Energy, Inc. Common Stock 4,542 100.000% Unknown
1999
REI Trust I Preferred Securities, 7.20% 375,000 96.850% 0.096%
CenterPoint Energy, Inc. Revenue Refunding Bonds 100,000 99.450% 0.284%
Brazos River Authority
Series 1999A, 5.125%
CenterPoint Energy, Inc. Revenue Refunding Bonds 19,200 99.500% 2.302%
Gulf Coast Waste Disposal
Authority
Series 1999, 4.70%
CenterPoint Energy, Inc. Revenue Refunding Bonds 100,000 99.500% 2.485%
Matagorda County Navigation
District Number One
Series 1999A, 5.25%
CenterPoint Energy, Inc. Revenue Refunding Bonds 70,315 99.450% 1.184%
Matagorda County Navigation
District Number One
Series 1999B, 5.95%
CenterPoint Energy, Inc. 2.0% Zero Premium 1,000,000 98.00% 0.054%
Exchangeable Subordinated
Notes (ZENS)
CenterPoint Energy, Inc. Revenue Refunding Bonds 100,000 99.550% 0.306%
Brazos River Authority
Series 1999B, 5.20%
CenterPoint Energy, Inc. Revenue Refunding Bonds 75,000 99.550% 1.146%
Matagorda County Navigation
District Number One
Series 1999C, 5.20%
Reliant Energy Senior Notes, 7.40% 300,000 99.455% 0.067%
FinanceCo II LP
Reliant Energy Floating Rate Notes 225,000 99.775% 0.038%
FinanceCo II LP
NAME OF PRINCIPAL UNDERWRITERS
UNDERWRITERS OR INITIAL OFFERING
OBLIGOR PURCHASERS PRICE
------- ----------------- ----------------
CenterPoint Energy, Inc. Not Applicable Not Applicable
1999
REI Trust I Merrill Lynch & Co. 100.000%
A.G. Edwards & Sons, Inc.
Goldman, Sachs & Co.
NationsBanc Montgomery Securities LLC
PaineWebber Incorporated
Prudential Securities
Salomon Smith Barney
CenterPoint Energy, Inc. Goldman, Sachs & Co. 100.000%
Salomon Smith Barney
CenterPoint Energy, Inc. Salomon Smith Barney 100.000%
CenterPoint Energy, Inc. J.P. Morgan & Co. 100.000%
Banc One Capital Markets, Inc.
NationsBanc Montgomery Securities LLC
CenterPoint Energy, Inc. Goldman, Sachs & Co. 100.000%
Banc of America Securities LLC
BNY Capital Markets, Inc.
CenterPoint Energy, Inc. Goldman, Sachs & Co. 100.000%
Merrill Lynch & Co.
Salomon Smith Barney
CenterPoint Energy, Inc. Goldman, Sachs & Co. 100.000%
J.P. Morgan & Co.
CenterPoint Energy, Inc. Salomon Smith Barney 100.000%
Banc of America Securities LLC
BNY Capital Markets, Inc.
Reliant Energy Chase Securities Inc. 99.880%
FinanceCo II LP Credit Suisse First Boston
Goldman, Sachs & Co.
Reliant Energy Credit Suisse First Boston 100.000%
FinanceCo II LP Banc of America Securities LLC
Chase Securities Inc.
PROCEEDS RECEIVED APPROXIMATE
AMOUNT ISSUED BY ISSUER PER $100 EXPENSES OF
OBLIGOR TITLE OF ISSUE OR SOLD ($000) (BEFORE EXPENSES) ISSUE PER $100(1)
------- -------------- -------------- ------------------ -----------------
CenterPoint Energy, Inc. Common Stock 30,452 100.000% Unknown
2000
CenterPoint Energy Notes, 8.125% 325,000 99.189% 0.125%
Resources Corp.
CenterPoint Energy, Inc. Common Stock 53,809 100.000% Unknown
2001
CenterPoint Energy Notes, 7.75% 550,000 99.024% 0.067%
Resources Corp.
CenterPoint Energy Transition Bonds 115,000 99.64546% 1.075%
Transition Bond Company, LLC Series 2001-1, Class A-1
CenterPoint Energy Transition Bonds 118,000 99.55652% 0.986%
Transition Bond Company, LLC Series 2001-1, Class A-2
CenterPoint Energy Transition Bonds 130,000 99.46206% 0.891%
Transition Bond Company, LLC Series 2001-1, Class A-3
CenterPoint Energy Transition Bonds 385,897 99.40218% 0.831%
Transition Bond Company, LLC Series 2001-1, Class A-4
CenterPoint Energy, Inc. Common Stock 100,430 100.000% Unknown
2002 (JANUARY - SEPTEMBER)
CenterPoint Energy, Inc. Common Stock 5,113 100.000% Unknown
NAME OF PRINCIPAL UNDERWRITERS
UNDERWRITERS OR INITIAL OFFERING
OBLIGOR PURCHASERS PRICE
------- ----------------- ----------------
CenterPoint Energy, Inc. Not Applicable Not Applicable
2000
CenterPoint Energy Banc of America Securities LLC 99.789%
Resources Corp. Credit Suisse First Boston
Deutsche Banc Alex. Brown
CenterPoint Energy, Inc. Not Applicable Not Applicable
2001
CenterPoint Energy Banc of America Securities LLC 99.674%
Resources Corp. JP Morgan
CenterPoint Energy Merrill Lynch & Co. 99.99546%
Transition Bond Company, LLC Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
CenterPoint Energy Merrill Lynch & Co. 99.98652%
Transition Bond Company, LLC Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
CenterPoint Energy Merrill Lynch & Co. 99.95206%
Transition Bond Company, LLC Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
CenterPoint Energy Merrill Lynch & Co. 99.93718%
Transition Bond Company, LLC Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
CenterPoint Energy, Inc. Not Applicable Not Applicable
2002 (JANUARY - SEPTEMBER)
CenterPoint Energy, Inc. Not Applicable Not Applicable
(1) Excludes Original Issue Discount and Underwriters' Commissions
SCHEDULE 15.1
TOP SHAREHOLDERS OF CNP AS OF SEPTEMBER 30,2002
OUTSTANDING AS OF 09/30/2002 304,335,457
REGISTERED HOLDER SHARES HELD % OF OUTSTANDING
1. CEDE & CO 263,606,587.000 86.62%
C/O THE DEPOSITORY TRUST COMPANY
55 WATER STREET
NEW YORK NY 10002
2. CenterPoint Energy, Inc. 16,235,789.000 5.3348%
ADMINISTRATOR INVESTOR'S CHOICE PLAN FOR
CenterPoint Energy, Inc.
P O BOX 4505
HOUSTON, TX 77210
3. HOW & CO 4,769,889.000 1.5673%
C/O NORTHERN TRUST COMPANY
50 SOUTH LA SALLE STREET
TRUST SECURITIES DIVISION C 2N
CHICAGO IL 60675 (unallocated CNP ESOP)
4. M D THOMPSON & SO CO 333,115.000 0.1095%
P O BOX 388
MCCRORY AR 72102
5. ALLEN W PIKE TTEE OF THE 250,000.000 0.0821%
ALLEN W PIKE REVOCABLE TRUST DATED 5/4/1983
20 CHESTNUT ST #N10
EXETER NH 03833-1881
6. HOW & CO 188,126.000 0.0618%
C/O NORTHERN TRUST COMPANY
50 SOUTH LA SALLE STREET
TRUST SECURITIES DIVISION C 2N
CHICAGO IL 60675 (issued/unallocated CNP ESOP)
7. DDJ INVESTMENTS LTD 180,000.000 0.0591%
#5 STAYTON CIRCLE
HOUSTON, TX 77024
8. J P MORGAN CHASE FBO DONLEY D JORDAN 172,241.000 0.0566%
#5 STAYTON CIRCLE
HOUSTON, TX 77024
9. DONLEY D JORDAN 102,546.000 0.0337%
#5 STAYTON CIRCLE
HOUSTON, TX 77024
10. ARKANSAS STATE HIGHWAY EMPLOYEES 100,000.000 0.0329%
RETIREMENT SYSTEM
P O BOX 2261
LITTLE ROCK AK 72203
11. CHARLES T TRAVERS TR 7/30/84 OF THE CHARLES 90,000.000 0.0296%
T TRAVERS & LOUISE H TRAVERS REV TRUST
296 VIA LA PAZ
GREENBRAE CA 94904-1244
12. RONALD S LETBETTER 79,549.000 0.0261%
3251 DEL MONTE
HOUSTON, TX 77019
13. W J DWYER, WILLIAM G DWYER, WILLIAM JAMES 70,000.000 0.0230%
DWYER & DAVID ALAN DWYER CO-TTEES
C.A. DWYER TRUST UAD 12/7/62
C/O DAVID A DWYER
17119 S IVY CIRCLE
HOUSTON, TX 77084
14. VINCENT A MORANO 70,000.000 0.0230%
1500 PALISADE AVE APT 12-E
FORT LEE NJ 07024
15. DUPAGE NATIONAL BANK 64,000.000 0.0210%
ATTN: ROY CURRAN
101 MAIN ST
WEST CHICAGO IL 60185-2857
16. DENNIS F SMITH & BONNIE E SMITH TTEES 62,485.000 0.0205%
SMITH JOINT REVOC TR DTD 4/4/01
2511 TROPHY LANE
STILLWATER OK 74074
17. JOHN ANNIS RATHMELL 60,000.000 0.0197%
720 N POST OAK RD SUITE 350
HOUSTON, TX 77024-3898
18. JOE C WESSENDORFF 60,000.000 0.0197%
P O BOX 300
RICHMOND TX 77406-0300
19. HUGH RICE KELLY 57,012.000 0.0187%
1936 RICE BOULEVARD
HOUSTON, TX 77005
20. CHARLES T TRAVERS TTEE U/A DTD 11-29-95 53,240.000 0.0175%
CHARLES T TRAVERS 1995 CHARITABLE
REMAINDER UNITRUST
292 VIA LA PAZ
GREENBRAE CA 94904
SCHEDULE 18.1
CENTERPOINT ENERGY, INC.
CORPORATE SERVICES CHARGED TO SBUS:
Third Quarter 2002
TDU GENCO
-------------------------------------------
CNP HOUSTON ELECTRIC, LLC TEXAS GENCO, LP
------------------------- ---------------
Sum of Amount PaCC
------------------------------------------- ------------------------- ---------------
Cost ctr Cost elem.|Cost element name 0003 0004
------------------------------------------- ------------------------- ---------------
125001 642200 |REI Corp OH 205,739.55 126,144.39
PRESIDENT AND CEO 125001 TOTAL 205,739.55 126,144.39
125004 642200 |REI Corp OH 5,340.63 3,967.56
CHIEF FINANCIAL OFFICER 125004 TOTAL 5,340.63 3,967.56
125007 642200 |REI Corp OH 77,916.78 57,884.59
PLANNING AND PERFORMANCE 125007 TOTAL 77,916.78 57,884.59
125019 642200 |REI Corp OH 311,398.18 190,926.50
CORP COMMUNICATIONS 125019 TOTAL 311,398.18 190,926.50
125020 642200 |REI Corp OH 797,204.47 592,245.40
CORP LEGAL 125020 TOTAL 797,204.47 592,245.40
125021 642200 |REI Corp OH 85,448.17 63,479.67
SR EXEC LEGAL 125021 TOTAL 85,448.17 63,479.67
125042 642082 |REI Legislative Adv 369,205.76 226,369.86
STATE RELATIONS 125042 TOTAL 369,205.76 226,369.86
125050 642082 |REI Legislative Adv 126,085.83 77,306.59
LOCAL RELATIONS 125050 TOTAL 126,085.83 77,306.59
125066 643528 |Technical Support (67,519.01)
FINANCE INFOR TECH & SUPP SERVICES 125066 TOTAL (67,519.01)
125070 642200 |REI Corp OH 78,361.30 58,214.82
FINANCIAL SYSTEMS AND PROCESSES 125070 TOTAL 78,361.30 58,214.82
125094 642200 |REI Corp OH 41,890.14 14,780.34
HR-AFFIRMATIVE ACTION
PLAN/DIVERSITY/POL 125094 TOTAL 41,890.14 14,780.34
125095 642200 |REI Corp OH 65,914.61
RISK CONTROL MANAGER 125095 TOTAL 65,914.61
125098 642200 |REI Corp OH 132,857.95 98,700.53
COMPTROLLER 125098 TOTAL 132,857.95 98,700.53
125099 642200 |REI Corp OH 48,913.49 36,337.97
BENCHMARKING 125099 TOTAL 48,913.49 36,337.97
125100 642200 |REI Corp OH 70,233.61 52,176.74
CHIEF ACCOUNTING OFFICER 125100 TOTAL 70,233.61 52,176.74
125101 642200 |REI Corp OH 320,261.87 237,923.42
643502 |Fleet Pool Vehicles (8.78)
FINANCIAL ACCOUNTING 125101 TOTAL 320,253.09 237,923.42
125102 642200 |REI Corp OH 189,924.15 141,095.17
FEDERAL TAX 125102 TOTAL 189,924.15 141,095.17
125104 642200 |REI Corp OH 55,128.83 33,800.95
643004 |Billable Hours
643007 |Admin Labor
643502 |Fleet Pool Vehicles (4.39)
PLANT ACCT. ADMIN 125104 TOTAL 55,124.44 33,800.95
125105 643004 |Billable Hours
643007 |Admin Labor
643502 |Fleet Pool Vehicles (0.88)
PROPERTY ACCOUNTING- ELECTRIC 125105 TOTAL (0.88)
125107 643004 |Billable Hours
643007 |Admin Labor
PROPERTY ACCOUNTING - ARKLA 125107 TOTAL
125109 642200 |REI Corp OH 56,656.99 42,090.62
STATE AND LOCAL TAXES 125109 TOTAL 56,656.99 42,090.62
125111 642200 |REI Corp OH
643502 |Fleet Pool Vehicles (12.27)
PROPERTY TAX 125111 TOTAL (12.27)
125112 643004 |Billable Hours
REGULATORY REPORTING 125112 TOTAL
125115 643502 |Fleet Pool Vehicles (2.51)
REVENUE ACCOUNTING - ELECTRIC 125115 TOTAL (2.51)
125120 642200 |REI Corp OH
SUPPORT SERVICES 125120 TOTAL
125121 642200 |REI Corp OH 109,231.13 81,148.10
COMMERCIAL CREDIT 125121 TOTAL 109,231.13 81,148.10
125162 642200 |REI Corp OH
643528 |Technical Support
CLAIMS 125162 TOTAL
CERC CERC CERC CERC
-------------------------------------------------------------------------------------------------------
CNP RESOURCES CORP ("CERC") CNP GAS TRANSMISSION CO CNP FIELD SERVICES, INC CENTERPOINT ENERGY ARKLA
--------------------------- ----------------------- ----------------------- ------------------------
0016 0027 0036 0062
--------------------------- ----------------------- ----------------------- ------------------------
41,682.02 9,568.28 22,040.89
PRESIDENT AND CEO 41,682.02 9,568.28 22,040.89
1,116.10 256.95 1,818.78
CHIEF FINANCIAL OFFICER 1,116.10 256.95 1,818.78
16,283.38 3,748.81 26,534.88
PLANNING AND PERFORMANCE 16,283.38 3,748.81 26,534.88
63,088.02 14,482.12 33,360.10
CORP COMMUNICATIONS 63,088.02 14,482.12 33,360.10
166,603.09 38,355.98 271,491.25
CORP LEGAL 166,603.09 38,355.98 271,491.25
17,857.31 4,111.18 29,099.73
SR EXEC LEGAL 17,857.31 4,111.18 29,099.73
STATE RELATIONS
LOCAL RELATIONS
FINANCE INFOR TECH & SUPP SERVICES
16,376.27 3,770.21 26,686.26
FINANCIAL SYSTEMS AND PROCESSES 16,376.27 3,770.21 26,686.26
10,128.66 1,042.04 18,648.40
HR-AFFIRMATIVE ACTION
PLAN/DIVERSITY/POL 10,128.66 1,042.04 18,648.40
RISK CONTROL MANAGER
27,765.21 6,392.21 45,245.32
COMPTROLLER 27,765.21 6,392.21 45,245.32
10,222.15 2,353.38 16,657.70
BENCHMARKING 10,222.15 2,353.38 16,657.70
14,677.71 3,379.17 23,918.35
CHIEF ACCOUNTING OFFICER 14,677.71 3,379.17 23,918.35
66,929.65 15,408.79 109,066.49
FINANCIAL ACCOUNTING 66,929.65 15,408.79 109,066.49
39,691.13 9,137.83 64,679.44
FEDERAL TAX 39,691.13 9,137.83 64,679.44
11,168.88 2,563.86 5,905.95
1,323.76
3,694.22
PLANT ACCT. ADMIN 11,168.88 2,563.86 10,923.93
14,140.17
7,145.82
PROPERTY ACCOUNTING- ELECTRIC 21,285.99
551.18
2,401.57
PROPERTY ACCOUNTING - ARKLA 2,952.75
11,840.42 2,725.94 19,294.77
STATE AND LOCAL TAXES 11,840.42 2,725.94 19,294.77
84,794.13 49,799.72
PROPERTY TAX 84,794.13 49,799.72
24,013.00
REGULATORY REPORTING 24,013.00
REVENUE ACCOUNTING - ELECTRIC
SUPPORT SERVICES
22,827.57 5,255.44 37,199.10
COMMERCIAL CREDIT 22,827.57 5,255.44 37,199.10
(33,997.53) (6,799.51) (122,391.08)
CLAIMS (33,997.53) (6,799.51) (122,391.08)
CERC CERC CERC CERC
----------------------------------------------------------------------------------------------
CNP MARKETING, INC INDUSTRIAL GAS SUPPLY LA UNIT GAS TRANSMISSION UNIT GAS TRANSMISSION CO
------------------ --------------------- ------------------------ ------------------------
0077 0079 0080 0081
------------------ --------------------- ------------------------ ------------------------
1,953.17 605.20 853.91 742.02
PRESIDENT AND CEO 1,953.17 605.20 853.91 742.02
42.62 12.18 12.18
CHIEF FINANCIAL OFFICER 42.62 12.18 12.18
621.84 177.67 177.67
PLANNING AND PERFORMANCE 621.84 177.67 177.67
2,956.24 916.00 1,292.44 1,123.09
CORP COMMUNICATIONS 2,956.24 916.00 1,292.44 1,123.09
6,362.37 1,817.82 1,817.82
CORP LEGAL 6,362.37 1,817.82 1,817.82
681.94 194.85 194.85
SR EXEC LEGAL 681.94 194.85 194.85
STATE RELATIONS
LOCAL RELATIONS
FINANCE INFOR TECH & SUPP SERVICES
625.38 178.68 178.68
FINANCIAL SYSTEMS AND PROCESSES 625.38 178.68 178.68
333.45
HR-AFFIRMATIVE ACTION
PLAN/DIVERSITY/POL 333.45
18,369.50 4,846.73 1,089.23 20,641.18
RISK CONTROL MANAGER 18,369.50 4,846.73 1,089.23 20,641.18
1,060.32 302.95 302.95
COMPTROLLER 1,060.32 302.95 302.95
390.37 111.53 111.53
BENCHMARKING 390.37 111.53 111.53
560.53 160.15 160.15
CHIEF ACCOUNTING OFFICER 560.53 160.15 160.15
2,555.95 730.28 730.28
FINANCIAL ACCOUNTING 2,555.95 730.28 730.28
1,515.75 433.08 433.08
FEDERAL TAX 1,515.75 433.08 433.08
523.35 162.16 228.81 198.83
PLANT ACCT. ADMIN 523.35 162.16 228.81 198.83
PROPERTY ACCOUNTING- ELECTRIC
PROPERTY ACCOUNTING - ARKLA
452.18 129.19 129.19
STATE AND LOCAL TAXES 452.18 129.19 129.19
PROPERTY TAX
REGULATORY REPORTING
REVENUE ACCOUNTING - ELECTRIC
263.03 69.40 15.59 295.56
SUPPORT SERVICES 263.03 69.40 15.59 295.56
871.76 249.08 249.08
COMMERCIAL CREDIT 871.76 249.08 249.08
CLAIMS
1 of 10 Corp Services
CENTERPOINT ENERGY, INC.
CORPORATE SERVICES CHARGED TO SBUS:
Third Quarter 2002
TDU GENCO
------------------------------------------
CNP HOUSTON ELECTRIC, LLC TEXAS GENCO, LP
------------------------- ---------------
Sum of Amount PaCC
------------------------------------------- ------------------------- ---------------
Cost ctr Cost elem.|Cost element name 0003 0004
------------------------------------------- ------------------------- ---------------
125166 642200 |REI Corp OH 332,096.61 167,113.04
HR - COMPENSATION 125166 TOTAL 332,096.61 167,113.04
125175 642078 |Labor Allocation
642200 |REI Corp OH 319,378.02 112,688.00
643502 |Fleet Pool Vehicles (43.61)
HR - WORKFORCE PLANNING & PROCESS IMPOVE 125175 TOTAL 319,334.41 112,688.00
125180 642200 |REI Corp OH 55,078.46 19,433.66
HR - FINANCE, ACCOUNTING 125180 TOTAL 55,078.46 19,433.66
125181 642200 |REI Corp OH 118,896.01 41,950.78
643503 |Training 3,375.00 3,550.00
HR - LEARNING & ORGANIZATIONAL DEVELOPME 125181 TOTAL 122,271.01 45,500.78
125190 642200 |REI Corp OH 35,369.07 17,797.94
HR-COMMUNICATIONS 125190 TOTAL 35,369.07 17,797.94
125191 643523 |Transportation Exp
HR - ARKLA, ENTEX, SUPPORT & GAS OPERATS 125191 TOTAL
125197 642057 |Ofc Supp Svcs-Fixed
642059 |Facility O&M
642088 |Convenience Copiers
642097 |Mail Services
642098 |Records Management
643524 |Document Services
SHARED SERVICES 125197 TOTAL
125200 642200 |REI Corp OH 26,856.81 21,762.04
TREASURER 125200 TOTAL 26,856.81 21,762.04
125202 642200 |REI Corp OH 22,207.41 17,994.62
CASH MANAGEMENT 125202 TOTAL 22,207.41 17,994.62
125203 642200 |REI Corp OH 51,719.51 31,710.61
643502 |Fleet Pool Vehicles (0.88)
CORPORATE RISK MANAGEMENT/INSURANCE 125203 TOTAL 51,718.63 31,710.61
125205 642200 |REI Corp OH 356,492.86 218,575.24
INVESTOR SERVICES 125205 TOTAL 356,492.86 218,575.24
125206 642200 |REI Corp OH 86,177.21 52,837.53
COMMUNICATIONS 125206 TOTAL 86,177.21 52,837.53
125207 642200 |REI Corp OH 290,448.32 178,081.58
643001 |Labor-ST-IntActAlloc
ADVERTISING & BRAND EQUITY 125207 TOTAL 290,448.32 178,081.58
125209 642200 |REI Corp OH 497,401.94 369,521.27
STRATEGIC PLANNING 125209 TOTAL 497,401.94 369,521.27
125210 642200 |REI Corp OH 32,669.39 26,471.96
FINANCE/CASH MANAGEMENT 125210 TOTAL 32,669.39 26,471.96
125211 642200 |REI Corp OH 55,767.76 34,192.69
INVESTOR RELATIONS 125211 TOTAL 55,767.76 34,192.69
125221 642200 |REI Corp OH 143,865.23 88,207.59
EVP - REGULATORY 125221 TOTAL 143,865.23 88,207.59
125222 642200 |REI Corp OH 747,778.85 458,483.08
VP - REGULATORY POLICY 125222 TOTAL 747,778.85 458,483.08
125225 621023 |Shops (80.49)
642200 |REI Corp OH 75,006.08 45,988.22
BRANDING/PROMOTIONS 125225 TOTAL 74,925.59 45,988.22
125226 642200 |REI Corp OH 67,662.73 41,485.83
REGULATORY RELATIONS AUSTIN 125226 TOTAL 67,662.73 41,485.83
125307 642200 |REI Corp OH 90,480.85 45,530.51
SR VP HUMAN RESOURCES 125307 TOTAL 90,480.85 45,530.51
125309 642200 |REI Corp OH 7,995.67 4,902.36
HR-ALLOCATED EXECUTIVE BENEFITS 125309 TOTAL 7,995.67 4,902.36
125400 642200 |REI Corp OH 62,756.72 165,857.01
643502 |Fleet Pool Vehicles (10.92)
AUDIT SERVICES 125400 TOTAL 62,745.80 165,857.01
125402 642200 |REI Corp OH 44,200.93 35,815.95
CHIEF RISK OFFICER 125402 TOTAL 44,200.93 35,815.95
GRAND TOTAL 6,537,796.53 4,400,459.34
CERC CERC CERC CERC
-----------------------------------------------------------------------------------------------
CNP RESOURCES CORP CNP GAS TRANSMISSION CO CNP FIELD SERVICES, INC CENTERPOINT ENERGY ARKLA
------------------ ----------------------- ----------------------- ------------------------
------------------ ----------------------- ----------------------- ------------------------
0016 0027 0036 0062
------------------ ----------------------- ----------------------- ------------------------
50,194.76 12,168.43 131,520.40
HR - COMPENSATION 50,194.76 12,168.43 131,520.40
(318.41)
77,222.75 7,944.73 142,178.83
HR - WORKFORCE PLANNING & PROCESS
IMPOVE (318.41) 77,222.75 7,944.73 142,178.83
13,317.47 1,370.11 24,519.51
HR - FINANCE, ACCOUNTING 13,317.47 1,370.11 24,519.51
28,747.99 2,957.61 52,929.43
HR - LEARNING & ORGANIZATIONAL
DEVELOPME 28,747.99 2,957.61 52,929.43
5,345.86 1,295.97 14,007.23
HR-COMMUNICATIONS 5,345.86 1,295.97 14,007.23
HR - ARKLA, ENTEX, SUPPORT &
GAS OPERATS
(181.56)
(22,175.70)
(136.59)
(443.95)
(4,485.78)
(6,378.00)
SHARED SERVICES (33,801.58)
5,509.65 1,692.72 17,411.29
TREASURER 5,509.65 1,692.72 17,411.29
4,555.83 1,399.68 14,397.08
CASH MANAGEMENT 4,555.83 1,399.68 14,397.08
10,478.17 2,405.31 5,540.72
CORPORATE RISK MANAGEMENT/INSURANCE 10,478.17 2,405.31 5,540.72
72,224.03 16,579.33 38,191.09
INVESTOR SERVICES 72,224.03 16,579.33 38,191.09
17,459.15 4,007.81 9,232.17
COMMUNICATIONS 17,459.15 4,007.81 9,232.17
58,843.66 13,507.81 31,115.74
ADVERTISING & BRAND EQUITY 58,843.66 13,507.81 31,115.74
103,949.13 23,931.55 169,392.27
STRATEGIC PLANNING 103,949.13 23,931.55 169,392.27
6,702.11 2,059.08 21,179.58
FINANCE/CASH MANAGEMENT 6,702.11 2,059.08 21,179.58
11,298.33 2,593.58 5,974.40
INVESTOR RELATIONS 11,298.33 2,593.58 5,974.40
29,146.52 6,690.70 15,412.29
EVP - REGULATORY 29,146.52 6,690.70 15,412.29
VP - REGULATORY POLICY
15,195.93 3,488.29 8,035.41
BRANDING/PROMOTIONS 15,195.93 3,488.29 8,035.41
REGULATORY RELATIONS AUSTIN
13,675.74 3,315.33 35,833.18
SR VP HUMAN RESOURCES 13,675.74 3,315.33 35,833.18
1,619.89 371.86 856.58
HR-ALLOCATED EXECUTIVE BENEFITS 1,619.89 371.86 856.58
22,413.12
AUDIT SERVICES 22,413.12
9,067.79 2,785.88 28,655.49
CHIEF RISK OFFICER 9,067.79 2,785.88 28,655.49
(318.41) 1,123,608.93 226,318.46 1,487,320.00
CERC CERC CERC CERC
-----------------------------------------------------------------------------------------------
CNP MARKETING, INC INDUSTRIAL GAS SUPPLY LA UNIT GAS TRANSMISSION UNIT GAS TRANSMISSION CO
------------------ --------------------- ------------------------ ------------------------
------------------ --------------------- ------------------------ ------------------------
0077 0079 0080 0081
------------------ --------------------- ------------------------ ------------------------
4,056.15
HR - COMPENSATION 4,056.15
2,542.31
HR - WORKFORCE PLANNING & PROCESS
IMPOVE 2,542.31
438.44
HR - FINANCE, ACCOUNTING 438.44
946.44
HR - LEARNING & ORGANIZATIONAL
DEVELOPME 946.44
431.99
HR-COMMUNICATIONS 431.99
HR - ARKLA, ENTEX, SUPPORT & GAS
OPERATS
SHARED SERVICES
6,064.79 1,600.17 359.61 6,814.78
TREASURER 6,064.79 1,600.17 359.61 6,814.78
5,014.85 1,323.15 297.36 5,635.02
CASH MANAGEMENT 5,014.85 1,323.15 297.36 5,635.02
491.00 152.14 214.66 186.53
CORPORATE RISK MANAGEMENT/INSURANCE 491.00 152.14 214.66 186.53
3,384.34 1,048.65 1,479.60 1,285.72
INVESTOR SERVICES 3,384.34 1,048.65 1,479.60 1,285.72
818.12 253.49 357.67 310.81
COMMUNICATIONS 818.12 253.49 357.67 310.81
2,757.34 854.37 1,205.48 1,047.53
ADVERTISING & BRAND EQUITY 2,757.34 854.37 1,205.48 1,047.53
3,969.69 1,134.21 1,134.21
STRATEGIC PLANNING 3,969.69 1,134.21 1,134.21
7,377.38 1,946.49 437.45 8,289.70
FINANCE/CASH MANAGEMENT 7,377.38 1,946.49 437.45 8,289.70
529.43 164.04 231.45 201.13
INVESTOR RELATIONS 529.43 164.04 231.45 201.13
1,365.77 423.19 597.10 518.87
EVP - REGULATORY 1,365.77 423.19 597.10 518.87
VP - REGULATORY POLICY
712.07 220.64 311.31 270.51
BRANDING/PROMOTIONS 712.07 220.64 311.31 270.51
REGULATORY RELATIONS AUSTIN
1,105.11
SR VP HUMAN RESOURCES 1,105.11
75.91 23.52 33.19 28.83
HR-ALLOCATED EXECUTIVE BENEFITS 75.91 23.52 33.19 28.83
AUDIT SERVICES
9,981.42 2,633.56 591.86 11,215.78
CHIEF RISK OFFICER 9,981.42 2,633.56 591.86 11,215.78
92,202.30 22,874.57 9,596.72 64,437.56
2 of 10 Corp Services
CENTERPOINT ENERGY, INC.
CORPORATE SERVICES CHARGED TO SBUS:
Third Quarter 2002
NOTES
Sr Exec = Senior Executive
Infor Tech & Supp Services = Information Technology & Support Services
Corp = Corporate
CEO = Chief Executive Officer
HR = Human Resources
Acct. = Accounting
VP = Vice President
SR VP = Senior Vice President
REI Corp OH refers to the allocation of corporate overhead to the business
units.
REI Legislative Adv refers to the allocation of regulatory related charges to
the business units.
Amounts in parentheses represent credits sent to business units.
3 of 10 Corp Services
CENTERPOINT ENERGY, INC.
CORPORATE SERVICES CHARGED TO SBUS:
Third Quarter 2002
CERC CERC
------------ ---------------
CENTERPOINT CNP GAS
ENERGY ENTEX RESOURCES CORP.
------------ ---------------
Sum of Amount
----------------------------------------
Cost ctr Cost elem.|Cost element name 0082 0084
---------------------------------------- ------------ ---------------
125001 642200 |REI Corp OH 37,599.33 4,829.44
PRESIDENT AND CEO 125001 TOTAL 37,599.33 4,829.44
125004 642200 |REI Corp OH 1,907.67 18.26
CHIEF FINANCIAL OFFICER 125004 TOTAL 1,907.67 18.26
125007 642200 |REI Corp OH 27,831.87 266.50
PLANNING AND PERFORMANCE 125007 TOTAL 27,831.87 266.50
125019 642200 |REI Corp OH 56,908.68 7,309.63
CORP COMMUNICATIONS 125019 TOTAL 56,908.68 7,309.63
125020 642200 |REI Corp OH 284,761.32 2,726.73
CORP LEGAL 125020 TOTAL 284,761.32 2,726.73
125021 642200 |REI Corp OH 30,522.07 292.26
SR EXEC LEGAL 125021 TOTAL 30,522.07 292.26
125042 642082 |REI Legislative Adv 67,473.14
STATE RELATIONS 125042 TOTAL 67,473.14
125050 642082 |REI Legislative Adv 23,042.45
LOCAL RELATIONS 125050 TOTAL 23,042.45
125066 643528 |Technical Support
FINANCE INFOR TECH & SUPP SERVICES 125066 TOTAL
125070 642200 |REI Corp OH 27,990.65 268.02
FINANCIAL SYSTEMS AND PROCESSES 125070 TOTAL 27,990.65 268.02
125094 642200 |REI Corp OH 25,475.87
HR-AFFIRMATIVE ACTION PLAN/DIVERSITY/POL 125094 TOTAL 25,475.87
125095 642200 |REI Corp OH 67,588.80
RISK CONTROL MANAGER 125095 TOTAL 67,588.80
125098 642200 |REI Corp OH 47,456.84 454.42
COMPTROLLER 125098 TOTAL 47,456.84 454.42
125099 642200 |REI Corp OH 17,471.89 167.30
BENCHMARKING 125099 TOTAL 17,471.89 167.30
125100 642200 |REI Corp OH 25,087.44 240.22
CHIEF ACCOUNTING OFFICER 125100 TOTAL 25,087.44 240.22
125101 642200 |REI Corp OH 114,397.49 1,095.41
643502 |Fleet Pool Vehicles
FINANCIAL ACCOUNTING 125101 TOTAL 114,397.49 1,095.41
125102 642200 |REI Corp OH 67,840.87 649.60
FEDERAL TAX 125102 TOTAL 67,840.87 649.60
125104 642200 |REI Corp OH 10,074.90 1,294.07
643004 |Billable Hours
643007 |Admin Labor
643502 |Fleet Pool Vehicles
PLANT ACCT. ADMIN 125104 TOTAL 10,074.90 1,294.07
125105 643004 |Billable Hours
643007 |Admin Labor
643502 |Fleet Pool Vehicles
PROPERTY ACCOUNTING- ELECTRIC 125105 TOTAL
125107 643004 |Billable Hours
643007 |Admin Labor
PROPERTY ACCOUNTING - ARKLA 125107 TOTAL
125109 642200 |REI Corp OH 20,237.86 193.79
STATE AND LOCAL TAXES 125109 TOTAL 20,237.86 193.79
125111 642200 |REI Corp OH
643502 |Fleet Pool Vehicles
PROPERTY TAX 125111 TOTAL
125112 643004 |Billable Hours
REGULATORY REPORTING 125112 TOTAL
125115 643502 |Fleet Pool Vehicles
REVENUE ACCOUNTING - ELECTRIC 125115 TOTAL
125120 642200 |REI Corp OH 967.81
SUPPORT SERVICES 125120 TOTAL 967.81
125121 642200 |REI Corp OH 39,017.35 373.62
COMMERCIAL CREDIT 125121 TOTAL 39,017.35 373.62
125162 642200 |REI Corp OH (176,787.12)
643528 |Technical Support (51.11)
CLAIMS 125162 TOTAL (176,838.23)
CERC CERC CERC CERC
------------ ------------ ------------- --------------
LA TRANS CNP GAS CNP POWER CNP RETAIL
DIV OF ENTEX MARKETING CO SYSTEMS, INC. INTERESTS, INC
------------ ------------ ------------- --------------
0085 0099 0220 0271
------------ ------------ ------------- --------------
4,859.10 1,463.71 129.22 175.49
PRESIDENT AND CEO 4,859.10 1,463.71 129.22 175.49
6.08 12.18 28.62
CHIEF FINANCIAL OFFICER 6.08 12.18 28.62
88.83 177.67 417.52
PLANNING AND PERFORMANCE 88.83 177.67 417.52
7,354.50 2,215.40 195.57 265.61
CORP COMMUNICATIONS 7,354.50 2,215.40 195.57 265.61
908.91 1,817.82 4,271.88
CORP LEGAL 908.91 1,817.82 4,271.88
97.42 194.85 457.88
SR EXEC LEGAL 97.42 194.85 457.88
STATE RELATIONS
LOCAL RELATIONS
FINANCE INFOR TECH & SUPP SERVICES
89.34 178.68 419.91
FINANCIAL SYSTEMS AND PROCESSES 89.34 178.68 419.91
75.03
HR-AFFIRMATIVE ACTION PLAN/DIVERSITY/POL 75.03
2,691.23 18,896.35
RISK CONTROL MANAGER 2,691.23 18,896.35
151.47 302.95 711.92
COMPTROLLER 151.47 302.95 711.92
55.77 111.53 262.11
BENCHMARKING 55.77 111.53 262.11
80.07 160.15 376.35
CHIEF ACCOUNTING OFFICER 80.07 160.15 376.35
365.14 730.28 1,716.14
FINANCIAL ACCOUNTING 365.14 730.28 1,716.14
216.53 433.08 1,017.72
FEDERAL TAX 216.53 433.08 1,017.72
1,302.01 392.21 34.62 47.01
PLANT ACCT. ADMIN 1,302.01 392.21 34.62 47.01
PROPERTY ACCOUNTING- ELECTRIC
PROPERTY ACCOUNTING - ARKLA
64.60 129.19 303.61
STATE AND LOCAL TAXES 64.60 129.19 303.61
PROPERTY TAX
REGULATORY REPORTING
REVENUE ACCOUNTING - ELECTRIC
38.54 270.58
SUPPORT SERVICES 38.54 270.58
124.54 249.08 585.32
COMMERCIAL CREDIT 124.54 249.08 585.32
CLAIMS
CERC
--------------
MINNEGASCO TDU, GENCO &
(SS - INTERIM) CERC ONLY
-------------- ------------
9072 GRAND TOTAL
-------------- ------------
24,382.16 482,767.88
PRESIDENT AND CEO 24,382.16 482,767.88
1,203.80 15,743.61
CHIEF FINANCIAL OFFICER 1,203.80 15,743.61
17,562.58 229,690.59
PLANNING AND PERFORMANCE 17,562.58 229,690.59
36,903.79 730,695.87
CORP COMMUNICATIONS 36,903.79 730,695.87
179,691.39 2,350,076.25
CORP LEGAL 179,691.39 2,350,076.25
19,260.18 251,892.36
SR EXEC LEGAL 19,260.18 251,892.36
663,048.76
STATE RELATIONS 663,048.76
226,434.87
LOCAL RELATIONS 226,434.87
(67,519.01)
FINANCE INFOR TECH & SUPP SERVICES (67,519.01)
17,662.77 231,000.97
FINANCIAL SYSTEMS AND PROCESSES 17,662.77 231,000.97
11,870.97 124,244.90
HR-AFFIRMATIVE ACTION PLAN/DIVERSITY/POL 11,870.97 124,244.90
200,037.63
RISK CONTROL MANAGER 200,037.63
29,946.43 391,651.47
COMPTROLLER 29,946.43 391,651.47
11,025.20 144,191.92
BENCHMARKING 11,025.20 144,191.92
15,830.80 207,041.44
CHIEF ACCOUNTING OFFICER 15,830.80 207,041.44
72,187.65 944,098.84
(8.78)
FINANCIAL ACCOUNTING 72,187.65 944,090.06
42,809.28 559,876.71
FEDERAL TAX 42,809.28 559,876.71
6,533.34 129,359.78
1,323.76
3,694.22
(4.39)
PLANT ACCT. ADMIN 6,533.34 134,373.37
14,140.17
7,145.82
(0.88)
PROPERTY ACCOUNTING- ELECTRIC 21,285.11
551.18
2,401.57
PROPERTY ACCOUNTING - ARKLA 2,952.75
12,770.61 167,018.96
STATE AND LOCAL TAXES 12,770.61 167,018.96
134,593.85
(12.27)
PROPERTY TAX 134,581.58
24,013.00
REGULATORY REPORTING 24,013.00
(2.51)
REVENUE ACCOUNTING - ELECTRIC (2.51)
1,920.51
SUPPORT SERVICES 1,920.51
24,620.89 322,002.06
COMMERCIAL CREDIT 24,620.89 322,002.06
(339,975.24)
(51.11)
CLAIMS (340,026.35)
Corp Services
4 of 10
CENTERPOINT ENERGY, INC.
CORPORATE SERVICES CHARGED TO SBUS:
Third Quarter 2002
CERC CERC
------------ ---------------
CENTERPOINT CNP GAS
ENERGY ENTEX RESOURCES CORP.
------------ ---------------
Sum of Amount
----------------------------------------
Cost ctr Cost elem.|Cost element name 0082 0084
---------------------------------------- ------------ ---------------
125166 642200 |REI Corp OH 213,353.07
HR - COMPENSATION 125166 TOTAL 213,353.07
125175 642078 |Labor Allocation
642200 |REI Corp OH 194,232.69
643502 |Fleet Pool Vehicles
HR - WORKFORCE PLANNING & PROCESS IMPOVE 125175 TOTAL 194,232.69
125180 642200 |REI Corp OH 33,496.47
HR - FINANCE, ACCOUNTING 125180 TOTAL 33,496.47
125181 642200 |REI Corp OH 72,307.70
643503 |Training 700.00
HR - LEARNING & ORGANIZATIONAL DEVELOPME 125181 TOTAL 73,007.70
125190 642200 |REI Corp OH 22,722.60
HR-COMMUNICATIONS 125190 TOTAL 22,722.60
125191 643523 |Transportation Exp (289.72)
HR - ARKLA, ENTEX, SUPPORT & GAS OPERATS 125191 TOTAL (289.72)
125197 642057 |Ofc Supp Svcs-Fixed
642059 |Facility O&M
642088 |Convenience Copiers
642097 |Mail Services
642098 |Records Management
643524 |Document Services
SHARED SERVICES 125197 TOTAL
125200 642200 |REI Corp OH 31,060.96 22,314.77
TREASURER 125200 TOTAL 31,060.96 22,314.77
125202 642200 |REI Corp OH 25,683.73 18,451.69
CASH MANAGEMENT 125202 TOTAL 25,683.73 18,451.69
125203 642200 |REI Corp OH 9,451.85 1,214.04
643502 |Fleet Pool Vehicles
CORPORATE RISK MANAGEMENT/INSURANCE 125203 TOTAL 9,451.85 1,214.04
125205 642200 |REI Corp OH 65,149.83 8,368.16
INVESTOR SERVICES 125205 TOTAL 65,149.83 8,368.16
125206 642200 |REI Corp OH 15,749.06 2,022.89
COMMUNICATIONS 125206 TOTAL 15,749.06 2,022.89
125207 642200 |REI Corp OH 53,080.04 6,817.86
643001 |Labor-ST-IntActAlloc (59.44)
ADVERTISING & BRAND EQUITY 125207 TOTAL 53,020.60 6,817.86
125209 642200 |REI Corp OH 177,671.91 1,701.30
STRATEGIC PLANNING 125209 TOTAL 177,671.91 1,701.30
125210 642200 |REI Corp OH 37,783.44 27,144.33
FINANCE/CASH MANAGEMENT 125210 TOTAL 37,783.44 27,144.33
125211 642200 |REI Corp OH 10,191.67 1,309.08
INVESTOR RELATIONS 125211 TOTAL 10,191.67 1,309.08
125221 642200 |REI Corp OH 26,291.67 3,377.03
EVP - REGULATORY 125221 TOTAL 26,291.67 3,377.03
125222 642200 |REI Corp OH
VP - REGULATORY POLICY 125222 TOTAL
125225 621023 |Shops
642200 |REI Corp OH 13,707.52 1,760.66
BRANDING/PROMOTIONS 125225 TOTAL 13,707.52 1,760.66
125226 642200 |REI Corp OH
REGULATORY RELATIONS AUSTIN 125226 TOTAL
125307 642200 |REI Corp OH 58,128.77
SR VP HUMAN RESOURCES 125307 TOTAL 58,128.77
125309 642200 |REI Corp OH 1,461.23 187.68
HR-ALLOCATED EXECUTIVE BENEFITS 125309 TOTAL 1,461.23 187.68
125400 642200 |REI Corp OH 179,304.89 17,930.50
643502 |Fleet Pool Vehicles
AUDIT SERVICES 125400 TOTAL 179,304.89 17,930.50
125402 642200 |REI Corp OH 51,120.12 36,725.64
CHIEF RISK OFFICER 125402 TOTAL 51,120.12 36,725.64
GRAND TOTAL 2,040,559.52 238,061.51
CERC CERC CERC CERC
------------ ------------ ------------- --------------
LA TRANS CNP GAS CNP POWER CNP RETAIL
DIV OF ENTEX MARKETING CO SYSTEMS, INC. INTERESTS, INC
------------ ------------ ------------- --------------
0085 0099 0220 0271
------------ ------------ ------------- --------------
912.63
HR - COMPENSATION 912.63
572.02
HR - WORKFORCE PLANNING & PROCESS IMPOVE 572.02
98.65
HR - FINANCE, ACCOUNTING 98.65
212.95
HR - LEARNING & ORGANIZATIONAL DEVELOPME 212.95
97.20
HR-COMMUNICATIONS 97.20
HR - ARKLA, ENTEX, SUPPORT & GAS OPERATS
SHARED SERVICES
888.52 6,238.72 174.25
TREASURER 888.52 6,238.72 174.25
734.71 5,158.68 144.09
CASH MANAGEMENT 734.71 5,158.68 144.09
1,221.50 367.95 32.47 44.11
CORPORATE RISK MANAGEMENT/INSURANCE 1,221.50 367.95 32.47 44.11
8,419.54 2,536.22 223.91 304.07
INVESTOR SERVICES 8,419.54 2,536.22 223.91 304.07
2,035.31 613.10 54.13 73.51
COMMUNICATIONS 2,035.31 613.10 54.13 73.51
6,859.71 2,066.35 182.43 247.74
ADVERTISING & BRAND EQUITY 6,859.71 2,066.35 182.43 247.74
567.09 1,134.21 2,665.36
STRATEGIC PLANNING 567.09 1,134.21 2,665.36
1,080.82 7,588.97 211.97
FINANCE/CASH MANAGEMENT 1,080.82 7,588.97 211.97
1,317.11 396.75 35.03 47.57
INVESTOR RELATIONS 1,317.11 396.75 35.03 47.57
3,397.76 1,023.51 90.36 122.71
EVP - REGULATORY 3,397.76 1,023.51 90.36 122.71
VP - REGULATORY POLICY
1,771.46 533.62 47.11 63.97
BRANDING/PROMOTIONS 1,771.46 533.62 47.11 63.97
REGULATORY RELATIONS AUSTIN
248.65
SR VP HUMAN RESOURCES 248.65
188.84 56.88 5.03 6.82
HR-ALLOCATED EXECUTIVE BENEFITS 188.84 56.88 5.03 6.82
AUDIT SERVICES
1,462.34 10,267.69 286.78
CHIEF RISK OFFICER 1,462.34 10,267.69 286.78
48,438.79 67,935.49 15,081.31 1,398.61
CERC
--------------
MINNEGASCO TDU, GENCO &
(SS - INTERIM) CERC ONLY
-------------- ------------
9072 GRAND TOTAL
-------------- ------------
144,398.66 1,055,813.75
HR - COMPENSATION 144,398.66 1,055,813.75
(318.41)
90,506.33 947,265.68
(43.61)
HR - WORKFORCE PLANNING & PROCESS IMPOVE 90,506.33 946,903.66
15,608.30 163,361.07
HR - FINANCE, ACCOUNTING 15,608.30 163,361.07
33,693.10 352,642.01
3,800.00 11,425.00
HR - LEARNING & ORGANIZATIONAL DEVELOPME 37,493.10 364,067.01
15,378.77 112,446.63
HR-COMMUNICATIONS 15,378.77 112,446.63
(289.72)
HR - ARKLA, ENTEX, SUPPORT & GAS OPERATS (289.72)
(181.56)
(22,175.70)
(136.59)
(443.95)
(4,485.78)
(6,378.00)
SHARED SERVICES (33,801.58)
28,347.66 177,096.74
TREASURER 28,347.66 177,096.74
23,440.14 146,438.04
CASH MANAGEMENT 23,440.14 146,438.04
6,129.27 121,359.84
(0.88)
CORPORATE RISK MANAGEMENT/INSURANCE 6,129.27 121,358.96
42,247.96 836,510.55
INVESTOR SERVICES 42,247.96 836,510.55
10,212.85 202,214.81
COMMUNICATIONS 10,212.85 202,214.81
34,421.05 681,537.01
(59.44)
ADVERTISING & BRAND EQUITY 34,421.05 681,477.57
112,115.29 1,466,289.43
STRATEGIC PLANNING 112,115.29 1,466,289.43
34,482.83 215,425.50
FINANCE/CASH MANAGEMENT 34,482.83 215,425.50
6,609.03 130,859.05
INVESTOR RELATIONS 6,609.03 130,859.05
17,049.48 337,579.78
EVP - REGULATORY 17,049.48 337,579.78
1,206,261.93
VP - REGULATORY POLICY 1,206,261.93
(80.49)
8,888.99 176,001.79
BRANDING/PROMOTIONS 8,888.99 175,921.30
109,148.56
REGULATORY RELATIONS AUSTIN 109,148.56
39,341.90 287,660.04
SR VP HUMAN RESOURCES 39,341.90 287,660.04
947.55 18,761.84
HR-ALLOCATED EXECUTIVE BENEFITS 947.55 18,761.84
448,262.24
(10.92)
AUDIT SERVICES 448,251.32
46,654.49 291,465.72
CHIEF RISK OFFICER 46,654.49 291,465.72
1,238,535.49 17,614,306.72
Corp Services
5 of 10
CENTERPOINT ENERGY, INC.
CORPORATE SERVICES CHARGED TO SBUS:
Third Quarter 2002
NOTES
Sr Exec = Senior Executive
Infor Tech & Supp Services = Information Technology & Support Services
Corp = Corporate
CEO = Chief Executive Officer
HR = Human Resources
Acct. = Accounting
VP = Vice President
SR VP = Senior Vice President
REI Corp OH refers to the allocation of corporate overhead to the business
units.
REI Legislative Adv refers to the allocation of regulatory related
charges to the business units.
Amounts in parentheses represent credits sent to business units.
Corp Services
6 of 10
CENTERPOINT ENERGY, INC.
SUPPORT SERVICES CHARGED TO SBUS:
Third Quarter 2002
CERC CERC
TDU GENCO ------------ ------------
-------------- --------- CNP GAS CNP PIPELINE
CNP HOUSTON TEXAS TRANSMISSION SERVICES
ELECTRIC, LLC GENCO, LP CO INC
-------------- --------- ------------ ------------
SUM OF AMOUNT PACC
------------------------------------------
Cost ctr Cost elem.|Cost element name 0003 0004 0027 0033
------------------------------------------ -------------- --------- ------------ ------------
156101 642058 |Facility Mgmt-Fixed
642071 |Fleet Allocation (2.80)
643502 |Fleet Pool Vehicles (12.33)
FM CORP REAL EST & FAC
MGMT - CENTER MGR 156101 TOTAL (15.13)
156102 642071 |Fleet Allocation (2.33)
643502 |Fleet Pool Vehicles (11.08)
643505 |Facility ED&C Svcs 159,198.82 13,550.82 11,226.76
FM PROJECT MANAGEMENT 156102 TOTAL 159,185.41 13,550.82 11,226.76
156104 642071 |Fleet Allocation (0.50)
643502 |Fleet Pool Vehicles (2.13)
FM BLDG OPN - HOU DIV MGR 156104 TOTAL (2.63)
156105 642058 |Facility Mgmt-Fixed 187,746.90
FM BLDG OPN - N ZONE HOUSTON 156105 TOTAL 187,746.90
156106 621016 |Fleet Maint (3,906.54)
642071 |Fleet Allocation (1,063.81)
643501 |Fleet Fuel (399.32)
643512 |Shop Services (370.00)
FM BLDG OPN - C ZONE HOUSTON 156106 TOTAL (5,739.67)
156107 621016 |Fleet Maint (2,314.04)
642058 |Facility Mgmt-Fixed 57,711.43 30,689.98
642071 |Fleet Allocation (576.72)
643501 |Fleet Fuel (1.28)
FM BLDG OPN - S ZONE HOUSTON 156107 TOTAL 54,819.39 30,689.98
156108 642059 |Facility O&M 350,589.80 33,662.78 48,842.80
642060 |Security Services 10,373.35 996.03 1,445.17
642071 |Fleet Allocation (61.47)
643502 |Fleet Pool Vehicles (255.23)
FM 1111 LOUISIANA 156108 TOTAL 360,646.45 34,658.81 50,287.97
156109 643528 |Technical Support (816.89)
FM IBSC FACILITY 156109 TOTAL (816.89)
156110 642059 |Facility O&M 47,670.60
642060 |Security Services 10,730.15
FM TRAVIS TOWER 156110 TOTAL 58,400.75
156111 642059 |Facility O&M 574,617.42
642060 |Security Services 24,334.77
FM ECDC 156111 TOTAL 598,952.19
156120 642119 |Payroll Services (62,959.39) (32,235.99) (9,330.95)
643535 |Payroll Services 153,273.52 75,621.98 21,688.40
FS PAYROLL PROCESSING 156120 TOTAL 90,314.13 43,385.99 12,357.45
156121 643543 |Check Printing 347.82
FS CHECK PRINTING 156121 TOTAL 347.82
156122 643533 |SS Fin Srvs Hours 594.58 955.58
643537 |RemittanceProcessing 51,436.30
FS REMITTANCE PROCESSING 156122 TOTAL 51,436.30 594.58 955.58
156123 642050 |Fin Trans Variable 22,875.43 1,345.61 8,073.68
642052 |Fin Trans Fixed 8,868.63 403.17 2,418.72
FS BANK RECON / ESCHEAT 156123 TOTAL 31,744.06 1,748.78 10,492.40
156130 642057 |Ofc Supp Svcs-Fixed
642071 |Fleet Allocation (6.10)
643502 |Fleet Pool Vehicles (25.80)
OSS OFFICE SUPPORT
SERVICES MGMT 156130 TOTAL (31.90)
156131 642057 |Ofc Supp Svcs-Fixed
642071 |Fleet Allocation (1.68)
643502 |Fleet Pool Vehicles (8.23)
OSS HOUSTON FINANCE & ADMIN 156131 TOTAL (9.91)
156132 643542 |Mail Services 24,625.30 7,643.70 2,770.47
OSS HOUSTON MAIL SERVICES 156132 TOTAL 24,625.30 7,643.70 2,770.47
156133 643509 |Cust Billings/Insert 1,215.24
OSS HOUSTON CUSTOMER BILLS 156133 TOTAL 1,215.24
156135 642071 |Fleet Allocation (0.33)
642098 |Records Management 28,782.73 5,876.44 0.66
643502 |Fleet Pool Vehicles (1.63)
OSS HOUSTON RECORD
ARCHIVES 156135 TOTAL 28,780.77 5,876.44 0.66
156136 642090 |Forms Design & Mgmt 15,044.31 9,791.55 356.97
643526 |Forms Design & Mgmt 438.29 406.97
OSS HOUSTON FORMS 156136 TOTAL 15,482.60 10,198.52 356.97
156137 642071 |Fleet Allocation (0.35)
643502 |Fleet Pool Vehicles (1.76)
643519 |Graphics 57,489.46 6,987.87 5,661.91
OSS HOUSTON GRAPHICS 156137 TOTAL 57,487.35 6,987.87 5,661.91
156139 642071 |Fleet Allocation (2.09)
643502 |Fleet Pool Vehicles (7.32)
643524 |Document Services 91,342.00 41,222.00 876.00 31.00
OSS HOUSTON COPY CENTERS 156139 TOTAL 91,332.59 41,222.00 876.00 31.00
156140 643536 |Convenience Copiers 6,562.15 2,329.25 133.35
OSS HOUSTON CONVENIENCE
COPIERS 156140 TOTAL 6,562.15 2,329.25 133.35
156145 642066 |Purch & Matls Mgmt 49,661.27
P&L PURCHASING &
LOGISTICS MGR 156145 TOTAL 49,661.27
156146 642061 |Purch/Contract Svcs
642071 |Fleet Allocation (15.53)
CERC CERC CERC
CERC ----------- ---------- ----------- CERC CERC
------------- CENTERPOINT CNP CENTERPOINT ------------ ---------------
CNP FIELD ENERGY MARKETING, ENERGY CNP GAS MINNEGASCO TDU, GENCO &
SERVICES, INC ARKLA INC ENTEX MARKETING CO (SS - INTERIM) CERC ONLY
------------- ----------- ---------- ----------- ------------ --------------- ------------
0036 0062 0077 0082 0099 9072 GRAND TOTAL
------------- ----------- ---------- ----------- ------------ --------------- ------------
2,672.79 1,336.39 4,009.18
(2.80)
(12.33)
FM CORP REAL EST & FAC
MGMT - CENTER MGR 2,672.79 1,336.39 3,994.05
(2.33)
(11.08)
2,324.07 3,448.62 149.94 189,899.03
FM PROJECT MANAGEMENT 2,324.07 3,448.62 149.94 189,885.62
(0.50)
(2.13)
FM BLDG OPN - HOU DIV MGR (2.63)
187,746.90
FM BLDG OPN - N ZONE HOUSTON 187,746.90
(3,906.54)
(1,063.81)
(399.32)
(370.00)
FM BLDG OPN - C ZONE HOUSTON (5,739.67)
(2,314.04)
88,401.41
(576.72)
(1.28)
FM BLDG OPN - S ZONE HOUSTON 85,509.37
14,455.48 251,055.02 698,605.88
427.72 7,428.29 20,670.56
(61.47)
(255.23)
FM 1111 LOUISIANA 14,883.20 258,483.31 718,959.74
(816.89)
FM IBSC FACILITY (816.89)
20,007.09 67,677.69
4,503.38 15,233.53
FM TRAVIS TOWER 24,510.47 82,911.22
574,617.42
24,334.77
FM ECDC 598,952.19
(2,180.50) (23,396.14) (687.54) (41,959.83) (176.80) (172,927.14)
5,011.00 56,030.09 1,528.30 101,130.26 422.38 414,705.93
FS PAYROLL PROCESSING 2,830.50 32,633.95 840.76 59,170.43 245.58 241,778.79
6,248.98 8.06 17.98 6,622.84
FS CHECK PRINTING 6,248.98 8.06 17.98 6,622.84
955.58 2,505.74
164,412.80 341,383.85 557,232.95
FS REMITTANCE PROCESSING 955.58 164,412.80 341,383.85 559,738.69
1,345.61 16,147.36 4,036.84 56,515.76 110,340.29
403.11 8,868.63 10,078.02 31,040.28
FS BANK RECON / ESCHEAT 1,748.72 25,015.99 4,036.84 66,593.78 141,380.57
6,850.75 4,795.55 11,646.30
(6.10)
(25.80)
OSS OFFICE SUPPORT
SERVICES MGMT 6,850.75 4,795.55 11,614.40
1,389.08 926.06 2,315.14
(1.68)
(8.23)
OSS HOUSTON FINANCE & ADMIN 1,389.08 926.06 2,305.23
315.56 4,274.65 22,918.64 62,548.32
OSS HOUSTON MAIL SERVICES 315.56 4,274.65 22,918.64 62,548.32
101,098.62 211,872.42 314,186.28
OSS HOUSTON CUSTOMER BILLS 101,098.62 211,872.42 314,186.28
(0.33)
13,229.23 47,889.06
(1.63)
OSS HOUSTON RECORD
ARCHIVES 13,229.23 47,887.10
102.00 968.94 27,691.71 53,955.48
2,994.85 3,840.11
OSS HOUSTON FORMS 102.00 968.94 30,686.56 57,795.59
(0.35)
(1.76)
690.16 34,670.20 105,499.60
OSS HOUSTON GRAPHICS 690.16 34,670.20 105,497.49
(2.09)
(7.32)
3,142.00 32,259.00 153.00 169,025.00
OSS HOUSTON COPY CENTERS 3,142.00 32,259.00 153.00 169,015.59
42.00 8,095.15 17,161.90
OSS HOUSTON CONVENIENCE
COPIERS 42.00 8,095.15 17,161.90
49,661.27
P&L PURCHASING &
LOGISTICS MGR 49,661.27
42,784.52 47,288.15 22,518.17 112,590.84
(15.53)
7 of 10 Support Services
CENTERPOINT ENERGY, INC.
SUPPORT SERVICES CHARGED TO SBUS:
Third Quarter 2002
CERC CERC
TDU GENCO ------------ ------------
-------------- --------- CNP GAS CNP PIPELINE
CNP HOUSTON TEXAS TRANSMISSION SERVICES
ELECTRIC, LLC GENCO, LP CO INC
-------------- --------- ------------ ------------
SUM OF AMOUNT PACC
------------------------------------------
Cost ctr Cost elem.|Cost element name 0003 0004 0027 0033
------------------------------------------ -------------- --------- ------------ ------------
643502 |Fleet Pool Vehicles (66.02)
P&L LDC PURCHASING SUPPORT 156146 TOTAL (81.55)
156147 642061 |Purch/Contract Svcs 12,876.31
642071 |Fleet Allocation (0.17)
643502 |Fleet Pool Vehicles (0.88)
P&L GAS DISTIRIB &
TRANSP MGR 156147 TOTAL (1.05) 12,876.31
156148 642061 |Purch/Contract Svcs 19,527.02 8,875.92
642071 |Fleet Allocation (0.68)
643502 |Fleet Pool Vehicles (2.63)
P&L CORP PURCHASING 156148 TOTAL 19,523.71 8,875.92
156149 642051 |Investment Recovery 43,036.26 4,098.69
P&L INVESTMENT RECOVERY 156149 TOTAL 43,036.26 4,098.69
156150 642071 |Fleet Allocation (1.32)
643502 |Fleet Pool Vehicles (6.03)
P&L CORP PURCHASING MGR 156150 TOTAL (7.35)
156151 642066 |Purch & Matls Mgmt 95,468.16 79,556.79 13,259.46
642071 |Fleet Allocation (10.48)
643502 |Fleet Pool Vehicles (38.29)
P&L E: PROCUREMENT 156151 TOTAL 95,419.39 79,556.79 13,259.46
156152 642061 |Purch/Contract Svcs 18,375.96 12,495.65 4,410.23
642071 |Fleet Allocation 6,218.55
643502 |Fleet Pool Vehicles 30,518.76
P&L SUPPLIER DIVERSITY 156152 TOTAL 55,113.27 12,495.65 4,410.23
156153 642124 |AP Services 16,281.27 9,885.06 1,162.95
643529 |Accounts Payable Svs 76,539.18 54,111.60 81,238.23
P&L ACCOUNTS PAYABLE PROC 156153 TOTAL 92,820.45 63,996.66 82,401.18
156160 642060 |Security Services 134,786.70 22,888.31 5,086.30
642071 |Fleet Allocation (0.17)
643502 |Fleet Pool Vehicles (0.88)
SEC SECURITY MANAGER 156160 TOTAL 134,785.65 22,888.31 5,086.30
156161 642060 |Security Services 151,704.12 11,377.81
642071 |Fleet Allocation (1,241.60)
643501 |Fleet Fuel (4,874.90)
SEC CENTRAL MONITORING/PATROL
SERVICES 156161 TOTAL 145,587.62 11,377.81
156171 642053 |Sh Srv Adm & X-Chgs 89,735.77 12,258.55 4,486.79
SS SH SRVS ADMIN 156171 TOTAL 89,735.77 12,258.55 4,486.79
156172 642053 |Sh Srv Adm & X-Chgs 46,435.11 6,439.74 3,127.86
SS SH SRVS X-CHARGES 156172 TOTAL 46,435.11 6,439.74 3,127.86
156173 642053 |Sh Srv Adm & X-Chgs 58,414.05 8,101.01 3,934.78
SS IT X-CHARGES 156173 TOTAL 58,414.05 8,101.01 3,934.78
156174 621011 |Info Technology (375.00)
642053 |Sh Srv Adm & X-Chgs 21,588.35 2,993.93 1,454.20
SS CORP SRVS X-CHARGES 156174 TOTAL 21,213.35 2,993.93 1,454.20
GRAND TOTAL 2,664,119.22 418,995.19 239,131.24 31.00
CERC CERC CERC
CERC ----------- ---------- ----------- CERC CERC
------------- CENTERPOINT CNP CENTERPOINT ------------ ---------------
CNP FIELD ENERGY MARKETING, ENERGY CNP GAS MINNEGASCO TDU, GENCO &
SERVICES, INC ARKLA INC ENTEX MARKETING CO (SS - INTERIM) CERC ONLY
------------- ----------- ---------- ----------- ------------ --------------- ------------
0036 0062 0077 0082 0099 9072 GRAND TOTAL
------------- ----------- ---------- ----------- ------------ --------------- ------------
(66.02)
P&L LDC PURCHASING SUPPORT 42,784.52 47,288.15 22,518.17 112,509.29
5,150.52 39,916.56 6,438.16 64,381.55
(0.17)
(0.88)
P&L GAS DISTIRIB &
TRANSP MGR 5,150.52 39,916.56 6,438.16 64,380.50
1,775.19 10,651.10 40,829.23
(0.68)
(2.63)
P&L CORP PURCHASING 1,775.19 10,651.10 40,825.92
2,732.47 5,464.92 55,332.34
P&L INVESTMENT RECOVERY 2,732.47 5,464.92 55,332.34
(1.32)
(6.03)
P&L CORP PURCHASING MGR (7.35)
13,259.46 26,518.92 228,062.79
(10.48)
(38.29)
P&L E: PROCUREMENT 13,259.46 26,518.92 228,014.02
5,880.31 7,350.37 5,880.28 54,392.80
6,218.55
30,518.76
P&L SUPPLIER DIVERSITY 5,880.31 7,350.37 5,880.28 91,130.11
290.73 581.46 872.22 29,073.69
6,853.76 96,727.90 150,563.66 54.08 466,088.41
P&L ACCOUNTS PAYABLE PROC 7,144.49 97,309.36 151,435.88 54.08 495,162.10
5,086.30 5,086.30 172,933.91
(0.17)
(0.88)
SEC SECURITY MANAGER 5,086.30 5,086.30 172,932.86
11,377.81 174,459.74
(1,241.60)
(4,874.90)
SEC CENTRAL MONITORING/PATROL
SERVICES 11,377.81 168,343.24
881.33 17,012.41 26,653.66 14,582.07 165,610.58
SS SH SRVS ADMIN 881.33 17,012.41 26,653.66 14,582.07 165,610.58
850.98 8,164.68 23.01 21,596.13 1,057.89 87,695.40
SS SH SRVS X-CHARGES 850.98 8,164.68 23.01 21,596.13 1,057.89 87,695.40
1,070.49 15,647.95 28.93 27,167.30 1,330.88 115,695.39
SS IT X-CHARGES 1,070.49 15,647.95 28.93 27,167.30 1,330.88 115,695.39
(375.00)
395.63 3,795.87 10.69 10,040.35 491.83 40,770.85
SS CORP SRVS X-CHARGES 395.63 3,795.87 10.69 10,040.35 491.83 40,395.85
38,630.85 562,911.45 4,948.29 1,497,887.09 395.52 59,564.36 5,486,614.21
NOTES
FM = Facilities Management
FS = Financial Services
OSS = Other Support Services
P&L = Purchasing & Logistics
SEC = Security
SS = Additional Support Services
Amounts in parentheses represent credits sent to business units.
8 of 10 Support Services
CENTERPOINT ENERGY, INC.
INFORMATION TECHNOLOGY SERVICES CHARGED TO SBUS:
Third Quarter 2002
TDU GENCO
CNP HOUSTON ELECTRIC, LLC TEXAS GENCO, LP
------------------------- ---------------
Sum of Amount PaCC
------------------------------------------ ------------------------- ---------------
Cost ctr Cost elem.|Cost element name 0003 0004
------------------------------------------ ------------------------- ---------------
156200 621011 |Info Technology (1,870.32)
642069 |IT Allocations
642071 |Fleet Allocation (10.08)
643502 |Fleet Pool Vehicles (36.06)
IT ADMINISTRATION 156200 TOTAL (1,916.46)
156202 642071 |Fleet Allocation (3.91)
643502 |Fleet Pool Vehicles (18.99)
IT NCS LAN SERVERS 156202 TOTAL (22.90)
156204 621016 |Fleet Maint (12,984.72)
621017 |Fleet Adj, Damg, Mod (503.07)
621019 |Fleet Services (494.82)
642071 |Fleet Allocation (5,367.66)
643501 |Fleet Fuel (7,320.31)
643502 |Fleet Pool Vehicles (64.00)
IT NCS NTWK LABOR 156204 TOTAL (26,734.58)
156210 621011 |Info Technology (300,000.00)
621016 |Fleet Maint (481.57)
642071 |Fleet Allocation (217.36)
643501 |Fleet Fuel (311.23)
IT SD SAP ADMIN 156210 TOTAL (301,010.16)
156213 643004 |Billable Hours
IT SD SAP ESD 156213 TOTAL
156215 642071 |Fleet Allocation (9.35)
643502 |Fleet Pool Vehicles (40.39)
IT NCS SEC/DIS REC 156215 TOTAL (49.74)
156216 642071 |Fleet Allocation (7.39)
643004 |Billable Hours 319.84
643502 |Fleet Pool Vehicles (26.73)
IT SD STRAT DATA SVS 156216 TOTAL (34.12) 319.84
156217 642071 |Fleet Allocation (5.59)
643502 |Fleet Pool Vehicles (25.39)
IT NCS MESSAGING 156217 TOTAL (30.98)
156218 643502 |Fleet Pool Vehicles (0.88)
FINANCE & ADMINISTRATION 156218 TOTAL (0.88)
156220 643004 |Billable Hours 1,870.32
IT SAP-FINANCE APPLICATION 156220 TOTAL 1,870.32
156222 621016 |Fleet Maint (1,713.18)
642071 |Fleet Allocation (668.65)
643501 |Fleet Fuel (808.34)
643502 |Fleet Pool Vehicles (171.69)
IT NCS DESKTOP SVCS 156222 TOTAL (3,361.86)
156226 642071 |Fleet Allocation (2.91)
643004 |Billable Hours 45,741.47
643502 |Fleet Pool Vehicles (12.27)
CENTERPOINT ENERGY TDU 156226 TOTAL 45,726.29
156227 642071 |Fleet Allocation (0.17)
643004 |Billable Hours (0.00)
643502 |Fleet Pool Vehicles (0.88)
IT SD CORP APPS 156227 TOTAL (1.05)
156232 621016 |Fleet Maint (1,440.34)
621017 |Fleet Adj, Damg, Mod (224.65)
642071 |Fleet Allocation (743.52)
643501 |Fleet Fuel (1,430.97)
IT NCS TCOM-BUS DEV 156232 TOTAL (3,839.48)
156240 642069 |IT Allocations
642071 |Fleet Allocation (0.41)
643004 |Billable Hours 33.88
643502 |Fleet Pool Vehicles (1.76)
IT SD TOOLS SUPPORT 156240 TOTAL (2.17) 33.88
156244 642071 |Fleet Allocation (2.88)
CERC CERC CERC
CNP GAS TRANSMISSION CO CENTERPOINT ENERGY ARKLA CENTERPOINT ENERGY ENTEX
----------------------- ------------------------ ------------------------
----------------------- ------------------------ ------------------------
0027 0062 0082
----------------------- ------------------------ ------------------------
(6,728.11) (5,504.83)
IT ADMINISTRATION (6,728.11) (5,504.83)
IT NCS LAN SERVERS
IT NCS NTWK LABOR
IT SD SAP ADMIN
623.36
IT SD SAP ESD 623.36
IT NCS SEC/DIS REC
(879.56)
IT SD STRAT DATA SVS (879.56)
IT NCS MESSAGING
FINANCE & ADMINISTRATION
IT SAP-FINANCE APPLICATION
IT NCS DESKTOP SVCS
CENTERPOINT ENERGY TDU
IT SD CORP APPS
IT NCS TCOM-BUS DEV
8,792.41 4,145.54
IT SD TOOLS SUPPORT 8,792.41 4,145.54
CERC TOTAL TDU, GENCO
MINNEGASCO (SS - INTERIM) & CERC ONLY
------------------------- ----------------
------------------------- ----------------
9072 GRAND TOTAL
------------------------- ----------------
(1,870.32)
(21,945.82) (34,178.76)
(10.08)
(36.06)
IT ADMINISTRATION (21,945.82) (36,095.22)
(3.91)
(18.99)
IT NCS LAN SERVERS (22.90)
(12,984.72)
(503.07)
(494.82)
(5,367.66)
(7,320.31)
(64.00)
IT NCS NTWK LABOR (26,734.58)
(300,000.00)
(481.57)
(217.36)
(311.23)
IT SD SAP ADMIN (301,010.16)
623.36
IT SD SAP ESD 623.36
(9.35)
(40.39)
IT NCS SEC/DIS REC (49.74)
(7.39)
(559.72)
(26.73)
IT SD STRAT DATA SVS (593.84)
(5.59)
(25.39)
IT NCS MESSAGING (30.98)
(0.88)
FINANCE & ADMINISTRATION (0.88)
1,870.32
IT SAP-FINANCE APPLICATION 1,870.32
(1,713.18)
(668.65)
(808.34)
(171.69)
IT NCS DESKTOP SVCS (3,361.86)
(2.91)
45,741.47
(12.27)
CENTERPOINT ENERGY TDU 45,726.29
(0.17)
(0.00)
(0.88)
IT SD CORP APPS (1.05)
(1,440.34)
(224.65)
(743.52)
(1,430.97)
IT NCS TCOM-BUS DEV (3,839.48)
16,331.54 29,269.49
(0.41)
33.88
(1.76)
IT SD TOOLS SUPPORT 16,331.54 29,301.20
(2.88)
Infor Tech Services
9 of 10
CENTERPOINT ENERGY, INC.
INFORMATION TECHNOLOGY SERVICES CHARGED TO SBUS:
Third Quarter 2002
TDU GENCO
CNP HOUSTON ELECTRIC, LLC TEXAS GENCO, LP
------------------------- ---------------
Sum of Amount PaCC
------------------------------------------ ------------------------- ---------------
Cost ctr Cost elem.|Cost element name 0003 0004
------------------------------------------ ------------------------- ---------------
643502 |Fleet Pool Vehicles (11.42)
IT PTO-PROJECTS 156244 TOTAL (14.30)
156246 642069 |IT Allocations
IT MAINFRAME DATA STORAGE 156246 TOTAL
156248 642069 |IT Allocations
IT MAINFRAME CPU UTILIZATION LEGACY 156248 TOTAL
156251 621023 |Shops (38,425.99)
641002 |Stores Overhead (249.10)
643528 |Technical Support (1,480.92)
IT DATA CIRCUIT MANAGEMENT 156251 TOTAL (40,156.01)
156256 621023 |Shops (10,177.81)
642071 |Fleet Allocation (0.22)
643502 |Fleet Pool Vehicles (0.88)
IT TELEPHONE - BASIC LINE 156256 TOTAL (10,178.91)
156260 642071 |Fleet Allocation (0.35)
643502 |Fleet Pool Vehicles (1.75)
IT VOICE SERVICES - MAC'S 156260 TOTAL (2.10)
156264 642071 |Fleet Allocation (0.24)
643502 |Fleet Pool Vehicles (0.88)
IT SD SAP CCS 156264 TOTAL (1.12)
156286 642069 |IT Allocations
642071 |Fleet Allocation (0.99)
643502 |Fleet Pool Vehicles (3.51)
IT PTO-TECH/SERVICES 156286 TOTAL (4.50)
156290 642071 |Fleet Allocation (2.43)
643502 |Fleet Pool Vehicles (9.65)
IT NCS NERVE CENTER 156290 TOTAL (12.08)
156291 621016 |Fleet Maint (1,387.41)
642071 |Fleet Allocation (542.27)
643501 |Fleet Fuel (776.79)
IT DIST. COMP. BASIC LINE 156291 TOTAL (2,706.47)
156292 642071 |Fleet Allocation (0.07)
643502 |Fleet Pool Vehicles (0.88)
IT SD SUPPORT 156292 TOTAL (0.95)
156298 642057 |Ofc Supp Svcs-Fixed
642088 |Convenience Copiers
642097 |Mail Services
642098 |Records Management
IT ALLOCATIONS FROM SS 156298 TOTAL
Grand Total (342,484.21) 353.72
CERC CERC CERC
CNP GAS TRANSMISSION CO CENTERPOINT ENERGY ARKLA CENTERPOINT ENERGY ENTEX
----------------------- ------------------------ ------------------------
----------------------- ------------------------ ------------------------
0027 0062 0082
----------------------- ------------------------ ------------------------
IT PTO-PROJECTS
(91.83)
IT MAINFRAME DATA STORAGE (91.83)
(3,656.41)
IT MAINFRAME CPU UTILIZATION LEGACY (3,656.41)
(6,032.74)
IT DATA CIRCUIT MANAGEMENT (6,032.74)
IT TELEPHONE - BASIC LINE
IT VOICE SERVICES - MAC'S
IT SD SAP CCS
9,086.95 11,871.66
IT PTO-TECH/SERVICES 9,086.95 11,871.66
IT NCS NERVE CENTER
IT DIST. COMP. BASIC LINE
IT SD SUPPORT
(453.89)
(341.50)
(1,109.88)
(90.44)
IT ALLOCATIONS FROM SS (1,995.71)
11,151.25 4,512.22 (6,032.74)
CERC TOTAL TDU, GENCO
MINNEGASCO (SS - INTERIM) & CERC ONLY
------------------------- ----------------
------------------------- ----------------
9072 GRAND TOTAL
------------------------- ----------------
(11.42)
IT PTO-PROJECTS (14.30)
(91.83)
IT MAINFRAME DATA STORAGE (91.83)
(3,656.41)
IT MAINFRAME CPU UTILIZATION LEGACY (3,656.41)
(38,425.99)
(249.10)
(7,513.66)
IT DATA CIRCUIT MANAGEMENT (46,188.75)
(10,177.81)
(0.22)
(0.88)
IT TELEPHONE - BASIC LINE (10,178.91)
(0.35)
(1.75)
IT VOICE SERVICES - MAC'S (2.10)
(0.24)
(0.88)
IT SD SAP CCS (1.12)
47,901.94 68,860.55
(0.99)
(3.51)
IT PTO-TECH/SERVICES 47,901.94 68,856.05
(2.43)
(9.65)
IT NCS NERVE CENTER (12.08)
(1,387.41)
(542.27)
(776.79)
IT DIST. COMP. BASIC LINE (2,706.47)
(0.07)
(0.88)
IT SD SUPPORT (0.95)
(453.89)
(341.50)
(1,109.88)
(90.44)
IT ALLOCATIONS FROM SS (1,995.71)
42,287.66 (290,212.10)
Notes
IT = Information Technolgy
NCS = Network and Computing Services
SAP = Accounting software
Amounts in parentheses represent credits sent to business units.
Infor Tech Services
10 of 10