AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 20, 2002
REGISTRATION NO. 333-82428
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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POST EFFECTIVE AMENDMENT NO. 1
TO
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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THE BANC CORPORATION
(Exact Name of Registrant as Specified in its Charter)
DELAWARE 6022 63-1201350
(State or Other Jurisdiction of (Primary Standard Industrial (I.R.S. Employer
Incorporation or Organization) Classification Code Number) Identification Number)
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17 NORTH 20TH STREET
BIRMINGHAM, ALABAMA 35203
(205) 327-3600
(Address, including Zip Code, and Telephone Number, including Area Code, of
Registrant's Principal Executive Offices)
F. HAMPTON MCFADDEN, JR.
EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
THE BANC CORPORATION, 17 NORTH 20TH STREET
BIRMINGHAM, ALABAMA 35203
(205) 327-3600
(Name, Address, including Zip Code, and Telephone Number, including Area Code,
of Agent for Service)
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COPIES TO:
ROBERT E. LEE GARNER KEVIN M. HOULIHAN
HASKELL SLAUGHTER YOUNG & REDIKER, L.L.C. ELIAS, MATZ, TIERNAN & HERRICK L.L.P.
1200 AMSOUTH/HARBERT PLAZA 12TH FLOOR
1901 SIXTH AVENUE NORTH 734 15TH STREET, N.W.
BIRMINGHAM, ALABAMA 35203 WASHINGTON, D.C. 20005
(205) 251-1000 (202) 347-0300
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APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon
as practicable after the effective date of this Registration Statement.
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [ ]
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THE REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH DATE OR
DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE REGISTRANT SHALL
FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS REGISTRATION
STATEMENT SHALL THEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(A) OF
THE SECURITIES ACT OF 1933 OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME
EFFECTIVE ON SUCH DATE AS THE SEC, ACTING PURSUANT TO SAID SECTION 8(A), MAY
DETERMINE.
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
ITEM 13. OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION
The estimated expenses of the sale of shares of The Banc Corporation common
stock, excluding underwriting expenses, are as follows:
Registration fee............................................ $ 2,063
Printing costs.............................................. 110,000
Legal fees and expenses..................................... 125,000
Accounting fees and expenses................................ 125,000
Miscellaneous............................................... 37,937
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Total.................................................. $400,000
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant
has duly caused this Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Birmingham, State of
Alabama on March 20, 2002.
THE BANC CORPORATION
By: /s/ JAMES A. TAYLOR
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James A. Taylor
Chairman of the Board and
Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the dates indicated.
SIGNATURE TITLE DATE
--------- ----- ----
* Chairman of the Board and Chief March 20, 2002
------------------------------------------------ Executive Officer (Principal Executive
James A. Taylor Officer)
* Executive Vice President, Chief March 20, 2002
------------------------------------------------ Financial Officer and Director
David R. Carter (Principal Financial and Accounting
Officer)
* Vice Chairman March 20, 2002
------------------------------------------------
James Mailon Kent, Jr.
* Vice Chairman March 20, 2002
------------------------------------------------
Larry D. Striplin, Jr.
* Director March 20, 2002
------------------------------------------------
James R. Andrews, M.D.
* Director March 20, 2002
------------------------------------------------
Neal R. Berte, Ed.D
* Director March 20, 2002
------------------------------------------------
W. T. Campbell, Jr.
* Director March 20, 2002
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Peter N. DiChiara
* Director March 20, 2002
------------------------------------------------
K. Earl Durden
* Director March 20, 2002
------------------------------------------------
Don J. Giardina
* Director March 20, 2002
------------------------------------------------
John F. Gittings
SIGNATURE TITLE DATE
--------- ----- ----
* Director March 20, 2002
------------------------------------------------
Steven C. Hays
* Director March 20, 2002
------------------------------------------------
Thomas E. Jernigan, Jr.
* Director March 20, 2002
------------------------------------------------
Randall E. Jones
* Director March 20, 2002
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Mayer Mitchell
* Director March 20, 2002
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Ronald W. Orso, M.D.
* Director March 20, 2002
------------------------------------------------
Harold W. Ripps
* Director March 20, 2002
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Jerry M. Smith
* Director March 20, 2002
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Michael E. Stephens
* Director March 20, 2002
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Marie Swift
* Director March 20, 2002
------------------------------------------------
James A. Taylor, Jr.
* Director March 20, 2002
------------------------------------------------
T. Mandell Tillman
* Director March 20, 2002
------------------------------------------------
Johnny Wallis
*By: /s/ JAMES A. TAYLOR, JR.
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James A. Taylor, Jr.
Attorney-in-fact