UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): November 16, 2006
SUPERIOR BANCORP
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
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0-25033
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63-1201350 |
(Commission File Number)
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(IRS Employer Identification No.) |
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17 North
20th Street, Birmingham, Alabama
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35203 |
(Address of Principal Executive Offices)
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(Zip Code) |
(205) 327-1400
(Registrants Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligations of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425 |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Section 7 Regulation FD
Item 7.01. Regulation FD Disclosure.
On November 16, 2006, representatives of Superior Bancorp will make presentations at an
investor conference using slides containing the information attached to this Form 8-K as Exhibit
99. We expect to use such slides, possibly with variations, at other investor presentations after
that date. We are furnishing the text of these slides pursuant to the Securities and Exchange
Commissions Regulation FD. This information is furnished pursuant to Item 7.01 of Form 8-K and
shall not be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that Section, unless we specifically incorporate it
by reference in a documents filed under the Securities Act of 1933 or the Securities Exchange Act
of 1934. By filing this report on Form 8-K and furnishing this information, we make no admission
as to the materiality of any information in this report that is required to be disclosed solely by
reason of Regulation FD.
The information contained in the slides is summary information that is intended to be
considered in the context of our SEC filings and other public announcements that we may make, by
press release or otherwise, from time to time. We undertake no duty or obligation to publicly
update or revise the information contained in this report, although we may do to from time to time
as our management believes is warranted. Any such updating may be made through the filing of other
reports or documents with the SEC, through press releases or through other public disclosure.
Section 9 Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit 99 Investor presentation of Superior Bancorp in use beginning November 16,
2006.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly
authorized.
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SUPERIOR BANCORP
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Date: November 16, 2006 |
By: |
/s/ Rick D. Gardner
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Rick D. Gardner |
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Chief Operating Officer |
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