1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
A Warrants
(4)
|
11/14/2011 |
09/13/2013 |
Common Stock
|
90,000
|
$
0.2
|
I
|
Manager of the account.
(1)
(2)
|
B Warrants
|
Â
(5)
|
11/14/2014 |
Common Stock
|
90,000
|
$
0.5
|
I
|
Manager of the account.
(1)
(2)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Owned by Carlisle Investments, of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. |
(2) |
Owned by Elser & Co., of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. |
(3) |
Owned by AdviCorp plc, of which I exercise voting and dispositive rights as the account manager, and own 50% of the equity of AdviCorp plc. |
(4) |
Each A Warrant entitles the holder to purchase one share of Common Stock and one B Warrant, at an exercise price of $0.20 per share. |
(5) |
The B Warrants are exercisable upon the holder's exercise of the A Warrants pursuant to which the B Warrants are issued, and are exercisable for three years from November 14, 2011, the date of the original offering. |