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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Borkowski Maureen A P.O. BOX 66149 ST. LOUIS, MO 63166-6149 |
Chmn & President of Subsidiary |
Jonathan T. Shade, Asst. Secy. of Ameren Corporation, attorney-in-fact for Maureen A. Borkowski | 01/18/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amount includes a total of 18 shares acquired monthly from November through December 2016 at prices ranging from $48.73 to $52.54 per share. |
(2) | Amount includes a total of 12 shares acquired during the fourth quarter of 2016 through reinvested dividends at prices ranging from $48.73 to $52.54 per share. |
(3) | Held in name of spouse and the undersigned disclaims any beneficial interest in such shares. Amount includes a total of 3 shares acquired during the fourth quarter of 2016 through reinvested dividends at prices ranging from $48.73 to $52.54 per share. |
(4) | The sale reported was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |