SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): July 20, 2005 (July 15, 2005)
ENTERPRISE BANCORP, INC.
(exact name of registrant as specified in charter)
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Massachusetts |
0-21021 |
04-3308902 |
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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222 Merrimack Street |
01852 |
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Lowell, Massachusetts |
(Zip Code) |
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(address of principal executive offices) |
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(978) 459-9000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01. Financial Statements and Exhibits
(c) Each of the Salary Continuation Agreements that were included as an exhibit to this report as originally filed on July 20, 2005 (Exhibits 10.39.1, 10.39.2 and 10.39.3) inadvertently omitted the Schedule A to the agreement. The applicable Schedule A to each of such Salary Continuation Agreements is included herewith and made a part of the Salary Continuation Agreement to which it applies as previously filed.
[Remainder of Page Intentionally Blank]
2
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ENTERPRISE BANCORP, INC.
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Date: February 23, 2006 |
By: |
/s/ James A. Marcotte |
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James A. Marcotte |
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Executive Vice President, Treasurer |
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and Chief Financial Officer |
3
Plan Year Reporting
Salary Continuation Plan
Schedule A
George L. Duncan
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Birth Date: 6/8/1940 |
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Early Termination |
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Disability |
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Change of Control |
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Pre-retire. Death Benefit |
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Monthly Installments Payable at Termination for 20 Years |
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Monthly Installments Payable at Normal Retirement Date for 20 Years |
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Monthly Installments Payable at Termination for 20 Years |
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Monthly Installments |
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||||||
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Period Ending |
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Discount Rate |
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Benefit Level |
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Account Value |
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Vesting |
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Based On Account Value |
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Vesting |
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Based On |
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Vesting |
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Based On |
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Based On |
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(1) |
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(2) |
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(3) |
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(4) |
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(5) |
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(6) |
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(7) |
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(8) |
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(9) |
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(10) |
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Dec 2004 |
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381,532 |
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100 |
% |
38,295 |
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100 |
% |
149,500 |
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100 |
% |
149,500 |
|
149,500 |
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12/31/2004 Accrual Balance Rollover |
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Dec 2005 (1) |
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8.00 |
% |
149,500 |
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667,199 |
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100 |
% |
66,969 |
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100 |
% |
149,500 |
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100 |
% |
149,500 |
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149,500 |
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Dec 2006 |
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8.00 |
% |
149,500 |
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976,576 |
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100 |
% |
98,022 |
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100 |
% |
149,500 |
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100 |
% |
149,500 |
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149,500 |
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Dec 2007 |
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8.00 |
% |
149,500 |
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1,311,631 |
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100 |
% |
131,652 |
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100 |
% |
149,500 |
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100 |
% |
149,500 |
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149,500 |
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Jun 2008 |
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8.00 |
% |
149,500 |
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1,489,447 |
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100 |
% |
149,500 |
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100 |
% |
149,500 |
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100 |
% |
149,500 |
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149,500 |
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June 8, 2008 Retirement; July 31, 2008 First Payment Date |
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(1) The first line reflects 12 months of data, January 2005 to December 2005.
* IF THERE IS A CONFLICT IN ANY TERMS OR PROVISIONS BETWEEN THIS SCHEDULE A AND THE AGREEMENT, THE TERMS AND PROVISIONS OF THE AGREEMENT SHALL PREVAIL. IF A TRIGGERING EVENT OCCURS, REFER TO THE AGREEMENT TO DETERMINE THE ACTUAL BENEFIT AMOUNT BASED ON THE DATE OF THE EVENT.
Plan Year Reporting
Salary Continuation Plan
Schedule A
Robert
R. Gilman
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Birth Date: 3/24/1945 |
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Early Termination |
Disability |
Change of Control |
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Pre-retire. Death Benefit |
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Monthly Installments Payable at Termination for 20 Years |
Monthly Installments Payable at Normal Retirement Date for 20 Years |
Monthly Installments Payable at Termination for 20 Years |
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Monthly |
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Period Ending |
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Discount Rate |
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Benefit Level |
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Account Value |
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Vesting |
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Based On |
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Vesting |
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Based On Benefit |
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Vesting |
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Based On Benefit |
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Based On Benefit |
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(1) |
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(2) |
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(3) |
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(4) |
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(5) |
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(6) |
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(7) |
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(8) |
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(9) |
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(10) |
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Dec 2004 |
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46,940 |
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100 |
% |
4,711 |
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100 |
% |
31,000 |
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100 |
% |
31,000 |
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31,000 |
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12/31/2004 Accrual Balance Rollover |
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Dec 2005 (1) |
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8.00 |
% |
31,000 |
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120,427 |
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100 |
% |
12,088 |
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100 |
% |
31,000 |
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100 |
% |
31,000 |
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31,000 |
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Dec 2006 |
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8.00 |
% |
31,000 |
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200,013 |
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100 |
% |
20,076 |
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100 |
% |
31,000 |
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100 |
% |
31,000 |
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31,000 |
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Dec 2007 |
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8.00 |
% |
31,000 |
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286,205 |
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100 |
% |
28,727 |
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100 |
% |
31,000 |
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100 |
% |
31,000 |
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31,000 |
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Mar 2008 |
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8.00 |
% |
31,000 |
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308,849 |
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100 |
% |
31,000 |
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100 |
% |
31,000 |
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100 |
% |
31,000 |
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31,000 |
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March 24, 2008 Retirement; April 30, 2008 First Payment Date |
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(1) The first line reflects 12 months of data, January 2005 to December 2005.
*IF THERE IS A CONFLICT IN ANY TERMS OR PROVISIONS BETWEEN THIS SCHEDULE A AND THE AGREEMENT, THE TERMS AND PROVISIONS OF THE AGREEMENT SHALL PREVAIL. IF A TRIGGERING EVENT OCCURS, REFER TO THE AGREEMENT TO DETERMINE THE ACTUAL BENEFIT AMOUNT BASED ON THE DATE OF THE EVENT.
Plan Year Reporting
Salary Continuation Plan
Schedule A
Richard
W. Main
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Birth Date: 4/3/1947 |
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Early Termination |
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Disability |
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Change of Control |
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Pre-retire. Death Benefit |
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Monthly Installments Payable at Termination for 20 Years |
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Monthly Installments Payable at Normal Retirement Date for 20 Years |
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Monthly Installments Payable at Termination for 20 Years |
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Monthly Installments |
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Period Ending |
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Discount Rate |
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Benefit Level |
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Account Value |
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Vesting |
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Based On |
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Vesting |
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Based On Benefit |
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Vesting |
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Based On Benefit |
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Based On Benefit |
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(1) |
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(2) |
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(3) |
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(4) |
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(5) |
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(6) |
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(7) |
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(8) |
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(9) |
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(10) |
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Dec 2004 |
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80,774 |
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100 |
% |
8,108 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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95,300 |
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12/31/2004 Accrual Balance Rollover |
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Dec 2005 (1) |
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8.00 |
% |
95,300 |
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216,819 |
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100 |
% |
21,763 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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95,300 |
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Dec 2006 |
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8.00 |
% |
95,300 |
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364,157 |
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100 |
% |
36,551 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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95,300 |
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Dec 2007 |
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8.00 |
% |
95,300 |
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523,723 |
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100 |
% |
52,568 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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95,300 |
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Dec 2008 |
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8.00 |
% |
95,300 |
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696,533 |
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100 |
% |
69,913 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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95,300 |
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Dec 2009 |
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8.00 |
% |
95,300 |
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883,686 |
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100 |
% |
88,698 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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95,300 |
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Apr 2010 |
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8.00 |
% |
95,300 |
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949,460 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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100 |
% |
95,300 |
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95,300 |
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April 3, 2010 Retirement; May 31, 2010 First Payment Date |
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(1) The first line reflects 12 months of data, January 2005 to December 2005
*IF THERE IS A CONFLICT IN ANY TERMS OR PROVISIONS BETWEEN THIS SCHEDULE A AND THE AGREEMENT, THE TERMS AND PROVISIONS OF THE AGREEMENT SHALL PREVAIL. IF A TRIGGERING EVENT OCCURS, REFER TO THE AGREEMENT TO DETERMINE THE ACTUAL BENEFIT AMOUNT BASED ON THE DATE OF THE EVENT.