Filed by AbbVie Inc.
Pursuant to Rule 425
Under the Securities Act of 1933
Subject Company: Shire plc
Commission File No.: 0-29630
On July 3, 2014, AbbVie made the following information available at
http://www.abbvieinvestor.com/phoenix.zhtml?c=251551&p=irol-disclaimer-documents:
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) |
Identity of the party to the offer making the disclosure: |
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AbbVie Inc. |
(b) |
Owner or controller of interests and short positions disclosed, if different from 1(a): |
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N/A |
(c) |
Name of offeror/offeree in relation to whose relevant securities this form relates: |
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Shire plc |
(d) |
Is the party to the offer making the disclosure the offeror or the offeree? |
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OFFEROR |
(e) |
Date position held: |
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2 July 2014 |
(f) |
Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? |
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YES |
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates
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Ordinary shares | |||||||
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Interests |
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Short positions | |||||
Class of relevant security: |
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Number |
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% |
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Number |
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% | |
(1) |
Relevant securities owned and/or controlled: |
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Nil |
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|
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Nil |
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|
(2) |
Derivatives (other than options): |
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Nil |
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|
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Nil |
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(3) |
Options and agreements to purchase/sell: |
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Nil |
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|
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Nil |
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|
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TOTAL: |
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Nil |
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|
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Nil |
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|
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: |
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None |
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Details, including nature of the rights concerned and relevant percentages: |
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N/A |
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If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the party to the offer making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of the Code):
None
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person acting in concert with the party to the offer making the disclosure:
See below
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3 for each additional class of relevant security.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
3.1 AbbVie Directors
Name of Director |
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Number of Shire plc |
|
Percentage of total issued |
|
Glenn F. Tilton |
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253 |
|
0.00 |
% |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer making the disclosure or any person acting in concert with it:
If there are no such agreements, arrangements or understandings, state none
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer making the disclosure, or any person acting in concert with it, and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state none
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) |
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NO |
Supplemental Form 8 (SBL) |
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NO |
Date of disclosure: |
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3 July 2014 |
Contact name: |
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Dwayne Lysaght / James Robinson |
Telephone number: |
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(London, Tel: +44 207 742 4000) |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
(1) Comprises Shire plc American Depository Shares held by Glenn F. Tilton, whether directly or in trust.
Additional Information
This document is provided for informational purposes only and does not constitute an offer to sell, or an invitation to subscribe for, purchase or exchange, any securities or the solicitation of any vote or approval in any jurisdiction, nor shall there be any sale, issuance, exchange or transfer of the securities referred to in this document in any jurisdiction in contravention of applicable law. Subject to future developments, AbbVie may file a registration statement and/or tender offer documents with the SEC in connection with a combination. Holders of Shire and/or AbbVie shares should read those filings, and any other filings made by AbbVie with the SEC in connection with the combination, as they will contain important information. Those documents, if and when filed, as well as AbbVies other public filings with the SEC may be obtained without charge at the SECs website at www.sec.gov and at AbbVies website at www.abbvieinvestor.com.