DEFA14A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

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Preliminary Proxy Statement

 

Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

Definitive Proxy Statement

 

Definitive Additional Materials

 

Soliciting Material Pursuant to §240.14a-12

MORGAN STANLEY

 

 

(Name of Registrant as Specified in Its Charter)

 

 

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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Shareholder Meeting to Be Held on May 23, 2019.

 

 

MORGAN STANLEY

 

 

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MORGAN STANLEY

C/O BROADRIDGE

PO BOX 1342

BRENTWOOD, NY 11717

 

 

 

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Meeting Information

Meeting Type:           Annual Meeting
For holders as of:      March 25, 2019
Date:  May 23, 2019              Time:  10:00 a.m., local time
Location:    2000 Westchester Avenue

  Purchase, New York 10577

 

 

You are receiving this communication because you hold shares in the company named above.

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com, scan the QR Barcode on the reverse side, or easily request a paper copy (see reverse side).

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 

 


 

 

 

 

 

 

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Before You Vote

    How to Access the Proxy Materials

 

 

Proxy Materials Available to VIEW or RECEIVE:

PROXY STATEMENT            ANNUAL REPORT ON FORM 10-K            SHAREHOLDER LETTER
How to View Online:
Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com, or scan the QR Barcode below.

 

How to Request and Receive a PAPER or E-MAIL Copy:

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

1) BY INTERNET:        www.proxyvote.com

2) BY TELEPHONE:    1-800-579-1639

3) BY E-MAIL*:            sendmaterial@proxyvote.com

 

*  If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow LOGO (located on the following page) in the subject line.

 

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before May 9, 2019 to facilitate timely delivery.

 

 

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How To Vote

    Please Choose One of the Following Voting Methods

 

 

Vote In Person: Many shareholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

 

Vote By Internet: Go to www.proxyvote.com or from a smartphone, scan the QR Barcode above. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 

 


 

 

 

 

 

 

 

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Voting Items

 

                             

 

Morgan Stanley’s Board recommends a vote “FOR

the nominees listed below:

 

1.

Election of Directors

 

 

  1a.

Elizabeth Corley

 

  1b.

Alistair Darling

 

  1c.

Thomas H. Glocer

 

  1d.

James P. Gorman

 

  1e.

Robert H. Herz

 

  1f.

Nobuyuki Hirano

 

  1g.

Jami Miscik

 

  1h.

Dennis M. Nally

 

  1i.

Takeshi Ogasawara

 

  1j.

Hutham S. Olayan

 

  1k.

Mary L. Schapiro

 

  1l.

Perry M. Traquina

 

  1m.

Rayford Wilkins, Jr.

Morgan Stanley’s Board recommends a vote “FOR” Proposals 2-3:

 

2.

To ratify the appointment of Deloitte & Touche LLP as independent auditor

 

3.

To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote)

Morgan Stanley’s Board recommends a vote “AGAINST” Proposal 4:

 

4.

Shareholder proposal regarding an annual report on lobbying expenses

 

 
 


 

 

 

 

 

 

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