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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified EBIT Stock Option (Right to Buy) | $ 70.26 | 05/04/2005 | A | 2,365 | (2) | 06/26/2011 | Common Stock | 2,365 | $ 0 | 2,365 | D | ||||
Non-Qualified ROE Stock Option (Right to Buy) | $ 70.26 | 05/04/2005 | A | 2,815 | (2) | 06/26/2011 | Common Stock | 2,815 | $ 0 | 2,815 | D | ||||
Non-Qualified EBIT Stock Option (Right to Buy) | $ 69.9 | 05/04/2005 | A | 963 | (3) | 08/04/2011 | Common Stock | 963 | $ 0 | 963 | D | ||||
Non-Qualified ROE Stock Option (Right to Buy) | $ 69.9 | 05/04/2005 | A | 1,147 | (3) | 08/04/2011 | Common Stock | 1,147 | $ 0 | 1,147 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ZUNKER ARTHUR R JR 3811 TURTLE CREEK BLVD SUITE 1100 DALLAS, TX 75219 |
SVP, Treasurer & CFO |
James H. Graass, Attorney-in-Fact for Arthur R. Zunker, Jr. | 05/06/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 26, 2004, the reporting person was granted up to 2,543 Restricted Common Stock Units subject to the satisfaction of certain performance conditions. On May 4, 2005, the performance conditions were determined to have been satisfied such that 1,907 Restricted Stock Units became vested and reportable on such date. The remaining Restricted Stock Units have been forfeited. The Common Stock grant reported above represents these vested Restricted Common Stock Units which are issuable in shares of Common Stock as follows: one-third of the Common Stock is issuable immediately; one-third becomes issuable on March 31, 2006; and the remaining one-third becomes issuable on March 31, 2007. |
(2) | On June 26, 2004, the reporting person was granted an option to purchase 5,630 shares of Common Stock. The Stock Option may vest in as many as three installments subject to the satisfaction of performance conditions determined as of March 31, 2005, 2006 and 2007. On May 4, 2005, the performance conditions as of March 31, 2005 were determined to have been satisfied such that Stock Options became vested as to 5,180 shares. The Stock Option may vest as to additional shares subject to satisfaction of performance conditions during the next two years. |
(3) | On August 4, 2004, the reporting person was granted an option to purchase 2,294 shares of Common Stock. The Stock Option may vest in as many as three installments subject to the satisfaction of performance conditions determined as of March 31, 2005, 2006 and 2007. On May 4, 2005, the performance conditions as of March 31, 2005 were determined to have been satisfied such that Stock Options became vested as to 2,110 shares. The Stock Option may vest as to additional shares subject to satisfaction of performance conditions during the next two years. |