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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase common stock par value $0.01 per share | $ 18.85 | 02/17/2011 | A | 10,825 | 02/17/2012 | 02/17/2021 | Kimco Realty Corp. Common Stock par value $0.01 per share | 10,825 | $ 18.85 | 1,071,625 | D | ||||
Option to purchase common stock par value $0.01 per share | $ 18.85 | 02/17/2011 | A | 10,825 | 02/17/2013 | 02/17/2021 | Kimco Realty Corp. Common Stock par value $0.01 per share | 10,825 | $ 18.85 | 1,071,625 | D | ||||
Option to purchase common stock par value $0.01 per share | $ 18.85 | 02/17/2011 | A | 10,825 | 02/17/2014 | 02/17/2021 | Kimco Realty Corp. Common Stock par value $0.01 per share | 10,825 | $ 18.85 | 1,071,625 | D | ||||
Option to purchase common stock par value $0.01 per share | $ 18.85 | 02/17/2011 | A | 10,825 | 02/17/2015 | 02/17/2021 | Kimco Realty Corp. Common Stock par value $0.01 per share | 10,825 | $ 18.85 | 1,071,625 | D | ||||
Performance Shares | $ 0 (3) | 02/17/2011 | A | 43,300 | 12/31/2011(4) | 12/31/2011 | Kimco Realty Corp. Common Stock par value $0.01 per share | 43,300 | $ 0 | 43,300 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HENRY DAVID 3333 NEW HYDE PARK ROAD NEW HYDE PARK, NY 11042 |
X | Chief Executive Officer |
/s/ David Henry | 02/18/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 18, 2010 the reporting person was granted a total of 42,900 performance shares, providing for the grant ofshares of restricted stock in 2011 based on the Company's total stockholder return in 2010 relative to the Company's peer group and National Association of Real Estate Investment Trusts Retail peers. Based on these performance critera for 2010, the reporting person was granted 51,480 shares of restricted stock. |
(2) | These shares vest 1/3 per year on 2/17/12, 2/17/13 and 2/17/14. |
(3) | Each performance share award provides for the grant of shares of restricted stock in the year following the performance year based on the Company's total stockholder return in the performance year relative to the Company's peer group and National Association of Real Estate Investment Trusts Retail peers. |
(4) | The Company's Executive Compensation Committee will determine the amount of the performance shares vested after the performance year ends on 12/31/2011. |