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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
DEFERRED STOCK UNITS | (1) | 08/14/2015 | A | 700 | (1) | (1) | Common Stock | 700 | $ 0 | 700 | D | ||||
DEFERRED STOCK UNITS | (2) | 08/14/2015 | M | 6,713 | (2) | (2) | Common Stock | 6,713 | $ 0 | 6,713 | D | ||||
RESTRICTED STOCK UNITS | (3) | 08/14/2015 | M | 8,427 | (3) | (3) | Common Stock | 8,427 | $ 0 | 8,427 | D | ||||
RESTRICTED STOCK UNITS | (4) | 08/14/2015 | J | 3,686 | (4) | (4) | Common Stock | 3,686 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EDGERLEY PAUL B C/O BAIN CAPITAL INVESTORS, LLC JOHN HANCOCK TOWER, 200 CLARENDON STREET BOSTON, MA 02116 |
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/s/ PAUL B. EDGERLEY | 08/18/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents a grant of deferred stock units under the 2013 Omnibus Incentive Plan pursuant to Mr. Edgerley's election to convert quarterly cash fees for board service to deferred stock units. The deferred stock units are fully vested and were settled upon termination of Mr. Edgerley's board service on August 14, 2015. |
(2) | Represents shares acquired in settlement of deferred stock units on termination of board service. The units were granted to Mr. Edgerley on August 27 and November 8, 2013 and February 21, May 16, August 15 and November 25, 2014, and March 11, May 15, and August 14, 2015 under the 2013 Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units. |
(3) | Represents shares acquired in settlement of vested restricted stock units on termination of board service. The units were granted to Mr. Edgerley under the 2013 Omnibus Incentive Plan on July 2, 2013 and May 15, 2014. |
(4) | Represents a forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Edgerley under the 2013 Omnibus Incentive Plan on May 14, 2015. |