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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D
Under the Securities Exchange Act of 1934
(AMENDMENT NO. 2)
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TiVo, Inc.
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(Name of Issuer)
Common Stock, $0.001 par value per share
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(Title of class of securities)
888706-10-8
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(CUSIP Number)
Lawrence P. Tu, Vice President and General Counsel
National Broadcasting Company, Inc.
30 Rockefeller Plaza
New York, New York 10012
(212) 664-7024
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 9, 2004
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box [_].
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CUSIP NO. 888706-10-8 13D Page 2
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1 NAME OF REPORTING PERSONS National Broadcasting Company, Inc.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 14-1682529
----------------- ------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [x]
----------------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------- -------------------------- ---------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: N/A
----------------- ------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
----------------- -------------------------------------------------------------- ---------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware
--------------------------- ------ --------------------------------------------- ---------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER: 3,687,151
SHARES
------ --------------------------------------------- ---------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 0
OWNED BY
------ --------------------------------------------- ---------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: 3,687,151
REPORTING
------ --------------------------------------------- ---------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 0
----------------- ------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,687,151
----------------- ------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_]
----------------- ------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 5.2%
----------------- ----------------------------------------------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: CO
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SEE INSTRUCTIONS BEFORE FILLING OUT!
2
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CUSIP NO. 888706-10-8 13D Page 3
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1 NAME OF REPORTING PERSON: National Broadcasting Company Holdings, Inc.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 13-3448662
----------------- ------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [x]
----------------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------- -------------------------- ---------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: N/A
----------------- ------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
----------------- -------------------------------------------------------------- ---------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware
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NUMBER OF 7 SOLE VOTING POWER: Disclaimed (see 11 below)
SHARES
------ --------------------------------------------- ---------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 0
OWNED BY
------ --------------------------------------------- ---------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below)
REPORTING
------ --------------------------------------------- ---------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by
National Broadcasting Company Holding, Inc.
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_]
----------------- ------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above)
----------------- ----------------------------------------------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: CO
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SEE INSTRUCTIONS BEFORE FILLING OUT!
3
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CUSIP NO. 888706-10-8 13D Page 4
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1 NAME OF REPORTING PERSON: General Electric Company
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 14-0689340
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [x]
----------------- ------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
----------------- -------------------------- ---------------------------------------------------------------------------------------
4 SOURCE OF FUNDS: N/A
----------------- ------------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_]
PURSUANT TO ITEM 2(d) OR 2(e):
----------------- -------------------------------------------------------------- ---------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York
------------------------------- ------ ----------------------------------------- ---------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER: Disclaimed (see 11 below)
SHARES
------ ----------------------------------------- ---------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 0
OWNED BY
------ ----------------------------------------- ---------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below)
REPORTING
------ ----------------------------------------- ---------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 0
----------------- ------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by
General Electric Company
----------------- ------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_]
----------------- ------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above)
----------------- ----------------------------------------------- ------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: CO
----------------- ----------------------------------------------- ------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT!
4
This Amendment No. 2 amends the Schedule 13D dated March 18, 2002, as
amended, and is filed by National Broadcasting Company, Inc. ("NBC"), for and on
behalf of itself, National Broadcasting Company Holding, Inc. ("NBC Holding"),
and General Electric Company ("GE") (each a "Reporting Person"), with respect to
the common stock, $0.001 par value per share (the "Common Stock"), of TiVo Inc.
(the "Company").
Item 2. Identity and Background.
-----------------------
Item 2 is supplemented as follows:
As of February 10, 2004, the name, business address, present
principal occupation or employment, and citizenship of each director and
executive officer of NBC, NBC Holding and GE, are set forth on Schedules A, B
and C respectively, attached hereto.
During the last five years, none of the Reporting Persons, nor, to
the best of their knowledge, any of their directors or executive officers, has
been (i) convicted of any criminal proceeding (excluding traffic violations or
similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to federal or
state securities laws or finding any violation with respect to such laws.
This Amendment No. 2 is being filed while the Reporting Persons are
in the process of verifying information required herein from their respective
directors and executive officers. If the Reporting Persons obtain information
concerning such individuals which would cause a material change in the
disclosure contained herein, an amendment to this statement will be filed that
will disclose such change.
Item 5. Interest in Securities of the Issuer.
------------------------------------
(a) The responses of the Reporting Persons to Rows (11) through (13)
of the cover pages of this Amendment No. 2 are incorporated herein by reference.
As of February 10, 2004, NBC beneficially owned in the aggregate 3,687,151
shares of the Common Stock, representing approximately 5.2% of the outstanding
shares of Common Stock (based on the number of shares outstanding as of December
5, 2003, as reported in the Company's Quarterly Report on Form 10-Q for the
quarterly period ended October 31, 2003, after giving effect to the Company's
subsequent issuance of shares of Common Stock to NBC as described in Item 5(c)
hereof ).
Except as disclosed in this Item 5(a), none of the Reporting Persons,
nor, to the best of their knowledge, any of their directors, or executive
officers, beneficially owns any shares of Common Stock.
(b) The responses of the Reporting Persons to (i) Rows (7) through
(10) of the cover pages of this Amendment No. 2 and (ii) Item 5(a) hereof are
incorporated herein by reference.
5
Except as disclosed in this Item 5(b), none of the Reporting Persons,
nor to the best of their knowledge, any of their directors or executive
officers, presently has the power to vote or direct the vote or to dispose or
direct the disposition of any of the shares of Common Stock which they may be
deemed to beneficially own.
(c) None of the Reporting Persons, nor, to the best of their
knowledge, any of their directors or executive officers, has effected any
transaction in the Common Stock during the past 60 days except that (i) on
January 16, 2004, NBC converted $10 million aggregate principal amount of 7%
Convertible Senior Notes due 2006 (having a conversion price of $3.99 per share)
into 2,506,265 shares of Common Stock and (ii) on February 9, 2004, NBC
"cashless" exercised 490,196 Warrants (having an exercise price of $7.85 per
share) and acquired 167,373 shares of Common Stock.
(d) Not applicable.
(e) Not applicable.
6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: February 10, 2004
NATIONAL BROADCASTING COMPANY, INC.
By: /s/ Elizabeth A. Newell
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Name: Elizabeth A. Newell
Title: Assistant Secretary
NATIONAL BROADCASTING COMPANY
HOLDING, INC.
By: /s/ Elizabeth A. Newell
-------------------------------------------
Name: Elizabeth A. Newell
Title: Assistant Secretary
GENERAL ELECTRIC COMPANY
By: /s/ Robert E. Healing
-------------------------------------------
Name: Robert E. Healing
Title: Attorney-in-fact
7
SCHEDULE A
NATIONAL BROADCASTING COMPANY, INC.
DIRECTORS
NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ------------------------ --------------------
J.I. Cash, Jr. Harvard Business School Professor of Business
Morgan Hall Administration-Graduate
Soldiers Field Road School of Business Administration,
Boston, MA 02163 Harvard University
Dennis D. Dammerman General Electric Company Vice Chairman of the
3135 Easton Turnpike Board and Executive Officer,
Fairfield, CT 06431 General Electric Company; Chairman,
General Electric Capital Services, Inc.
A.M. Fudge General Electric Company Former Executive Vice
3135 Easton Turnpike President, Kraft Foods, Inc
Fairfield, CT 06431
Jeffrey R. Immelt General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive Officer,
Fairfield, CT 06431 General Electric Company
A. Jung Avon Products Chairman and Chief Executive
1345 Avenue of the Americas Officer, Avon Products, Inc.
New York, NY 10105
A.G. Lafley The Proctor & Gamble Company Chairman of the Board, President
1 Proctor & Gamble Plaza and Chief Executive Officer,
Cincinnati, OH 45202-3315 The Proctor & Gamble Company
K.G. Langone Invemed Associates, Inc. Chairman, President and
375 Park Avenue Chief Executive Officer,
New York, NY 10152 Invermed Associates, Inc.
R.S. Larsen Johnson & Johnson Former Chairman and
100 Albany Street Chief Executive Officer,
Suite 200 Johnson & Johnson
New Brunswick, NJ 08901
R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief
309 West 49th Street Executive Officer,
New York, NY 10019-7316 Ogilvy & Mather Worldwide
S. Nunn King & Spalding Partner, King & Spalding
191 Peachtree Stsreet, N.E.
Atlanta, Georgia 30303
R.S. Penske Penske Corporation Chairman of the Board
2555 Telegraph Road and President,
Bloomfield Hills, MI Penske Corporation
48302-0954
G. L. Rogers General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer,
Fairfield, CT 06431 General Electric Company
A.C. Sigler Champion International Corporation Retired Chairman of the
1 Champion Plaza Board and CEO and Former Director,
Stamford, CT 06921 Champion International Corporation
R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth
Cornell University Dean and Professor of Accounting
207 Sage Hall Ithaca, NY
14853-6201
D.A. Warner III J.P. Morgan Chase & Co., Retired Chairman of the Board,
The Chase Manhattan Bank and J.P. Morgan Chase & Co.
Morgan Guaranty Trust Co. of New York
345 Park Avenue
New York, NY 10154
Robert C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and
30 Rockefeller Plaza Executive Officer, General
New York, NY 10112 Electric Company; Chairman &
Chief Executive Officer,
Citizenship: National Broadcasting Company, Inc.
------------
A. Jung Canada
All Others U.S.A.
9
R. C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and
30 Rockefeller Plaza Executive Officer, General
New York, NY 10112 Electric Company; Chairman &
Chief Executive Officer,
National Broadcasting Company, Inc.
M. Vachon National Broadcasting Company, Inc. Executive Vice President/ Chief
30 Rockefeller Plaza Financial Officer/ Treasurer
New York, NY 10112
W. L. Bolster National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
R. B. Burgess National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
R. Cotton National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
D. Ebersol National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
J. W. Eck National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
R. A. Falco National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
10
J. W. Ireland III National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
N. Shapiro National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
P. Thomas-Graham National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
L. Tu National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
E. Whelley National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
D. Zaslav National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
J. Zucker National Broadcasting Company, Inc. Executive Vice President
30 Rockefeller Plaza
New York, NY 10112
Citizenship: USA
-----------
11
SCHEDULE B
NATIONAL BROADCASTING COMPANY, INC.
DIRECTORS
NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ------------------------ --------------------
J.I. Cash, Jr. Harvard Business School Professor of Business
Morgan Hall Administration-Graduate
Soldiers Field Road School of Business Administration,
Boston, MA 02163 Harvard University
Dennis D. Dammerman General Electric Company Vice Chairman of the
3135 Easton Turnpike Board and Executive Officer,
Fairfield, CT 06431 General Electric Company; Chairman,
General Electric Capital Services, Inc.
A.M. Fudge General Electric Company Former Executive Vice
3135 Easton Turnpike President, Kraft Foods, Inc
Fairfield, CT 06431
Jeffrey R. Immelt General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive Officer,
Fairfield, CT 06431 General Electric Company
A. Jung Avon Products Chairman and Chief Executive
1345 Avenue of the Americas Officer, Avon Products, Inc.
New York, NY 10105
A.G. Lafley The Proctor & Gamble Company Chairman of the Board, President
1 Proctor & Gamble Plaza and Chief Executive Officer,
Cincinnati, OH 45202-3315 The Proctor & Gamble Company
K.G. Langone Invemed Associates, Inc. Chairman, President and
375 Park Avenue Chief Executive Officer,
New York, NY 10152 Invermed Associates, Inc.
R.S. Larsen Johnson & Johnson Former Chairman and
100 Albany Street Chief Executive Officer,
Suite 200 Johnson & Johnson
New Brunswick, NJ 08901
R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive Officer,
309 West 49th Street Ogilvy & Mather Worldwide
New York, NY 10019-7316
12
S. Nunn King & Spalding Partner, King & Spalding
191 Peachtree Stsreet, N.E.
Atlanta, Georgia 30303
R.S. Penske Penske Corporation Chairman of the Board
2555 Telegraph Road and President,
Bloomfield Hills, MI Penske Corporation
48302-0954
G. L. Rogers General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer,
Fairfield, CT 06431 General Electric Company
A.C. Sigler Champion International Corporation Retired Chairman of the
1 Champion Plaza Board and CEO and
Stamford, CT 06921 Former Director,
Champion International
Corporation
R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth
Cornell University Dean and Professor of Accounting
207 Sage Hall Ithaca, NY
14853-6201
D.A. Warner III J.P. Morgan Chase & Co., Retired Chairman of the Board,
The Chase Manhattan Bank and J.P. Morgan Chase & Co.
Morgan Guaranty Trust Co. of New York
345 Park Avenue
New York, NY 10154
Robert C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and
30 Rockefeller Plaza Executive Officer, General
New York, NY 10112 Electric Company; Chairman &
Chief Executive Officer,
Citizenship: National Broadcasting Company, Inc.
------------
A. Jung Canada
All Others U.S.A.
13
R. C. Wright National Broadcasting Company, Inc. Chairman, Chief Executive Officer
30 Rockefeller Plaza
New York, NY 10112
Lynn Calpeter National Broadcasting Company, Inc. Vice President, Treasurer
30 Rockefeller Plaza
New York, NY 10112
Todd Davis National Broadcasting Company, Inc. Assistant Treasurer
30 Rockefeller Plaza
New York, NY 10112
Brian O'Leary National Broadcasting Company, Inc. Assistant Treasurer
30 Rockefeller Plaza
New York, NY 10112
Benjamin W. Heineman, Jr. National Broadcasting Company, Inc. Secretray
30 Rockefeller Plaza
New York, NY 10112
Eliza Fraser National Broadcasting Company, Inc. Assistant Secretary
30 Rockefeller Plaza
New York, NY 10112
Elizabeth Newell National Broadcasting Company, Inc. Assistant Secretary
30 Rockefeller Plaza
New York, NY 10112
14
SCHEDULE C
GENERAL ELECTRIC COMPANY
DIRECTORS
NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ------------------------ --------------------
J.I. Cash, Jr. Harvard Business School Professor of Business
Morgan Hall Administration-Graduate
Soldiers Field Road School of Business Administration,
Boston, MA 02163 Harvard University
Dennis D. Dammerman General Electric Company Vice Chairman of the
3135 Easton Turnpike Board and Executive Officer,
Fairfield, CT 06431 General Electric Company; Chairman,
General Electric Capital Services, Inc.
A.M. Fudge General Electric Company Former Executive Vice
3135 Easton Turnpike President, Kraft Foods, Inc
Fairfield, CT 06431
C.X. Gonzalez Kimberly-Clark de Mexico Chairman of the Board and
S.A. de C.V. Chief Executive Officer, Kimberely
Jose Luis Lagrange 103, de Mexico, S.A. de C.V.
Tercero Piso
Colonia Los Morales
Mexico, D.F. 11501, Mexico
J. R. Immelt General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive Officer,
Fairfield, CT 06431 General Electric Company
A. Jung Avon Products Chairman and Chief Executive
1345 Avenue of the Americas Officer, Avon Products, Inc.
New York, NY 10105
A.G. Lafley The Proctor & Gamble Company Chairman of the Board, President
1 Proctor & Gamble Plaza and Chief Executive Officer,
Cincinnati, OH 45202-3315 The Proctor & Gamble Company
K.G. Langone Invemed Associates, Inc. Chairman, President and
375 Park Avenue Chief Executive Officer,
New York, NY 10152 Invermed Associates, Inc.
15
R.S. Larsen Johnson & Johnson Former Chairman and
100 Albany Street Chief Executive Officer,
Suite 200 Johnson & Johnson
New Brunswick, NJ 08901
R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive Officer,
309 West 49th Street Ogilvy & Mather Worldwide
New York, NY 10019-7316
S. Nunn King & Spalding Former Partner, King & Spalding
191 Peachtree Stsreet, N.E.
Atlanta, Georgia 30303
R.S. Penske Penske Corporation Chairman of the Board
2555 Telegraph Road and President,
Bloomfield Hills, MI Penske Corporation
48302-0954
A.C. Sigler Champion International Corporation Retired Chairman of the
1 Champion Plaza Board and CEO and
Stamford, CT 06921 Former Director,
Champion International
Corporation
R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth
Cornell University Dean and Professor of Accounting
207 Sage Hall Ithaca, NY
14853-6201
D.A. Warner III J.P. Morgan Chase & Co., Former Chairman of the Board,
The Chase Manhattan Bank and J.P. Morgan Chase & Co.
Morgan Guaranty Trust Co. of New York
345 Park Avenue
New York, NY 10154
Robert C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and
30 Rockefeller Plaza Executive Officer, General
New York, NY 10112 Electric Company; Chairman &
Chief Executive Officer,
National Broadcasting Company, Inc.
Citizenship:
------------
C.X. Gonzalez Mexico
A. Jung Canada
All Others U.S.A
16
GENERAL ELECTRIC COMPANY
EXECUTIVE OFFICERS
NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION
---- ------------------------ --------------------
J.R. Immelt General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive Officer
Fairfield, CT 06431
P.D. Ameen General Electric Company Vice President and Controller
3135 Easton Turnpike
Fairfield, CT 06431
F. Beccalli General Electric Company Senior Vice President - GE Europe
3135 Easton Turnpike
Fairfield, CT 06431
C.T. Begley General Electric Company Vice President - GE Transportation Systems
2901 East Lake Road
Erie, PA 16531
D.C. Calhoun General Electric Company Senior Vice President
1 Neumann Way GE Aircraft Engines
Cincinnati, OH 05215
J.P. Campbell General Electric Company Senior Vice President
Appliance Park GE Consumer Products
Louisville, KY 40225
W.H. Cary General Electric Company Vice President - Financial Planning & Analysis
3135 Easton Turnpike
Fairfield, CT 06431
K.A. Cassidy General Electric Company Vice President and GE Treasurer
201 High Ridge Road
Stamford, CT 06905-3417
W.J. Conaty General Electric Company Senior Vice President
3135 Easton Turnpike Human Resources
Fairfield, CT 06431
D.D. Dammerman General Electric Company Vice Chairman of the Board and Executive Officer,
3135 Easton Turnpike General Electric Company; Chairman, General Electric
Fairfield, CT 06431 Capital Services, Inc
S.C. Donnelly General Electric Company Senior Vice President - Global Research
One Research Circle
Niskayuna 12309
17
M.D. Fraizer General Electric Company Senior Vice President
6620 W. Broad Street GE Insurance
Richmond, VA 23230
Y. Fujimori General Electric Company Senior Vice President - GE Asia
21 Mita 1-chome
Meguro-ku 3rd Floor Alto
Tokyo, Japan 153-0062
A.H. Harper General Electric Company Senior Vice President - GE Equipment Management
260 Long Ridge Road
Stamford, CT 06927
B.W. Heinemann General Electric Company Senior Vice President - Law and Public Affairs and
3135 Easton Turnpike Secretary
Fairfield, CT 06431
J.M. Hogan General Electric Company Senior Vice President - GE Medical Systems
P.O. Box 414
Milwauke, WI 53201
R.A. Jeffe General Electric Company Senior Vice President - Corporate Business
3135 Easton Turnpike Development
Fairfield, CT 06431
J. Krenicki, Jr. General Electric Company Senior Vice President - GE Plastics
1 Plastics Avenue
Pittsfield, MA 01201
M.A. Neal General Electric Company Senior Vice President - GE Commercial Finance
260 Long Ridge Road
Stamford, CT 06927
D.R. Nissen General Electric Company Senior Vice President - GE Consumer Finance
201 High Ridge Road
Stamford, CT 06905-3417
J.A. Parke General Electric Company Senior Vice President - General Electric Company,
260 Long Ridge Road Vice Chairman, GE Capital Corporation
Stamford, CT 06927
R.R. Pressman General Electric Company Senior Vice President - Employers Reinsurance
5200 Metcalf Avenue Corporation
Overland Park, KS 66201
G.M. Reiner General Electric Company Senior Vice President - Chief Information Officer
3135 Easton Turnpike
Fairfield, CT 06431
J.G. Rice General Electric Company Senior Vice President - GE Power Systems
4200 Wildwood Parkway
Atlanta, GA 30339
18
K.S. Sherin General Electric Company Senior Vice President - Finance and Chief Financial
3135 Easton Turnpike Officer
Fairfield, CT 06431
L.G. Trotter General Electric Company Senior Vice President
41 Woodford Avenue GE Industrial Systems
Plainville, CT 06062
R.F. Wacker General Electric Company Vice President - Corporate Investor Relations
3135 Easton Turnpike
Fairfield, CT 06431
W.A. Woodburn General Electric Company Senior Vice President -
187 Danbury Road GE Specialty Materials
Wilton, CT 06897
R.C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and
30 Rockefeller Plaza Executive Officer,
New York, NY 10112 General Electric Company;
Chairman & Chief Executive Officer,
National Broadcasting Company, Inc.
Citizenship:
------------
Fernando Beccalli Italy
Yoshiaki Fujimori Japan
All Others U.S.A.
19